DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “ONEAMERICA SECURITIES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| EDWARD JONES national BD | Chesterfield, Mo | 65 | 2 | 1 | +1 | 1.5% | |||
| CAIN, WATTERS & ASSOCIATES, LLC independent RIA | Frisco, Tx · principal | 65 | 5 | 1 | +4 | 1.5% | |||
| LPL FINANCIAL LLC BD affiliated | Nashville, Tn | 65 | 7 | 1 | +6 | 1.5% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Minnetonka, Mn | 65 | 5 | 1 | +4 | 1.5% | 2 | ||
| W•••• F•••• A••••••• wirehouse | Orlando, Fl | 64 | 1 | 1 | 0 | 1.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Burlington, Ma | 64 | 2 | 1 | +1 | 1.6% | |||
| C••••• M•••••• independent RIA | Irvine, Ca · principal | 64 | 10 | 1 | +9 | 1.6% | |||
| A•••••••• C•••••• L•• independent RIA | La Jolla, Ca · principal | 64 | 29 | 1 | +28 | 1.6% | |||
| S•••••••• A••••••• L•• brokerage advisory | Campbell, Ca | 64 | 10 | 1 | +9 | 1.6% | |||
| B•••••••• I••••••••• M••••••••• L•• asset manager | Boston, Ma | 64 | 15 | 1 | +14 | 1.6% | |||
| S•••••••• A••••••• L•• brokerage advisory | Lakewood, Co | 63 | 6 | 1 | +5 | 1.6% | |||
| H••• S••••••••• •••• I••• bank affiliated | Buffalo, Ny | 63 | 9 | 1 | +8 | 1.6% | |||
| S•••••• S••••••••• BD affiliated | Houston, Tx · principal | 63 | 2 | 1 | +1 | 1.6% | |||
| L•• F•••••••• L•• BD affiliated | Omaha, Ne | 63 | 5 | 1 | +4 | 1.6% | |||
| S•••••••• A••••••• L•• brokerage advisory | South Jordan, Ut | 63 | 8 | 1 | +7 | 1.6% | |||
| L•• F•••••••• L•• BD affiliated | San Francisco, Ca | 63 | 7 | 1 | +6 | 1.6% | |||
| I••••••••• W••••• C••••••• L•• independent RIA | Waltham, Ma · principal | 63 | 5 | 1 | +4 | 1.6% | |||
| U••• I••••••••• S••••••• C•••••• no RAUM | San Antonio, Tx · principal | 62 | 8 | 1 | +7 | 1.6% | |||
| M••••• S•••••• wirehouse | Santa Rosa, Ca | 62 | 1 | 1 | 0 | 1.6% | |||
| M••••• O• O•••• I••••••• S•••••••• I••• BD affiliated | Denver, Co | 62 | 7 | 1 | +6 | 1.6% | |||
| T•••••••• A••••••• G••••• I••• BD affiliated | Greensburg, Pa · principal | 62 | 3 | 1 | +2 | 1.6% | |||
| M••••• S•••••• wirehouse | Grand Rapids, Mi | 62 | 8 | 1 | +7 | 1.6% | |||
| M••••• S•••••• wirehouse | Phoenix, Az | 62 | 4 | 1 | +3 | 1.6% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Downers Grove, Il | 61 | 5 | 1 | +4 | 1.6% | |||
| B••••••••• A•••• M••••••••• L•• independent RIA | Jupiter, Fl · principal | 61 | 6 | 1 | +5 | 1.6% | |||
| M••••• S•••••• wirehouse | Dublin, Oh | 61 | 5 | 1 | +4 | 1.6% | |||
| A••••••••• I••• platform/SMA | Chicago, Il | 61 | 20 | 1 | +19 | 1.6% | |||
| W•••• F•••• A••••••• wirehouse | El Paso, Tx | 61 | 14 | 1 | +13 | 1.6% | |||
| B•••• W•••••• L•• independent RIA | Atlanta, Ga · principal | 61 | 15 | 1 | +14 | 1.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Short Hills, Nj | 61 | 0 | 1 | -1 | 1.6% | 1 | ||
| M••••• S•••••• wirehouse | Waukesha, Wi | 61 | 2 | 1 | +1 | 1.6% | |||
| S•••••••• A••••••• L•• brokerage advisory | Sarasota, Fl | 60 | 7 | 1 | +6 | 1.7% | |||
| W•••• F•••• A••••••• wirehouse | Cumming, Ga | 60 | 13 | 1 | +12 | 1.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Raleigh, Nc | 60 | 3 | 1 | +2 | 1.7% | |||
| E•• F•••••••• A••••••• BD affiliated | Colchester, Vt | 60 | 6 | 1 | +5 | 1.7% | |||
| W•••• F•••• A••••••• wirehouse | Miami, Fl | 60 | 5 | 1 | +4 | 1.7% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Louisville, Ky | 60 | 6 | 1 | +5 | 1.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Little Rock, Ar | 60 | 2 | 1 | +1 | 1.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Northbrook, Il | 60 | 2 | 1 | +1 | 1.7% | |||
| E••••• J•••• national BD | Dallas, Tx | 59 | 6 | 1 | +5 | 1.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Chesterfield, Mo | 59 | 10 | 1 | +9 | 1.7% | |||
| W•••• F•••• A••••••• BD affiliated | New York, Ny | 59 | 27 | 1 | +26 | 1.7% | 1 | ||
| S••••• F••••••••• L•• BD affiliated | Parsippany, Nj · principal | 59 | 9 | 1 | +8 | 1.7% | |||
| L•• F•••••••• L•• BD affiliated | Greensboro, Nc | 59 | 4 | 1 | +3 | 1.7% | |||
| S•••••••• S••••••••• bank affiliated | Boston, Ma · principal | 59 | 8 | 1 | +7 | 1.7% | |||
| C•••••• I••••••••• A•••••••• L•• independent RIA | Atlanta, Ga · principal | 59 | 7 | 1 | +6 | 1.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Grand Rapids, Mi | 58 | 8 | 1 | +7 | 1.7% | |||
| M••••• S•••••• wirehouse | Kansas City, Mo | 58 | 6 | 1 | +5 | 1.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Buffalo, Ny | 58 | 4 | 1 | +3 | 1.7% | |||
| S•••••••• A••••••• L•• brokerage advisory | Lone Tree, Co | 58 | 5 | 1 | +4 | 1.7% | |||
| E•••••••• P•• platform/SMA | Berwyn, Pa · principal | 58 | 9 | 1 | +8 | 1.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Melville, Ny | 58 | 3 | 1 | +2 | 1.7% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Atlanta, Ga | 58 | 3 | 1 | +2 | 1.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Baton Rouge, La | 58 | 3 | 1 | +2 | 1.7% | |||
| M••••• S•••••• wirehouse | Troy, Mi | 58 | 2 | 1 | +1 | 1.7% | |||
| M••••••• W••••• M••••••••• L•• independent RIA | Lexington, Ky · principal | 57 | 6 | 1 | +5 | 1.8% | |||
| W•••• F•••• A••••••• BD affiliated | Dublin, Oh | 57 | 2 | 1 | +1 | 1.8% | |||
| L•• F•••••••• L•• BD affiliated | Indianapolis, In | 57 | 5 | 1 | +4 | 1.8% | 2 | ||
| R••• P•••••• W••••• M••••••••• former | Bedford, Nh · principal | 57 | 57 | 1 | +56 | 1.8% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Bethesda, Md | 57 | 3 | 1 | +2 | 1.8% | 1 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.