DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CLOUD CAPITAL ADVISORS LLC asset manager | $2.8B | +43% | 0.0% | 2 | 5 | ||||
| KAWA CAPITAL MANAGEMENT, INC. asset manager | $2.8B | -6.6% | 6 | $469M | 5.0% | 100% | 2 | 2 | 11 |
| MAIN MANAGEMENT ETF ADVISORS, LLC asset manager | $2.8B | +27% | 22 | $128M | 0.0% | 1 | |||
| L••••••••• M••••••••• C••••••• L••• asset manager | $2.8B | -5.6% | 0.0% | 4 | 27 | ||||
| C•••••• A••••••• P••••••• L•• independent RIA | $2.8B | +7.8% | 7 | $402M | 79% | 100% | 1 | 2 | |
| A•••••• W••••• M••••••••• L•• independent RIA | $2.8B | +24% | 9 | $312M | 88% | 100% | 4 | ||
| L• 1• G••••• W••••• L•• independent RIA | $2.8B | 2 | $1.4B | 100% | 100% | 1 | |||
| M•• M•••••• L•• asset manager | $2.8B | +145% | 1 | $2.8B | 0.0% | 1 | 121 | ||
| B•••• C•••••• M••••••••• L•• other | $2.8B | +27% | 2 | $1.4B | 11% | 100% | 1 | 2 | |
| S•••••••• F•••••••• S••••••• independent RIA | $2.8B | +23% | 28 | $100M | 70% | 89% | 43 | 6 | |
| T••• C•••••• I••••••••• M••••••••• L• other | $2.8B | +13% | 13% | 100% | 1 | 1 | |||
| M•• A•••• M••••••••• U• L•• asset manager | $2.8B | +42% | 0.0% | 1 | |||||
| P••••••• P•••••••• L•• asset manager | $2.8B | +12% | 1 | $2.8B | 0.0% | 2 | 34 | ||
| W•••••• A•••• M••••••••• C•••••• P•• L•• institutional | $2.8B | -5.2% | 0.0% | 1 | |||||
| P••• C••••••• P••••••• independent RIA | $2.8B | +25% | 13 | $215M | 81% | 100% | 1 | ||
| W••••• T••• C••••• P••••••• L• asset manager | $2.8B | +14% | 0.0% | 3 | |||||
| C••••••••• asset manager | $2.8B | +3.0% | 0.0% | 5 | 13 | ||||
| A••••• M••••••••• C••••••• L•• asset manager | $2.8B | +28% | 0.0% | 1 | |||||
| R••••••••• I••••••••• independent RIA | $2.8B | +21% | 17 | $164M | 94% | 89% | 70 | 3 | 1 |
| T••••••• A•••• M••••••••• L•• independent RIA | $2.8B | +28% | 44 | $63.5M | 94% | 55% | 48 | 17 | |
| D••••••••• L•• independent RIA | $2.8B | +34% | 29 | $96.2M | 95% | 83% | 68 | 12 | 1 |
| P•••••• M••••••••• L•• asset manager | $2.8B | +7.6% | 1 | $2.8B | 0.0% | 2 | 1 | ||
| B•••••••• A•••• M••••••••• L•• independent RIA | $2.8B | +9.9% | 7 | $398M | 85% | 100% | 332 | 1 | 2 |
| V••• I••••••••• P•••••••• L•• institutional | $2.8B | -38% | 3 | $930M | 0.0% | 2 | |||
| I••••••••• I••••••••• S•••••••• L•• institutional | $2.8B | +211% | 0.0% | 1 | |||||
| B••••••••• R••• E••••• A••••••• E••••• L••• asset manager | $2.8B | -5.7% | 0.0% | 15 | |||||
| S•••• H••• F•••••••• M••••••••• L•• institutional | $2.8B | +17% | 0.0% | 1 | |||||
| J•••••• B••••••• independent RIA | $2.8B | +32% | 27 | $103M | 100% | 45% | 224 | 10 | |
| L•• I••••••••• independent RIA | $2.8B | +98% | 24 | $116M | 68% | 96% | 20 | 4 | |
| O•••• A••••••• independent RIA | $2.8B | +6.0% | 96% | 100% | 2 | 1 | |||
| E•• F•••••••• A••••••• independent RIA | $2.8B | +31% | 505 | $5.5M | 95% | 46% | 24 | 258 | |
| C••• I••••••••• A••••••• L•••••• other | $2.8B | -41% | 0.0% | 3 | 1 | ||||
| E••••• F••••••••• L•• institutional | $2.8B | +51% | 7 | $396M | 3.1% | 80% | 17 | 3 | |
| M•••••• independent RIA | $2.8B | 6 | $462M | 100% | 15% | 590 | 3 | ||
| B•••••• • P•••••••• I••• mixed wealth | $2.8B | +7.2% | 1 | $2.8B | 34% | 100% | 1 | ||
| S•••••• I••••••••• A••••••••• I•• mixed wealth | $2.8B | +15% | 4 | $692M | 24% | 87% | 51 | 1 | |
| C••••••• C•••••• I••• asset manager | $2.8B | -98% | 0.0% | 1 | 1 | ||||
| A••••• asset manager | $2.8B | +54% | 0.0% | 2 | 9 | ||||
| S•••••••• R••• E••••• M••••••••• C••••••• L••• asset manager | $2.8B | +11% | 0.0% | 1 | 13 | ||||
| P•••••• C••••• M••••••••• L•• asset manager | $2.8B | -13% | 0.0% | 2 | 11 | ||||
| N••••••• A•••• M••••••••• L••• asset manager | $2.8B | +11% | 1 | $2.8B | 0.0% | 1 | |||
| G•• C•••••• P••••••• L• asset manager | $2.8B | +51% | 0.0% | 1 | 10 | ||||
| C••••••••• C•••••• P•••••••• L• asset manager | $2.8B | +10% | 0.0% | 1 | 13 | ||||
| T••••• C•••• W••••• A•••••••• L•• independent RIA | $2.8B | +107% | 17 | $162M | 85% | 100% | 6 | 4 | 6 |
| H••••• A•••• M••••••••• L• asset manager | $2.8B | +13% | 0.0% | 1 | 4 | ||||
| R•••• C•••••• L•• asset manager | $2.8B | -11% | 0.1% | 100% | 8 | 37 | |||
| R••• A•• A•••••••• L•• institutional | $2.8B | +33% | 0.0% | 3 | |||||
| A••• P•••••••• M••••••••• L••• independent RIA | $2.8B | +51% | 75% | 100% | 2 | 7 | |||
| C•• I••••••••• A••••••• P•••••• L•••••• asset manager | $2.8B | -4.3% | 0.0% | 2 | 6 | ||||
| F•••••• I• L•• asset manager | $2.7B | +21% | 0.0% | 1 | |||||
| P•••••• P••••••• L•• mixed wealth | $2.7B | +49% | 24% | 100% | 2 | 2 | |||
| A•••• W••••• A•••••••• L•• BD affiliated | $2.7B | -13% | 144 | $19.1M | 93% | 80% | 37 | 27 | |
| G••••••• W••••• A•••••••• L•• independent RIA | $2.7B | +34% | 33 | $83.1M | 72% | 78% | 64 | 14 | |
| D••••••• P••••••• L••••• mixed wealth | $2.7B | -22% | 9 | $305M | 39% | 95% | 28 | 1 | |
| D• H••••••••• P••••••• asset manager | $2.7B | +45% | 0.0% | 2 | 12 | ||||
| A•••• H•••••• • B••••• L•• independent RIA | $2.7B | +13% | 5 | $547M | 86% | 100% | 450 | 1 | |
| B•••• W•••••• L•• independent RIA | $2.7B | -0.6% | 61 | $44.8M | 93% | 68% | 140 | 15 | |
| B•••• C•••••• P•••••••• L•• asset manager | $2.7B | +52% | 0.0% | 1 | 9 | ||||
| S••••• C•••••• M••••••••• L•• other | $2.7B | -1.8% | 0.0% | 1 | 3 | ||||
| C•• I••••••••• A••••••• S••••••• L•• independent RIA | $2.7B | +15% | 10 | $273M | 64% | 92% | 114 | 3 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.