DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK national BD | Cincinnati, Oh | 19 | 2 | 1 | +1 | 5.3% | |||
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. BD affiliated | Farmington Hills, Mi | 19 | 3 | 1 | +2 | 5.3% | |||
| LPL FINANCIAL LLC BD affiliated | Thousand Oaks, Ca | 19 | 0 | 1 | -1 | 5.3% | 1 | ||
| B•••••• A•••• M••••••••• I••• independent RIA | Houston, Tx · principal | 19 | 4 | 1 | +3 | 5.3% | |||
| P•••••••• A••••••• BD affiliated | Orlando, Fl | 19 | 5 | 1 | +4 | 5.3% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Carlsbad, Ca | 19 | 4 | 1 | +3 | 5.3% | |||
| E•• F•••••••• A••••••• BD affiliated | Melville, Ny | 19 | 2 | 1 | +1 | 5.3% | |||
| E••••• J•••• national BD | Bozeman, Mt | 19 | 3 | 1 | +2 | 5.3% | |||
| E•••• S••••••••• L•• BD affiliated | Saddle Brook, Nj | 19 | 4 | 1 | +3 | 5.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Lexington, Ky | 19 | 1 | 1 | 0 | 5.3% | |||
| P•••••••• A••••••• BD affiliated | Miami, Fl | 19 | 4 | 1 | +3 | 5.3% | |||
| M•• A•••• M••••••••• L•• mixed wealth | Conshohocken, Pa · principal | 19 | 4 | 1 | +3 | 5.3% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Lake Oswego, Or | 19 | 6 | 1 | +5 | 5.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Huntington Beach, Ca | 19 | 1 | 1 | 0 | 5.3% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Farmington, Ct | 19 | 0 | 1 | -1 | 5.3% | |||
| L•• F•••••••• L•• BD affiliated | Norman, Ok | 19 | 0 | 1 | -1 | 5.3% | |||
| E••••• J•••• national BD | Tyler, Tx | 19 | 2 | 1 | +1 | 5.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Mobile, Al | 19 | 3 | 1 | +2 | 5.3% | |||
| E•• F•••••••• A••••••• BD affiliated | Boca Raton, Fl | 19 | 2 | 1 | +1 | 5.3% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Roseville, Ca | 19 | 0 | 1 | -1 | 5.3% | |||
| L••••• A•••••••• L•• independent RIA | Plymouth Meeting, Pa · principal | 19 | 3 | 1 | +2 | 5.3% | |||
| L•• F•••••••• L•• BD affiliated | Leesburg, Va | 19 | 1 | 1 | 0 | 5.3% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Lexington, Ky | 19 | 2 | 1 | +1 | 5.3% | |||
| S•••• W•••••• L•• independent RIA | Omaha, Ne · principal | 19 | 6 | 1 | +5 | 5.3% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Bloomington, Mn | 19 | 9 | 1 | +8 | 5.3% | |||
| L•• F•••••••• L•• BD affiliated | Jackson, Tn | 19 | 1 | 1 | 0 | 5.3% | |||
| U••••• C•••••• F•••••••• A••••••• independent RIA | Irving, Tx · principal | 19 | 14 | 1 | +13 | 5.3% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Pensacola, Fl | 19 | 1 | 1 | 0 | 5.3% | |||
| A•••••••• C•••••• M••••••••• L•• other | Los Angeles, Ca · principal | 19 | 4 | 1 | +3 | 5.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Wausau, Wi | 19 | 1 | 1 | 0 | 5.3% | |||
| F•••• P•••••• F••••••••• I••• independent RIA | Vancouver, Wa · principal | 19 | 2 | 1 | +1 | 5.3% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Cincinnati, Oh | 19 | 3 | 1 | +2 | 5.3% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Richmond, Va | 19 | 3 | 1 | +2 | 5.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Bloomfield Hills, Mi | 19 | 4 | 1 | +3 | 5.3% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Gilbert, Az | 19 | 5 | 1 | +4 | 5.3% | |||
| L•• E••••••••• L•• BD affiliated | Omaha, Ne | 19 | 4 | 1 | +3 | 5.3% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Plano, Tx | 19 | 2 | 1 | +1 | 5.3% | |||
| H•• I••••••••• P•••••••• L•• independent RIA | Glen Allen, Va | 19 | 0 | 1 | -1 | 5.3% | |||
| H•••••••• F•••••••• S•••••••• I••• asset manager | Radnor, Pa · principal | 19 | 3 | 1 | +2 | 5.3% | |||
| O•••• W•••••• I••• BD affiliated | Paramus, Nj | 19 | 0 | 1 | -1 | 5.3% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Dubuque, Ia | 19 | 3 | 1 | +2 | 5.3% | |||
| M••••• S•••••• wirehouse | Huntington, Wv | 19 | 2 | 1 | +1 | 5.3% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Bellevue, Wa | 19 | 2 | 1 | +1 | 5.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | State College, Pa | 19 | 1 | 1 | 0 | 5.3% | |||
| F•••• T•••• S••••••••• I••• bank affiliated | Florence, Ky | 19 | 0 | 1 | -1 | 5.3% | |||
| L•• F•••••••• L•• BD affiliated | Columbia, Mo | 19 | 0 | 1 | -1 | 5.3% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Brooklyn, Ny | 19 | 3 | 1 | +2 | 5.3% | |||
| W•••• F•••• A••••••• wirehouse | Canonsburg, Pa | 19 | 2 | 1 | +1 | 5.3% | |||
| C•••••••• G••••• M•••••• I••• bank affiliated | Coral Gables, Fl | 19 | 2 | 1 | +1 | 5.3% | |||
| S•••••••• A••••••• L•• brokerage advisory | Long Beach, Ca | 19 | 4 | 1 | +3 | 5.3% | |||
| E••••• J•••• national BD | Kirkwood, Mo | 19 | 0 | 1 | -1 | 5.3% | |||
| C••••••••• F•••••••• N•••••• national BD | Boston, Ma | 19 | 1 | 1 | 0 | 5.3% | |||
| P••••••••• S••••••••• C••••••••• BD affiliated | San Diego, Ca | 19 | 2 | 1 | +1 | 5.3% | |||
| W••••••••• A••••••• independent RIA | Melville, Ny | 19 | 19 | 1 | +18 | 5.3% | |||
| L•• F•••••••• L•• BD affiliated | Sterling Heights, Mi | 19 | 2 | 1 | +1 | 5.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Byron Center, Mi | 19 | 3 | 1 | +2 | 5.3% | |||
| A••••• F•••••••• G•••• independent RIA | Salt Lake City, Ut · principal | 19 | 0 | 1 | -1 | 5.3% | |||
| P•••••••• S••••••••• I••• BD affiliated | Grand Rapids, Mi | 19 | 3 | 1 | +2 | 5.3% | |||
| L•• F•••••••• L•• BD affiliated | Allentown, Pa | 19 | 3 | 1 | +2 | 5.3% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Colorado Springs, Co | 19 | 3 | 1 | +2 | 5.3% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.