DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “AE WEALTH MANAGEMENT, LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC wirehouse | Huntington Beach, Ca | 19 | 1 | 1 | 0 | 5.3% | 1 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Lexington, Ky | 19 | 1 | 1 | 0 | 5.3% | |||
| LPL FINANCIAL LLC BD affiliated | Leesburg, Va | 19 | 1 | 1 | 0 | 5.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | State College, Pa | 19 | 1 | 1 | 0 | 5.3% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Ponte Vedra Beach, Fl | 19 | 0 | 1 | -1 | 5.3% | |||
| L•• F•••••••• L•• BD affiliated | Norman, Ok | 19 | 0 | 1 | -1 | 5.3% | |||
| F•••• P•••••• F••••••••• I••• independent RIA | Vancouver, Wa · principal | 19 | 2 | 1 | +1 | 5.3% | |||
| L•• F•••••••• L•• BD affiliated | Thousand Oaks, Ca | 19 | 0 | 1 | -1 | 5.3% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Palm Beach Gardens, Fl | 19 | 3 | 1 | +2 | 5.3% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Springfield, Il | 18 | 0 | 1 | -1 | 5.6% | |||
| M••••• S•••••• wirehouse | Hyannis, Ma | 18 | 2 | 1 | +1 | 5.6% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Edmond, Ok | 18 | 2 | 1 | +1 | 5.6% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | San Francisco, Ca | 18 | 1 | 1 | 0 | 5.6% | |||
| O•••• W•••••• I••• BD affiliated | Lake Oswego, Or | 18 | 0 | 1 | -1 | 5.6% | |||
| C•••••• C••••• G••••• I••• no RAUM | Chicago, Il | 18 | 2 | 1 | +1 | 5.6% | |||
| F••••••• independent RIA | New York, Ny · principal | 18 | 3 | 1 | +2 | 5.6% | |||
| H•••••••• A•••••••• L•• BD affiliated | Huntsville, Al | 18 | 8 | 1 | +7 | 5.6% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | New Castle, De | 18 | 2 | 1 | +1 | 5.6% | |||
| U••• B•••••• A•••••••• L•• bank affiliated | Denver, Co | 18 | 18 | 1 | +17 | 5.6% | |||
| K••••• A••••••• S•••••••• L•• BD affiliated | Fort Worth, Tx | 18 | 3 | 1 | +2 | 5.6% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Charleston, Sc | 18 | 2 | 1 | +1 | 5.6% | |||
| S•••••••• A••••••• L•• brokerage advisory | Hudson, Nh | 18 | 2 | 1 | +1 | 5.6% | |||
| O•••• W•••••• I••• BD affiliated | Toledo, Oh | 18 | 1 | 1 | 0 | 5.6% | |||
| E••••• J•••• national BD | Bend, Or | 18 | 3 | 1 | +2 | 5.6% | |||
| C•••••••• G••••• M•••••• I••• bank affiliated | Boston, Ma | 18 | 5 | 1 | +4 | 5.6% | |||
| C••••••• institutional | Costa Mesa, Ca | 18 | 18 | 1 | +17 | 5.6% | |||
| C•••••• M•••••• I•• L•• independent RIA | Arlington, Tx | 18 | 2 | 1 | +1 | 5.6% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Novi, Mi | 18 | 2 | 1 | +1 | 5.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Lakeland, Fl | 18 | 1 | 1 | 0 | 5.6% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Irwin, Pa | 18 | 5 | 1 | +4 | 5.6% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Raleigh, Nc | 18 | 2 | 1 | +1 | 5.6% | |||
| L•• F•••••••• L•• BD affiliated | Encino, Ca | 18 | 2 | 1 | +1 | 5.6% | |||
| L•• F•••••••• L•• BD affiliated | Newport News, Va | 18 | 0 | 1 | -1 | 5.6% | |||
| C••• P•••••• W••••• A•••••••• I••• bank affiliated | Boston, Ma | 18 | 1 | 1 | 0 | 5.6% | |||
| K••••• A••••••• S•••••••• L•• BD affiliated | Boca Raton, Fl | 18 | 0 | 1 | -1 | 5.6% | |||
| P•••• S••••••••• L•• no RAUM | Newark, Nj · principal | 18 | 4 | 1 | +3 | 5.6% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Addison, Tx | 18 | 2 | 1 | +1 | 5.6% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Reno, Nv | 18 | 1 | 1 | 0 | 5.6% | |||
| E••••• J•••• national BD | Des Moines, Ia | 18 | 4 | 1 | +3 | 5.6% | |||
| W•••• F•••• A••••••• wirehouse | Napa, Ca | 18 | 4 | 1 | +3 | 5.6% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Tuscaloosa, Al | 18 | 0 | 1 | -1 | 5.6% | |||
| E••••• J•••• national BD | Columbus, Oh | 18 | 0 | 1 | -1 | 5.6% | |||
| E•• F•••••••• A••••••• BD affiliated | Timonium, Md | 18 | 2 | 1 | +1 | 5.6% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | White Plains, Ny | 18 | 1 | 1 | 0 | 5.6% | |||
| W•••••• S••••••••• I••• BD affiliated | New York, Ny | 18 | 3 | 1 | +2 | 5.6% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Jersey City, Nj | 18 | 3 | 1 | +2 | 5.6% | |||
| C••••• D•••• A•••• M••••••••• BD affiliated | Baltimore, Md · principal | 18 | 0 | 1 | -1 | 5.6% | |||
| S••••••• K••••• L•• asset manager | Boston, Ma · principal | 18 | 1 | 1 | 0 | 5.6% | |||
| S•••••• F•••••••• G••••• L••••• independent RIA | Berwyn, Pa | 18 | 2 | 1 | +1 | 5.6% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Santa Clara, Ca | 18 | 4 | 1 | +3 | 5.6% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Leesburg, Va | 18 | 0 | 1 | -1 | 5.6% | |||
| E••••• J•••• national BD | Federal Way, Wa | 18 | 1 | 1 | 0 | 5.6% | |||
| T•• B••••• C•••••• independent RIA | Reston, Va · principal | 18 | 5 | 1 | +4 | 5.6% | |||
| S•••••••• A••••••• L•• brokerage advisory | Carrollton, Tx | 18 | 2 | 1 | +1 | 5.6% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Folsom, Ca | 18 | 5 | 1 | +4 | 5.6% | |||
| O•••• W•••••• I••• BD affiliated | Red Bank, Nj | 18 | 1 | 1 | 0 | 5.6% | |||
| N••••• C•••••• M••••••••• independent RIA | Charlotte, Nc · principal | 18 | 3 | 1 | +2 | 5.6% | |||
| Y•• I••••••••• A••••••• I•• independent RIA | West Hartford, Ct · principal | 18 | 1 | 1 | 0 | 5.6% | |||
| P•••••• A•••••• G••••• L•• BD affiliated | Reston, Va | 18 | 3 | 1 | +2 | 5.6% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Cranberry Township, Pa | 18 | 7 | 1 | +6 | 5.6% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.