DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PARAGON CAPITAL MANAGEMENT independent RIA | $1.3B | +5.4% | 5 | $263M | 100% | 98% | 37 | 1 | |
| OTRO CAPITAL asset manager | $1.3B | +57% | 0.0% | 1 | 5 | ||||
| SAVOIE CAPITAL LLC platform/SMA | $1.3B | +6.9% | 100% | 100% | 1 | 1 | |||
| C••••••• F•••••••• M••••••••• L•• independent RIA | $1.3B | +25% | 10 | $131M | 99% | 100% | 24 | 3 | |
| C•••••• I••••••••• S••••••• O• A•••••• I•• independent RIA | $1.3B | +19% | 9 | $146M | 82% | 83% | 100 | 1 | |
| V••••• N••••••• A••••••• I•• BD affiliated | $1.3B | +16% | 14 | $93.6M | 99% | 82% | 97 | 3 | |
| V••••• C•••••• M••••••••• L•• independent RIA | $1.3B | +8.5% | 91 | $14.4M | 99% | 24% | 63 | 82 | |
| B••••• P••••• F•••••••• A•••••••• L•• independent RIA | $1.3B | +17% | 8 | $164M | 75% | 67% | 378 | 6 | |
| T•••••• W••••• M••••••••• L•• independent RIA | $1.3B | +27% | 4 | $327M | 95% | 98% | 52 | 3 | |
| N••••••••• C•••••• P••••••• asset manager | $1.3B | +22% | 0.0% | 2 | 6 | ||||
| O•• C•• M••••••••• I•• L•• asset manager | $1.3B | +20% | 0.0% | 3 | 5 | ||||
| T••••••••• A••••••• L•• asset manager | $1.3B | +1.0% | 0.0% | 4 | 1 | ||||
| R•• G• M•••••• L•• asset manager | $1.3B | +34% | 0.0% | 1 | |||||
| M••••••••• M••••••••• L••• asset manager | $1.3B | -5.9% | 0.0% | 1 | 2 | ||||
| B••••• F•••••••• G•••• independent RIA | $1.3B | +15% | 8 | $163M | 100% | 86% | 132 | 1 | |
| M•••• L•••• M••••••••• L• institutional | $1.3B | +16% | 0.2% | 100% | 1 | 1 | |||
| M•••••• P••••••• independent RIA | $1.3B | +19% | 40 | $32.6M | 96% | 64% | 51 | 27 | |
| P•••••• I••••••• A•••••••• L•• other | $1.3B | +13% | 4 | $326M | 10% | 70% | 45 | 1 | |
| S••• C•••••• M••••••••• L•• asset manager | $1.3B | -24% | 4 | $325M | 0.0% | 1 | |||
| P•••••• C•••••• M••••••••• L•• asset manager | $1.3B | +10% | 0.0% | 5 | 22 | ||||
| D• A••••••• A••••••• L••••••••• institutional | $1.3B | +19% | 2 | $650M | 0.0% | 1 | |||
| S•••••••• I••••••••• P•••••••• L•• independent RIA | $1.3B | +64% | 2 | $650M | 65% | 100% | 3 | ||
| C•••••• P••••••• asset manager | $1.3B | +160% | 0.0% | 1 | 3 | ||||
| S•••••• A•••• M••••••••• L•• independent RIA | $1.3B | +23% | 10 | $130M | 55% | 52% | 115 | 9 | 1 |
| B••••• C•••••• P•••••••• L•• asset manager | $1.3B | -9.5% | 0.0% | 8 | 4 | ||||
| P••••••• G•••• C•••••• M••••••••• L••••• asset manager | $1.3B | +51% | 0.0% | 1 | 3 | ||||
| S••••••••• A•••• M••••••••• asset manager | $1.3B | +16% | 0.0% | 1 | 1 | ||||
| S••••••• C•••••• L•• asset manager | $1.3B | +4.0% | 0.0% | 2 | 12 | ||||
| B••••• A••••••• I•• mixed wealth | $1.3B | +18% | 8 | $162M | 49% | 23% | 107 | 1 | |
| C•••••• C•••••• P•••••••• L•• asset manager | $1.3B | +28% | 0.0% | 1 | 2 | ||||
| B•••••• I••••••••• M••••••••• L•• independent RIA | $1.3B | +4.9% | 3 | $432M | 91% | 94% | 89 | 2 | |
| A•••••••• C•••••• asset manager | $1.3B | +62% | 6 | $216M | 0.0% | 7 | 16 | ||
| P••••••• I••••••••• L•• BD affiliated | $1.3B | +22% | 57 | $22.7M | 99% | 8.8% | 55 | 14 | |
| S•• C•••••• M••••••••• L•• asset manager | $1.3B | +14% | 0.0% | 2 | 2 | ||||
| B••••• I••••••••• A••••••• L•• independent RIA | $1.3B | +17% | 12 | $108M | 85% | 81% | 92 | 3 | |
| W•••••••• C••••••••• independent RIA | $1.3B | +6.2% | 8 | $161M | 94% | 96% | 29 | 1 | |
| S••••••••• A•••• M••••••••• L•• independent RIA | $1.3B | +23% | 22 | $58.7M | 99% | 81% | 44 | 5 | |
| B••••••• A•••• M••••••••• L•• asset manager | $1.3B | -7.8% | 0.0% | 1 | 1 | ||||
| T••••••• W••••• M••••••••• independent RIA | $1.3B | +7.3% | 10 | $129M | 98% | 92% | 52 | 1 | |
| B•• C•••••• asset manager | $1.3B | +18% | 0.0% | 1 | 61 | ||||
| Z••••••• I••••••••• M••••••••• L•••••• other | $1.3B | -5.4% | 0.0% | 1 | 1 | ||||
| A•••• I••••••••• A••••••• independent RIA | $1.3B | +19% | 5 | $258M | 97% | 93% | 94 | 1 | |
| S•••••• V••••• C•••••• P•••••••• L••• independent RIA | $1.3B | +19% | 5 | $258M | 97% | 94% | 103 | 1 | |
| A•••••• A•••• M••••••••• other | $1.3B | +115% | 2 | $644M | 0.0% | 3 | |||
| W•••• other | $1.3B | +35% | 1 | $1.3B | 19% | 14% | 30,677 | 1 | |
| R•••• T••••••• M••••••••• L•• asset manager | $1.3B | +146% | 0.0% | 7 | 38 | ||||
| T•••••••• L•• asset manager | $1.3B | +5.3% | 0.0% | 1 | 19 | ||||
| N••••••• C•••••• L•• asset manager | $1.3B | +24% | 0.0% | 1 | 2 | ||||
| C•••• C•••••• M••••••••• L•• independent RIA | $1.3B | +7.0% | 7 | $183M | 82% | 97% | 56 | 1 | 7 |
| P•••• S•••••• • C•• institutional | $1.3B | -35% | 26 | $49.4M | 0.0% | 10 | |||
| I••• W••••• A•••••••• L•• independent RIA | $1.3B | +33% | 8 | $161M | 97% | 89% | 109 | 3 | |
| L••• A••••• P•••••• C••••• A•••••• L•• asset manager | $1.3B | 214 | $6.0M | 0.0% | 1 | 1 | |||
| O••••••• C•• L•• asset manager | $1.3B | +33% | 2 | $642M | 0.0% | 1 | |||
| N•• L••••• G••••• L•• other | $1.3B | +81% | 11% | 100% | 1 | 29 | |||
| T•••••• M••••••••• L•• asset manager | $1.3B | +12% | 1 | $1.3B | 0.0% | 1 | 10 | ||
| R••••••• V••••••• L•• asset manager | $1.3B | 0.0% | 1 | 33 | |||||
| S••••••• F•••••••• P••••••• ••••••••• P••• L••• asset manager | $1.3B | -4.7% | 0.0% | 1 | 1 | ||||
| B••••• P•••••••• L•• independent RIA | $1.3B | -1.6% | 5 | $256M | 100% | 100% | 1 | 1 | |
| P•••••• C•••••• A•••••••• I••• independent RIA | $1.3B | +27% | 2 | $641M | 96% | 97% | 128 | 2 | |
| C•••••• I••••••• S••••••• I•• independent RIA | $1.3B | +6.4% | 10 | $128M | 68% | 90% | 59 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.