DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tod Andrew Drury | LPL Financial LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 1, 2026 |
| Stephanie Wai Yi Wong | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 15, 2026 | Sep 3, 2026 |
| Timothy Preston Kirkham | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 14, 2026 |
| John Ramsdell Lucas | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2026 | Sep 3, 2026 |
| Jason Martin Schlesinger | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2026 | Sep 3, 2026 |
| Jason Stephen Cheu | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2026 | Sep 3, 2026 |
| Ivana Blagojevic | LPL Financial LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 1, 2026 |
| Thomas Anthony Mcdonald | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 1, 2026 |
| Michael John Wiley | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Sep 1, 2026 |
| Thomas Anthony Mcdonald | Janney Montgomery Scott LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 1, 2026 |
| Matthew C Strickland | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 10, 2026 |
| Richard Dustin Sloss | Edward Jones national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Aug 6, 2026 |
| Jon Randall Garberg | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 26, 2026 |
| Jeanine Marie Gaston | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 25, 2026 |
| Rebecca Marie Hellman | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 25, 2026 |
| Quintin J Gardner | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 20, 2026 |
| David Palmer Lorbiecki | Dmkc Advisory Services, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Aug 31, 2026 | Aug 31, 2026 |
| Dan Christopher Mcphail | Dmkc Advisory Services, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Aug 31, 2026 | Aug 31, 2026 |
| David Charles Haas | Dmkc Advisory Services, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Aug 31, 2026 | Aug 31, 2026 |
| Scott Jeppson | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 31, 2026 |
| Willis David Gaer | Dmkc Advisory Services, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Aug 31, 2026 | Aug 31, 2026 |
| Joseph Ralph Licate | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2026 | Aug 19, 2026 |
| John Thomas Egan | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2026 | Aug 19, 2026 |
| Brian T Abraham | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 26, 2026 | Aug 24, 2026 |
| Deborah G Dilloway | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 25, 2026 | Aug 7, 2026 |
| Colin Makram Talia | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 25, 2026 | Jul 31, 2026 |
| Gina Ferreira | Jefferies Investment Advisers LLC mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 27, 2026 |
| Joseph David Copeland | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 20, 2026 |
| Benjamin Ronald Donathen | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 20, 2026 |
| Amie T Thompson | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 27, 2026 |
| Kathy Ann Russo | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Sep 1, 2026 |
| Brandon Joseph Cordiano | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2026 | Sep 11, 2026 |
| Howard Louis Margolis | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 13, 2026 |
| Nathaniel Golden | J.P. Morgan Securities LLC wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2026 | Aug 18, 2026 |
| Jordan Krawec | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2026 | Aug 4, 2026 |
| Cornell Fields | Strategic Advisers LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 10, 2026 |
| Teodore John Krawec | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 4, 2026 |
| Matthew Charles Gonzalez | J.P. Morgan Securities LLC wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 17, 2026 |
| Makram N Talia | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2026 | Jul 31, 2026 |
| Natalie Marie Sutcliffe | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Aug 4, 2026 |
| David B Walker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2026 | Sep 8, 2026 |
| Candace J Burkett | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2026 | Aug 19, 2026 |
| Samuel Chastain | J.P. Morgan Securities LLC wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2026 | Aug 24, 2026 |
| Jennifer Herron | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Aug 19, 2026 |
| Michael Engle Peacock | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 4, 2026 | Jul 27, 2026 |
| James David Bertsch | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2026 | Jul 31, 2026 |
| Ethan Michael Kelly | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2026 | Aug 17, 2026 |
| David James Aylor | Charles Schwab & Co., Inc. national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 1, 2026 | Jul 20, 2026 |
| Philip Austin Jordan | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2026 | Jul 24, 2026 |
| Rose Lynn Perrilloux | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Jul 21, 2026 |
| Jordan Oesterle | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Aug 6, 2026 |
| Edward Carmelo Rodriguez | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Jul 22, 2026 |
| Dmitriy G Stepanov | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2026 | Jul 27, 2026 |
| Hope Catherine Turock | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2026 | Jul 30, 2026 |
| Nicole Jane Nishimoto | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2026 | Aug 19, 2026 |
| Jacqueline Crutchfield Houston | Morgan Stanley wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2026 | Jul 24, 2026 |
| Rey Louie Carandang | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 6, 2026 |
| Genae Antoinette Affrunti | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 7, 2026 |
| John Jairo Zuluaga Romero | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jul 24, 2026 | Jul 23, 2026 |
| Cory J Matsumoto | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 7, 2026 |
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4,971 moves match.