DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “ON INVESTMENT MANAGEMENT CO” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC wirehouse | Tulsa, Ok | 15 | 3 | 1 | +2 | 6.7% | |||
| ROCKEFELLER CAPITAL MANAGEMENT BD affiliated | Arlington, Va | 15 | 3 | 1 | +2 | 6.7% | |||
| WELLS FARGO ADVISORS wirehouse | Concord, Nc | 15 | 3 | 1 | +2 | 6.7% | |||
| E••••• J•••• national BD | Cape Coral, Fl | 15 | 2 | 1 | +1 | 6.7% | |||
| M•••••• independent RIA | Omaha, Ne | 15 | 3 | 1 | +2 | 6.7% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Conshohocken, Pa | 15 | 3 | 1 | +2 | 6.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | New Haven, Ct | 15 | 1 | 1 | 0 | 6.7% | |||
| W•••• F•••• A••••••• wirehouse | Mooresville, Nc | 15 | 4 | 1 | +3 | 6.7% | |||
| L•• F•••••••• L•• BD affiliated | Englewood, Co | 15 | 1 | 1 | 0 | 6.7% | |||
| H••••••• W••••• A••••••• independent RIA | Richmond, Va · principal | 15 | 3 | 1 | +2 | 6.7% | |||
| L••• independent RIA | Boca Raton, Fl | 15 | 1 | 1 | 0 | 6.7% | |||
| W•••• F•••• A••••••• wirehouse | Plano, Tx | 15 | 3 | 1 | +2 | 6.7% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Brea, Ca | 15 | 0 | 1 | -1 | 6.7% | 1 | ||
| G•••••• W••••• P•••••••• L•• independent RIA | Glastonbury, Ct | 15 | 3 | 1 | +2 | 6.7% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Newtown, Pa | 15 | 4 | 1 | +3 | 6.7% | 1 | ||
| C••••••• F•••••••• S•••••• C••••••••• former | Centennial, Co · principal | 15 | 0 | 1 | -1 | 6.7% | |||
| L•• F•••••••• L•• BD affiliated | Eau Claire, Wi | 15 | 5 | 1 | +4 | 6.7% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | San Ramon, Ca | 15 | 1 | 1 | 0 | 6.7% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Naperville, Il | 15 | 2 | 1 | +1 | 6.7% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Phoenix, Az | 15 | 0 | 1 | -1 | 6.7% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Glen Allen, Va | 15 | 2 | 1 | +1 | 6.7% | |||
| L•• F•••••••• L•• BD affiliated | New Orleans, La | 15 | 2 | 1 | +1 | 6.7% | 2 | ||
| L•• F•••••••• L•• BD affiliated | Spokane Valley, Wa | 15 | 1 | 1 | 0 | 6.7% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Charleston, Sc | 15 | 1 | 1 | 0 | 6.7% | |||
| K••••• A•••••••• I••• BD affiliated | Fort Lauderdale, Fl | 15 | 3 | 1 | +2 | 6.7% | |||
| E••••• J•••• national BD | Spokane Valley, Wa | 15 | 2 | 1 | +1 | 6.7% | |||
| E••••• J•••• national BD | Spartanburg, Sc | 15 | 0 | 1 | -1 | 6.7% | |||
| E••••• J•••• national BD | Terre Haute, In | 15 | 1 | 1 | 0 | 6.7% | |||
| O•••• W•••••• I••• BD affiliated | Maple Grove, Mn | 15 | 0 | 1 | -1 | 6.7% | |||
| E••••• J•••• national BD | Salt Lake City, Ut | 15 | 1 | 1 | 0 | 6.7% | |||
| L•• F•••••••• L•• BD affiliated | West Seneca, Ny | 15 | 3 | 1 | +2 | 6.7% | |||
| H••••• F•••••••• S•••••••• L••• independent RIA | Dallas, Tx · principal | 15 | 2 | 1 | +1 | 6.7% | |||
| C••••••••• A••••••• independent RIA | Sarasota, Fl · principal | 15 | 0 | 1 | -1 | 6.7% | |||
| J••••• M••••••••• S•••• L•• BD affiliated | Marlton, Nj | 15 | 1 | 1 | 0 | 6.7% | |||
| F•••• C•••••• A••••••• S••••••• BD affiliated | San Diego, Ca | 15 | 4 | 1 | +3 | 6.7% | |||
| G•• S••••••••• I••• BD affiliated | Hauppauge, Ny | 15 | 1 | 1 | 0 | 6.7% | |||
| J••••• M••••••••• S•••• L•• BD affiliated | Bedminster, Nj | 15 | 1 | 1 | 0 | 6.7% | |||
| A••••• A•• P••••••• S••••••• BD affiliated | Phoenix, Az | 15 | 4 | 1 | +3 | 6.7% | |||
| D•••••• W••••• M••••••••• L•• asset manager | St Petersburg, Fl | 15 | 5 | 1 | +4 | 6.7% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tempe, Az | 15 | 1 | 1 | 0 | 6.7% | |||
| I•••••••• A••••••• S•••••••• independent RIA | Urbandale, Ia | 15 | 3 | 1 | +2 | 6.7% | |||
| F•••• C•••••• A••••••• S••••••• BD affiliated | Chesapeake, Va | 15 | 2 | 1 | +1 | 6.7% | |||
| L•• independent RIA | San Francisco, Ca | 15 | 2 | 1 | +1 | 6.7% | |||
| K••••••••• W••••• M••••••••• L•• independent RIA | Shawano, Wi · principal | 15 | 9 | 1 | +8 | 6.7% | |||
| S•••••••• F•••••••• G••••• L•• independent RIA | Goodlettsville, Tn · principal | 15 | 4 | 1 | +3 | 6.7% | |||
| N••••••• W••••• M••••••••• G••••• L•• independent RIA | Cincinnati, Oh · principal | 15 | 1 | 1 | 0 | 6.7% | |||
| A••••• A•• P••••••• S••••••• BD affiliated | Gainesville, Fl | 15 | 1 | 1 | 0 | 6.7% | |||
| J••• M••••• S••••••••• L•• wirehouse | Akron, Oh | 15 | 0 | 1 | -1 | 6.7% | |||
| L•• E••••••••• L•• BD affiliated | Grand Rapids, Mi | 15 | 7 | 1 | +6 | 6.7% | |||
| L•• E••••••••• L•• BD affiliated | Louisville, Ky | 15 | 3 | 1 | +2 | 6.7% | |||
| E••••• J•••• national BD | Midland, Mi | 15 | 0 | 1 | -1 | 6.7% | 1 | ||
| D••• D••••••• • C•• BD affiliated | Boise, Id | 15 | 0 | 1 | -1 | 6.7% | |||
| R•• C•••••• M••••••• L•• national BD | Maple Grove, Mn | 15 | 0 | 1 | -1 | 6.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Sewickley, Pa | 15 | 1 | 1 | 0 | 6.7% | |||
| R•• C•••••• M••••••• L•• national BD | Charlotte, Nc | 15 | 0 | 1 | -1 | 6.7% | |||
| L•• F•••••••• L•• BD affiliated | Grand Forks, Nd | 15 | 2 | 1 | +1 | 6.7% | |||
| W•••• F•••• A••••••• wirehouse | Huntersville, Nc | 15 | 4 | 1 | +3 | 6.7% | |||
| L•• F•••••••• L•• BD affiliated | Palatine, Il | 15 | 1 | 1 | 0 | 6.7% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Austin, Tx | 15 | 3 | 1 | +2 | 6.7% | |||
| S••••••••• W••••• P••••••• independent RIA | Omaha, Ne | 15 | 2 | 1 | +1 | 6.7% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.