DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ASPETUCK FINANCIAL MANAGEMENT LLC independent RIA | $178M | +17% | 1 | $178M | 88% | 87% | 87 | 1 | |
| INVESTMENT INSIGHT WEALTH MANAGEMENT, LLC independent RIA | $178M | +22% | 2 | $89.1M | 87% | 80% | 67 | 2 | |
| SMB FINANCIAL SERVICES, INC. independent RIA | $178M | +11% | 5 | $35.6M | 96% | 59% | 87 | 1 | |
| G••••• F•••••••• A•••••••• I•• independent RIA | $178M | +11% | 2 | $88.9M | 95% | 79% | 90 | 1 | |
| M•••• F••••••••• L•• independent RIA | $178M | +16% | 5 | $35.5M | 64% | 87% | 19 | 1 | 1 |
| T•• C•••••• A•••••••• I••• independent RIA | $178M | +3.3% | 5 | $35.5M | 88% | 82% | 20 | 1 | |
| M• W••••• M••••••••• L•• independent RIA | $178M | +3.9% | 3 | $59.2M | 100% | 51% | 119 | 1 | |
| F••••• C•••••• M••••••••• I••• independent RIA | $178M | +15% | 3 | $59.2M | 100% | 64% | 132 | 1 | |
| H••• P•••••• W••••• independent RIA | $177M | +38% | 3 | $59.2M | 67% | 66% | 51 | 1 | |
| H••••••••• A•••• A••••• • P•••••• P• independent RIA | $177M | +15% | 3 | $59.1M | 96% | 82% | 31 | 1 | |
| S••••••••• W••••• A••••••• independent RIA | $177M | +8.5% | 2 | $88.7M | 100% | 89% | 67 | 1 | |
| N•••••• P•••••••• L•• independent RIA | $177M | 2 | $88.6M | 99% | 87% | 65 | 3 | ||
| P••••••• L• independent RIA | $177M | +17% | 3 | $59.1M | 100% | 70% | 209 | 1 | |
| O•• F•••••••• G•••• I•• independent RIA | $177M | +21% | 2 | $88.6M | 95% | 77% | 61 | 1 | |
| N•••••• W••••• M••••••••• independent RIA | $177M | +23% | 2 | $88.5M | 80% | 66% | 95 | 1 | |
| M••••••• M••••••• I••• independent RIA | $177M | +14% | 3 | $59.0M | 99% | 77% | 74 | 1 | |
| F••••••••• A•••• M••••••••• independent RIA | $177M | -2.1% | 4 | $44.3M | 70% | 69% | 103 | 4 | |
| P••••••••• P••••••• independent RIA | $177M | 4 | $44.2M | 100% | 83% | 30 | 3 | ||
| S••••••••• P•••••• W••••• independent RIA | $177M | 4 | $44.2M | 96% | 78% | 40 | 4 | ||
| E•• A•••• M••••••••• I••••••••• independent RIA | $177M | +21% | 99% | 64% | 1 | ||||
| G•••••• I••••••••• independent RIA | $177M | -5.0% | 3 | $58.9M | 79% | 89% | 35 | 1 | |
| B••••• F•••••••• S••••••• independent RIA | $177M | +14% | 1 | $177M | 98% | 82% | 115 | 2 | |
| B•••••••• W••••• independent RIA | $177M | +16% | 4 | $44.1M | 99% | 77% | 41 | 5 | |
| E••••••• C•••••• A•••••••• L•• independent RIA | $176M | 10 | $17.6M | 100% | 53% | 43 | 4 | ||
| C•••••• A•••••••• L•• independent RIA | $176M | +11% | 2 | $88.2M | 91% | 80% | 263 | 1 | |
| P•••••• F•••••••• A••••••• L•• independent RIA | $176M | +27% | 2 | $88.2M | 98% | 81% | 79 | 1 | |
| N•••• • D•••• W••••• M••••••••• independent RIA | $176M | +8.5% | 2 | $88.1M | 100% | 78% | 89 | 1 | |
| C••••• C•••••• M••••••••• L•• independent RIA | $176M | +20% | 4 | $44.1M | 94% | 86% | 31 | 3 | |
| A•••• C••••••• L•• independent RIA | $176M | +14% | 2 | $88.1M | 98% | 64% | 170 | 2 | |
| K••••• F••••••••• L•• independent RIA | $176M | +18% | 7 | $25.2M | 98% | 75% | 38 | 2 | |
| M••••• F•••••••• P•••••••• L•• independent RIA | $176M | +26% | 2 | $88.0M | 86% | 88% | 34 | 1 | |
| S•• A•••••••• L•• independent RIA | $176M | +1.7% | 4 | $44.0M | 100% | 53% | 76 | 2 | |
| P••••••••• I••••••••• P•••••••• L•• independent RIA | $176M | 2 | $88.0M | 85% | 89% | 69 | 1 | ||
| T••••••• P••••••• independent RIA | $176M | +12% | 3 | $58.7M | 99% | 79% | 62 | 3 | |
| P••••••• F••••••••• I••• independent RIA | $176M | +40% | 6 | $29.3M | 100% | 61% | 51 | 1 | |
| I••••••••• independent RIA | $176M | +19% | 3 | $58.6M | 96% | 53% | 132 | 2 | |
| T•••••• W••••• M••••••••• independent RIA | $176M | +30% | 2 | $87.9M | 99% | 88% | 53 | 2 | |
| M•••• F•••••••• A••••••• G•••• independent RIA | $176M | +11% | 3 | $58.6M | 98% | 78% | 43 | 1 | |
| F•••••••• F•••••••• P••••••• N•••••• independent RIA | $176M | 7 | $25.1M | 100% | 56% | 48 | 2 | ||
| D•••••• S••••• W••••• M••••••••• L•• independent RIA | $176M | +11% | 2 | $87.8M | 100% | 79% | 75 | 2 | |
| H••• C•••••• G•••• independent RIA | $176M | +15% | 5 | $35.1M | 81% | 68% | 81 | 1 | |
| A••••••••• C•••••• M••••••••• independent RIA | $175M | +19% | 2 | $87.7M | 97% | 64% | 171 | 1 | |
| C•• W••••• A•••••••• I••• independent RIA | $175M | +16% | 2 | $87.6M | 99% | 84% | 52 | 2 | |
| G•••• C••••••• L•• independent RIA | $175M | +13% | 3 | $58.4M | 91% | 75% | 49 | 1 | |
| G•••••••• F•••••••• G•••• independent RIA | $175M | +12% | 2 | $87.6M | 100% | 80% | 61 | 2 | |
| J• F•••••• • A••••••••• independent RIA | $175M | 1 | $175M | 81% | 57% | 345 | 1 | ||
| T•• A•••• M••••••••• L•• independent RIA | $175M | +20% | 4 | $43.7M | 87% | 71% | 47 | 2 | |
| I••••• • A•••• A•••••••• I••• independent RIA | $175M | +28% | 5 | $35.0M | 99% | 64% | 56 | 2 | |
| S•••••• F••••••••• L•• independent RIA | $175M | +21% | 4 | $43.7M | 98% | 53% | 66 | 2 | |
| G••••••• W••••• M••••••••• independent RIA | $175M | +15% | 3 | $58.3M | 100% | 85% | 44 | 1 | |
| S••••••••• C••••••• F•••••••• S••••••• L•• independent RIA | $175M | 4 | $43.7M | 95% | 66% | 57 | 2 | ||
| O•••• B•••• U•• I••••••••• M••••••••• L•••••• independent RIA | $175M | +15% | 30 | $5.8M | 68% | 61% | 7 | 6 | |
| A••• M••••• F•••••••• A•••••••• L•• independent RIA | $175M | -20% | 2 | $87.3M | 100% | 75% | 194 | 2 | |
| S••• F•••••••• G•••• independent RIA | $175M | +26% | 13 | $13.4M | 100% | 57% | 30 | 7 | |
| F••••• L••••• F•••••••• S••••••••• L•• independent RIA | $175M | +25% | 5 | $34.9M | 100% | 86% | 63 | 1 | |
| D•••••• W••••• G••••• L•• independent RIA | $174M | +27% | 2 | $87.2M | 95% | 67% | 177 | 1 | |
| V••••••• A••••••• L•• independent RIA | $174M | +26% | 3 | $58.1M | 100% | 61% | 97 | 1 | |
| A•• F•••••••• P•••••••• L•• independent RIA | $174M | +38% | 2 | $87.2M | 96% | 72% | 104 | 2 | |
| C••••••• • C•• independent RIA | $174M | +4.0% | 7 | $24.9M | 93% | 76% | 40 | 1 | |
| M••••• • M•••••• C•••••• M••••••••• C••• independent RIA | $174M | +28% | 2 | $87.0M | 100% | 69% | 218 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.