DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CROSS BORDER FINANCIAL PLANNING USA LLC independent RIA | $147M | 3 | $49.1M | 99% | 74% | 55 | 2 | ||
| SPARK FINANCIAL ADVISORS independent RIA | $147M | +27% | 3 | $49.0M | 100% | 66% | 55 | 2 | |
| ELITE LIFE MANAGEMENT LLC independent RIA | $147M | +45% | 4 | $36.8M | 100% | 88% | 22 | 2 | |
| E••••••••• L•• independent RIA | $147M | +33% | 3 | $49.0M | 97% | 81% | 52 | 1 | |
| T•• P••••••••• P••••• independent RIA | $147M | +12% | 4 | $36.8M | 94% | 66% | 42 | 1 | |
| H••••••• C••••••• L•• independent RIA | $147M | +14% | 3 | $49.0M | 97% | 82% | 49 | 1 | |
| K••• F•••••••• P••••••• • C••••••••• independent RIA | $147M | 2 | $73.5M | 94% | 86% | 77 | 2 | ||
| P••••••••• W••••• C••••••••• L•• independent RIA | $147M | +13% | 1 | $147M | 93% | 55% | 182 | 1 | |
| C•• A•••• M••••••••• I••• independent RIA | $147M | +33% | 5 | $29.4M | 92% | 64% | 76 | 1 | |
| H•••• W••••• M••••••••• independent RIA | $147M | +26% | 1 | $147M | 100% | 76% | 194 | 1 | |
| M•••• M•••••••• I••• independent RIA | $147M | 3 | $48.9M | 100% | 61% | 122 | 2 | ||
| W•••••••• A•••••••• L•• independent RIA | $147M | 4 | $36.6M | 90% | 77% | 24 | 2 | ||
| S•••• S•••• F••••••••• L•• independent RIA | $147M | +39% | 4 | $36.6M | 100% | 66% | 35 | 7 | |
| L••••• S••••••• • G••• A••••••• G•••• I•• independent RIA | $147M | +12% | 3 | $48.9M | 98% | 76% | 49 | 1 | |
| P•••••••• A••••••••• W••••• M••••••••• independent RIA | $146M | +17% | 2 | $73.2M | 98% | 80% | 95 | 1 | |
| T•• W••••• A•••••••• G••••• I••• independent RIA | $146M | +10% | 2 | $73.2M | 100% | 77% | 68 | 1 | |
| B••••••• W••••• independent RIA | $146M | +7.2% | 6 | $24.4M | 98% | 76% | 35 | 1 | |
| W••••••••• U•• I••• independent RIA | $146M | +15% | 3 | $48.7M | 100% | 72% | 78 | 21 | |
| K•••• A•••• M••••••••• L•• independent RIA | $146M | +6.7% | 3 | $48.7M | 98% | 73% | 62 | 1 | 2 |
| A•••••••• W•••••• L•• independent RIA | $146M | +38% | 6 | $24.3M | 100% | 67% | 52 | 4 | |
| C••••••• A•••• M••••••••• L•• independent RIA | $146M | +15% | 3 | $48.7M | 95% | 79% | 56 | 1 | |
| M•• W••••• M••••••••• I••• independent RIA | $146M | 3 | $48.7M | 100% | 56% | 109 | 1 | ||
| M••••••••• I••••••••• A••••••• independent RIA | $146M | +12% | 2 | $73.0M | 97% | 77% | 35 | 1 | |
| F•••••• W••••• A••••••• independent RIA | $146M | +23% | 2 | $73.0M | 96% | 74% | 79 | 1 | |
| E•••• F•••••••• S••••••••• independent RIA | $146M | +13% | 3 | $48.7M | 95% | 59% | 98 | 1 | |
| S••••• H••• W••••• M••••••••• L•• independent RIA | $146M | +23% | 3 | $48.6M | 95% | 85% | 20 | 1 | |
| C••••••••• W••••• A•••••••• I••• independent RIA | $146M | +32% | 4 | $36.4M | 98% | 82% | 39 | 3 | |
| A••••••• W•••••• L•• independent RIA | $146M | 6 | $24.3M | 97% | 71% | 23 | 3 | ||
| M•• P•••••• W••••• independent RIA | $146M | 4 | $36.4M | 85% | 71% | 194 | 1 | ||
| S•••• W••••• M••••••••• P••• independent RIA | $145M | +18% | 3 | $48.4M | 100% | 69% | 72 | 1 | |
| D••••• K••• • A••••••••• independent RIA | $145M | +11% | 2 | $72.6M | 100% | 70% | 96 | 1 | |
| G•• F•••••••• G•••• independent RIA | $145M | +38% | 3 | $48.4M | 88% | 70% | 43 | 1 | |
| B•• W••••• S••••••••• L•• independent RIA | $145M | -3.3% | 1 | $145M | 100% | 62% | 230 | 1 | |
| S••••• F•••••••• A••••••• independent RIA | $145M | +15% | 2 | $72.5M | 95% | 70% | 87 | 1 | |
| T••• C••••• R••••••••• G•••• independent RIA | $145M | 2 | $72.5M | 100% | 75% | 42 | 2 | ||
| D••••• D•••• A•• C•••••• W••••• M••••••••• L•• independent RIA | $145M | -15% | 3 | $48.3M | 100% | 68% | 62 | 1 | |
| V••••• C•••••• • M••••••••• independent RIA | $145M | +20% | 2 | $72.4M | 94% | 90% | 30 | 1 | |
| B•••• M••••••• • C•••••• independent RIA | $145M | +8.7% | 2 | $72.4M | 99% | 79% | 58 | 1 | |
| W••••• H••••• • C•• independent RIA | $145M | +9.3% | 4 | $36.2M | 91% | 80% | 34 | 2 | |
| T•••••••• F•••••••• P•••••••• L•• independent RIA | $145M | 3 | $48.3M | 96% | 69% | 66 | 2 | ||
| W••••• P••••••• independent RIA | $145M | +13% | 1 | $145M | 100% | 66% | 203 | 1 | |
| K••• A••••• F•••••••• C•••• independent RIA | $145M | 1 | $145M | 94% | 69% | 221 | 1 | ||
| S••••••• F•••••••• A•••••••• L•• independent RIA | $145M | +1.1% | 4 | $36.1M | 87% | 77% | 36 | 3 | |
| C••••••• S••••• W••••• M••••••••• L•• independent RIA | $145M | 1 | $145M | 97% | 85% | 82 | 2 | ||
| M•• W••••• A•••••••• L•• independent RIA | $144M | +9.1% | 1 | $144M | 100% | 69% | 204 | 1 | |
| C•••••••• F•••••••• S••••••••• C••••••••• independent RIA | $144M | +13% | 1 | $144M | 95% | 71% | 147 | 2 | |
| G••••• P••• W••••• M••••••••• L•• independent RIA | $144M | +20% | 2 | $72.1M | 57% | 71% | 81 | 2 | |
| B•••••• I••••••••• M••••••••• A•• R••••••• I••• independent RIA | $144M | +20% | 1 | $144M | 100% | 87% | 98 | 1 | |
| P••••••• W••••• independent RIA | $144M | -13% | 1 | $144M | 100% | 77% | 160 | 1 | |
| S•••• G••••• A•••••••• L•• independent RIA | $144M | +2.9% | 2 | $72.1M | 99% | 80% | 63 | 1 | |
| V•• D•••• C•••••• independent RIA | $144M | 8 | $18.0M | 97% | 65% | 54 | 3 | ||
| J•••• I• B•••• • C•••••• independent RIA | $144M | +1.0% | 2 | $72.0M | 100% | 79% | 65 | 1 | |
| T••••••••• L•• independent RIA | $144M | +12% | 6 | $24.0M | 79% | 63% | 33 | 5 | |
| C••• W••••• A••••••• independent RIA | $144M | 3 | $47.9M | 100% | 58% | 50 | 1 | ||
| A••••• A••••••• G••••• L•• independent RIA | $144M | -21% | 1 | $144M | 72% | 60% | 222 | 1 | |
| P•••••• A•••••••• L•• independent RIA | $144M | 3 | $47.9M | 92% | 62% | 75 | 1 | ||
| O•• B••••• W•••••• I•• independent RIA | $144M | 3 | $47.9M | 54% | 62% | 80 | 2 | ||
| F•• C••• A•••••••• L•• independent RIA | $144M | 2 | $71.8M | 99% | 85% | 56 | 3 | ||
| W•••• O•• F•••••••• M••••••••• I•• independent RIA | $143M | +27% | 3 | $47.8M | 99% | 64% | 117 | 1 | |
| L•••• I••••••••• P•••••••• L•• independent RIA | $143M | 3 | $47.8M | 99% | 71% | 47 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.