DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “TRUIST ADVISORY SERVICES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| CURI CAPITAL, LLC independent RIA | Raleigh, Nc | 11 | 4 | 3 | +1 | 27% | |||
| OSAIC WEALTH, INC. BD affiliated | Carmel, In | 11 | 0 | 3 | -3 | 27% | 1 | ||
| LEELYN SMITH, LLC independent RIA | Geneva, Il · principal | 11 | 1 | 3 | -2 | 27% | |||
| L•• F•••••••• L•• BD affiliated | Northridge, Ca | 11 | 0 | 3 | -3 | 27% | |||
| F•••• P••••••• W•••••• L•• independent RIA | Saint Louis, Mo | 11 | 3 | 3 | 0 | 27% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Pittsford, Ny | 10 | 1 | 3 | -2 | 30% | 1 | ||
| P••• A••••••• I••••••••• A•••••••• I••• independent RIA | Plano, Tx · principal | 10 | 1 | 3 | -2 | 30% | |||
| E••••• J•••• national BD | Falls Church, Va | 10 | 1 | 3 | -2 | 30% | |||
| P••••••• C•• S•••••••• L•• independent RIA | Chester, Nj · principal | 10 | 4 | 3 | +1 | 30% | 1 | ||
| F••••••••• I••••••••• A••••••• L•• independent RIA | St Louis, Mo | 10 | 6 | 3 | +3 | 30% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Irving, Tx | 10 | 1 | 3 | -2 | 30% | |||
| B• R•••• W••••• A•••••••• I••• BD affiliated | Memphis, Tn · principal | 10 | 0 | 3 | -3 | 30% | |||
| E•••••••• P•••• W••••• P•••••••• L•• independent RIA | Alpharetta, Ga | 9 | 8 | 3 | +5 | 33% | 1 | ||
| A••••• W••••• M••••••••• L•• independent RIA | A•••••, Tx · principal | 9 | 2 | 3 | -1 | 33% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Greensboro, Nc | 9 | 0 | 3 | -3 | 33% | 1 | ||
| M••••• I••••••••• L•• independent RIA | Port St Lucie, Fl · principal | 9 | 1 | 3 | -2 | 33% | |||
| L•• F•••••••• L•• BD affiliated | Guntersville, Al | 9 | 1 | 3 | -2 | 33% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Wall, Nj | 9 | 0 | 3 | -3 | 33% | 1 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | St Louis, Mo | 9 | 0 | 3 | -3 | 33% | 2 | ||
| Z•• F••••••••• I••• independent RIA | New York, Ny · principal | 8 | 3 | 3 | 0 | 38% | |||
| D•••••••• I••••••••• C••••••••• L•• other | Portland, Or · principal | 8 | 3 | 3 | 0 | 38% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Winter Haven, Fl | 8 | 0 | 3 | -3 | 38% | 1 | ||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Braintree, Ma | 8 | 3 | 3 | 0 | 38% | 1 | ||
| F•••• C••••••• I••••••• S•••••••• I••• BD affiliated | Greenville, Nc | 8 | 3 | 3 | 0 | 38% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Englewood, Co | 8 | 3 | 3 | 0 | 38% | |||
| P••••••• W••••• A••••••• L•• independent RIA | Bridgewater, Nj · principal | 8 | 3 | 3 | 0 | 38% | 1 | ||
| A••••• W••••• P••••••• independent RIA | Overland Park, Ks · principal | 8 | 2 | 3 | -1 | 38% | |||
| V•••••• C•••••• M••••••••• I••• independent RIA | Phoenix, Az · principal | 8 | 2 | 3 | -1 | 38% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Downers Grove, Il | 8 | 2 | 3 | -1 | 38% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Wexford, Pa | 8 | 0 | 3 | -3 | 38% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | West Des Moines, Ia | 8 | 0 | 3 | -3 | 38% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Waco, Tx | 8 | 1 | 3 | -2 | 38% | 1 | ||
| F••••••• A•••• M••••••••• L•• mixed wealth | Sheridan, Wy · principal | 8 | 1 | 3 | -2 | 38% | 1 | ||
| A••••••• A•••• M••••••••• I••• mixed wealth | Lisle, Il | 8 | 1 | 3 | -2 | 38% | |||
| J••••• M••••••••• S•••• L•• BD affiliated | Ft Lauderdale, Fl | 8 | 0 | 3 | -3 | 38% | 1 | ||
| N••••••••• W••••• M••••••••• independent RIA | Fort Collins, Co · principal | 8 | 4 | 3 | +1 | 38% | |||
| S•••• L•• independent RIA | Fort Worth, Tx · principal | 8 | 5 | 3 | +2 | 38% | |||
| B•••••• L••• A••••••• S•••••••• I••• BD affiliated | Fort Wayne, In | 8 | 3 | 3 | 0 | 38% | |||
| N••••••••• A••••••• I••• mixed wealth | Amherst, Ny · principal | 7 | 3 | 3 | 0 | 43% | |||
| P•• A••••••• independent RIA | Albuquerque, Nm | 7 | 1 | 3 | -2 | 43% | 1 | ||
| H•••• F•••••••• S•••••••• I••• independent RIA | Marquette, Mi | 7 | 0 | 3 | -3 | 43% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Indianapolis, In | 7 | 1 | 3 | -2 | 43% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Birmingham, Al | 7 | 2 | 3 | -1 | 43% | 1 | ||
| T•• M•••••••• E•••• G••••• L•• independent RIA | Boulder, Co · principal | 7 | 3 | 3 | 0 | 43% | |||
| O•• A••••••• P•••••••• L•• independent RIA | Overland Park, Ks · principal | 7 | 0 | 3 | -3 | 43% | |||
| G••••• I••••••••• A••••••• independent RIA | Mcdonough, Ga · principal | 7 | 5 | 3 | +2 | 43% | 1 | ||
| A•• F•••••••• S••••••• I••• independent RIA | The Woodlands, Tx · principal | 7 | 7 | 3 | +4 | 43% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Sylvania, Oh | 7 | 0 | 3 | -3 | 43% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Fairport, Ny | 7 | 0 | 3 | -3 | 43% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Troy, Mi | 7 | 1 | 3 | -2 | 43% | 1 | ||
| B•••• D• B••••• S••••••••• L•• state registered | Miami, Fl · principal | 7 | 1 | 3 | -2 | 43% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Garden Grove, Ca | 7 | 2 | 3 | -1 | 43% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Estero, Fl | 7 | 2 | 3 | -1 | 43% | 1 | ||
| E•••• S••••••••• L•• BD affiliated | Downers Grove, Il | 7 | 0 | 3 | -3 | 43% | |||
| C•••••• W••••• independent RIA | St Louis, Mo | 7 | 4 | 3 | +1 | 43% | |||
| E••••• J•••• national BD | Alma, Mi | 7 | 1 | 3 | -2 | 43% | 1 | ||
| N••••• mixed wealth | Mooresville, Nc · principal | 6 | 0 | 3 | -3 | 50% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Eagan, Mn | 6 | 1 | 3 | -2 | 50% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Rockville, Md | 6 | 1 | 3 | -2 | 50% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Framingham, Ma | 6 | 0 | 3 | -3 | 50% | 1 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.