DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,345 offices matchName search is part of RIA and Wealth Intelligence, so “AMERIPRISE FINANCIAL SERVICES, LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY wirehouse | Middleton, Ma | 65 | 7 | 5 | +2 | 7.7% | 1 | ||
| LPL FINANCIAL LLC BD affiliated | Fargo, Nd | 61 | 12 | 5 | +7 | 8.2% | 1 | 1 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Richmond, Va | 60 | 4 | 5 | -1 | 8.3% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Rochester, Ny | 56 | 2 | 5 | -3 | 8.9% | 1 | ||
| F••••• W••••• M••••••••• L••• independent RIA | Brighton, Mi · principal | 52 | 26 | 5 | +21 | 9.6% | |||
| E•••••••• A•••••••• L•• national BD | Morristown, Nj | 52 | 8 | 5 | +3 | 9.6% | 1 | ||
| C••••••• S••••••••• I••• BD affiliated | Woburn, Ma | 50 | 1 | 5 | -4 | 10% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Indianapolis, In | 50 | 1 | 5 | -4 | 10% | 1 | ||
| E••••• J•••• national BD | Phoenix, Az | 50 | 4 | 5 | -1 | 10% | |||
| T•••• W••••• P•••••••• L•• independent RIA | Lawrence, Ks · principal | 46 | 29 | 5 | +24 | 11% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Hunt Valley, Md | 45 | 2 | 5 | -3 | 11% | |||
| P•• A••••••• S•••••••• L•• independent RIA | Albany, Ny · principal | 45 | 4 | 5 | -1 | 11% | 1 | ||
| I•••••• A•••••••• I••• asset manager | Atlanta, Ga · principal | 45 | 6 | 5 | +1 | 11% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Austin, Tx | 43 | 5 | 5 | 0 | 12% | |||
| L•• E••••••••• L•• BD affiliated | Tampa, Fl | 38 | 14 | 5 | +9 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Lafayette, La | 37 | 4 | 5 | -1 | 14% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Charlotte, Nc | 37 | 9 | 5 | +4 | 14% | |||
| W•••• F•••• A••••••• wirehouse | Charlottesville, Va | 36 | 5 | 5 | 0 | 14% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Wall, Nj | 36 | 5 | 5 | 0 | 14% | |||
| B•• S••••••••• I••• independent RIA | Cherry Hill, Nj · principal | 35 | 8 | 5 | +3 | 14% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | San Antonio, Tx | 31 | 0 | 5 | -5 | 16% | |||
| R•••• A•••••••• L•• independent RIA | Mclean, Va · principal | 30 | 18 | 5 | +13 | 17% | |||
| E••••• J•••• national BD | Honolulu, Hi | 30 | 3 | 5 | -2 | 17% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Orange, Ca | 30 | 5 | 5 | 0 | 17% | |||
| E•••••••• A•••••••• L•• national BD | Jacksonville, Fl | 30 | 10 | 5 | +5 | 17% | |||
| N•••••••• A•••• M••••••••• independent RIA | Minneapolis, Mn · principal | 29 | 4 | 5 | -1 | 17% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | New Orleans, La | 29 | 3 | 5 | -2 | 17% | 1 | ||
| B••••• T•••• independent RIA | Morristown, Nj · principal | 28 | 7 | 5 | +2 | 18% | 1 | ||
| O•• F•••••••• S•••••••• I••• independent RIA | Topeka, Ks · principal | 28 | 1 | 5 | -4 | 18% | 1 | ||
| A••••• W••••• M••••••••• independent RIA | Rogers, Ar | 26 | 2 | 5 | -3 | 19% | |||
| L•• E••••••••• L•• BD affiliated | Mt Pleasant, Sc | 26 | 6 | 5 | +1 | 19% | |||
| T••••• A••••••• S•••••••• I••• BD affiliated | Alpharetta, Ga | 26 | 2 | 5 | -3 | 19% | 1 | ||
| M••••••••• I••••••••• M••••••••• L•• mixed wealth | Chicago, Il · principal | 25 | 1 | 5 | -4 | 20% | |||
| W•••• F•••• A••••••• wirehouse | Naperville, Il | 25 | 2 | 5 | -3 | 20% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Maple Grove, Mn | 25 | 1 | 5 | -4 | 20% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Raleigh, Nc | 24 | 3 | 5 | -2 | 21% | 1 | ||
| M••••••• C••••• W••••• S•••••••• I••• independent RIA | Wheeling, Wv · principal | 24 | 1 | 5 | -4 | 21% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Lehi, Ut | 24 | 8 | 5 | +3 | 21% | |||
| E•••••••• A•••••••• L•• national BD | Atlanta, Ga | 23 | 6 | 5 | +1 | 22% | |||
| W•••• F•••• A••••••• wirehouse | Brentwood, Tn | 23 | 3 | 5 | -2 | 22% | |||
| W•••• F•••• A••••••• wirehouse | Bee Cave, Tx | 22 | 1 | 5 | -4 | 23% | 1 | ||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Pittsburgh, Pa | 22 | 4 | 5 | -1 | 23% | 1 | ||
| F•••••••• S••••••• A••••••• I•• independent RIA | Virginia Beach, Va · principal | 22 | 3 | 5 | -2 | 23% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Franklin, Tn | 21 | 5 | 5 | 0 | 24% | |||
| N••••••••• S••••••••• L•• no RAUM | Columbus, Oh · principal | 20 | 3 | 5 | -2 | 25% | 1 | ||
| G•••• L•••• A•••••••• L•• other | Chicago, Il · principal | 18 | 18 | 5 | +13 | 28% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Hoboken, Nj | 18 | 2 | 5 | -3 | 28% | 1 | ||
| F•••• C••••••• I••••••• S•••••••• I••• BD affiliated | Pasadena, Ca | 18 | 4 | 5 | -1 | 28% | 2 | ||
| T•• A•••••••• L•• independent RIA | Overland Park, Ks · principal | 18 | 1 | 5 | -4 | 28% | 1 | ||
| T•••• A••••••• G•••• L•• independent RIA | Birmingham, Al · principal | 17 | 0 | 5 | -5 | 29% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Raleigh, Nc | 16 | 0 | 5 | -5 | 31% | 1 | ||
| C••••••• independent RIA | Coppell, Tx · principal | 13 | 3 | 5 | -2 | 38% | |||
| U•• F•••••••• S•••••••• I••• independent RIA | Kansas City, Mo · principal | 13 | 2 | 5 | -3 | 38% | 3 | ||
| A••••••••• F•••••••• S•••••••• L•• national BD | Fairfield, Ct | 13 | 1 | 5 | -4 | 38% | 1 | ||
| T•• G•••• L•• state registered | Houston, Tx · principal | 12 | 5 | 5 | 0 | 42% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Lombard, Il | 12 | 0 | 5 | -5 | 42% | 1 | ||
| C•••• C•••• F•••••••• M••••••••• L•• independent RIA | Meridian, Id | 12 | 1 | 5 | -4 | 42% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Moline, Il | 11 | 1 | 5 | -4 | 45% | 1 | ||
| R••• N•••• C•••••• I••••••••• A••••••• independent RIA | Braintree, Ma · principal | 11 | 11 | 5 | +6 | 45% | 1 | ||
| G•••••• H••••• A•••••••• I••• independent RIA | Houston, Tx · principal | 10 | 6 | 5 | +1 | 50% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.