DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC no RAUM | Lombard, Il | 12 | 0 | 5 | -5 | 42% | 1 | ||
| TIP GROUP LLC state registered | Houston, Tx · principal | 12 | 5 | 5 | 0 | 42% | |||
| CLEAR CREEK FINANCIAL MANAGEMENT, LLC independent RIA | Meridian, Id | 12 | 1 | 5 | -4 | 42% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Moline, Il | 11 | 1 | 5 | -4 | 45% | 1 | ||
| R••• N•••• C•••••• I••••••••• A••••••• independent RIA | Braintree, Ma · principal | 11 | 11 | 5 | +6 | 45% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Southfield, Mi | 11 | 1 | 5 | -4 | 45% | 1 | ||
| G•••••• H••••• A•••••••• I••• independent RIA | Houston, Tx · principal | 10 | 6 | 5 | +1 | 50% | |||
| O•••• W•••••• I••• BD affiliated | Erie, Pa | 9 | 1 | 5 | -4 | 56% | 1 | ||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Woodland Hills, Ca | 8 | 3 | 5 | -2 | 63% | 1 | ||
| T•• I••••••••• A•••• M••••••••• L•• independent RIA | Portland, Or · principal | 8 | 2 | 5 | -3 | 63% | 1 | 1 | |
| O•••• W•••••• I••• BD affiliated | Burnsville, Mn | 8 | 1 | 5 | -4 | 63% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Issaquah, Wa | 8 | 1 | 5 | -4 | 63% | 1 | ||
| S•• W••••• independent RIA | San Francisco, Ca | 7 | 1 | 5 | -4 | 71% | 2 | ||
| D••• A••••••• S•••••••• L•• independent RIA | Des Moines, Ia · principal | 6 | 1 | 5 | -4 | 83% | 1 | ||
| T•••• L•• independent RIA | Lake Forest, Il · principal | 6 | 0 | 5 | -5 | 83% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Orlando, Fl | 4 | 0 | 5 | -5 | 125% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Newark, Nj | 3 | 1 | 5 | -4 | 167% | |||
| B•••••• W••••• L•• independent RIA | Scottsdale, Az · principal | 3 | 2 | 5 | -3 | 167% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Mt Pleasant, Sc | 3 | 0 | 5 | -5 | 167% | 1 | ||
| T••••• A••••••• S•••••••• I••• BD affiliated | Winchester, Va | 3 | 2 | 5 | -3 | 167% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | West Chester, Pa | 2 | 0 | 5 | -5 | 250% | 1 | ||
| I••••••••• F•••••••• G••••• L•• BD affiliated | Delafield, Wi | 2 | 0 | 5 | -5 | 250% | 1 | ||
| F•••• T•••• A••••••• L• asset manager | Wheaton, Il · principal | 607 | 51 | 4 | +47 | 0.7% | |||
| B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated | St Louis, Mo | 501 | 60 | 4 | +56 | 0.8% | 1 | 2 | |
| S•••••••• A••••••• L•• national BD | Smithfield, Ri | 453 | 107 | 4 | +103 | 0.9% | |||
| S••••• W••••• M••••••••• independent RIA | Rockford, Il · principal | 403 | 125 | 4 | +121 | 1.0% | |||
| C•••••••• G••••• M•••••• I••• BD affiliated | Miami, Fl | 369 | 64 | 4 | +60 | 1.1% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Houston, Tx | 240 | 18 | 4 | +14 | 1.7% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Atlanta, Ga | 218 | 34 | 4 | +30 | 1.8% | |||
| W•••• F•••• A••••••• wirehouse | Seattle, Wa | 213 | 36 | 4 | +32 | 1.9% | |||
| R•• C•••••• M••••••• L•• national BD | New York, Ny · principal | 211 | 31 | 4 | +27 | 1.9% | 2 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Pasadena, Ca | 210 | 13 | 4 | +9 | 1.9% | 1 | ||
| F•••••••• S••••••••• C•••• no RAUM | Pittsburgh, Pa · principal | 210 | 14 | 4 | +10 | 1.9% | |||
| K••••• P•••••• W••••• S•••••••• L•• BD affiliated | Austin, Tx · principal | 195 | 17 | 4 | +13 | 2.1% | |||
| M••••• S•••••• wirehouse | Paramus, Nj | 192 | 11 | 4 | +7 | 2.1% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Providence, Ri | 186 | 15 | 4 | +11 | 2.2% | |||
| G•••• V••••• A•••••• G••••• L•• independent RIA | Berwyn, Pa · principal | 182 | 28 | 4 | +24 | 2.2% | |||
| W•••• F•••• A••••••• wirehouse | Raleigh, Nc | 179 | 20 | 4 | +16 | 2.2% | |||
| M••••• S•••••• wirehouse | Columbus, Oh | 175 | 19 | 4 | +15 | 2.3% | |||
| D•••••••• • C•••••• L•• BD affiliated | Richmond, Va · principal | 173 | 15 | 4 | +11 | 2.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Naples, Fl | 172 | 7 | 4 | +3 | 2.3% | |||
| L•• F•••••••• L•• BD affiliated | Austin, Tx | 158 | 46 | 4 | +42 | 2.5% | 3 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Cincinnati, Oh | 156 | 11 | 4 | +7 | 2.6% | |||
| C•••••••• F••••••••• I••• BD affiliated | Anaheim, Ca · principal | 156 | 13 | 4 | +9 | 2.6% | 1 | ||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Milwaukee, Wi · principal | 152 | 32 | 4 | +28 | 2.6% | |||
| W•••• F•••• A••••••• wirehouse | Columbia, Md | 152 | 38 | 4 | +34 | 2.6% | |||
| W•••• F•••• A••••••• wirehouse | San Francisco, Ca | 149 | 19 | 4 | +15 | 2.7% | 1 | ||
| C••••••• S••••••••• I••• BD affiliated | Conshohocken, Pa | 148 | 38 | 4 | +34 | 2.7% | |||
| W•••• F•••• A••••••• wirehouse | Richmond, Va | 138 | 19 | 4 | +15 | 2.9% | |||
| R•••••••• A•••• M••••••••• BD affiliated | Menlo Park, Ca · principal | 138 | 69 | 4 | +65 | 2.9% | |||
| C•••••••• G••••• M•••••• I••• BD affiliated | Los Angeles, Ca | 135 | 16 | 4 | +12 | 3.0% | 1 | ||
| M••••• S•••••• wirehouse | Denver, Co | 133 | 9 | 4 | +5 | 3.0% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Boca Raton, Fl | 130 | 21 | 4 | +17 | 3.1% | 1 | 1 | |
| C•••••• S••••• • C••• I••• national BD | Chicago, Il | 128 | 16 | 4 | +12 | 3.1% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Raleigh, Nc | 127 | 13 | 4 | +9 | 3.1% | 1 | ||
| M••••• S•••••• wirehouse | Charlotte, Nc | 125 | 16 | 4 | +12 | 3.2% | 2 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | St Petersburg, Fl | 121 | 18 | 4 | +14 | 3.3% | 2 | ||
| W•••• F•••• A••••••• wirehouse | Atlanta, Ga | 121 | 15 | 4 | +11 | 3.3% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Nashville, Tn | 120 | 21 | 4 | +17 | 3.3% | 1 | ||
| R•••• I••••••••• A••••••• L•• BD affiliated | Kentwood, Mi · principal | 119 | 21 | 4 | +17 | 3.4% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.