DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| EAGLETREE CAPITAL, LP asset manager | $4.4B | -9.0% | 0.0% | 2 | 22 | ||||
| REDWHEEL other | $4.4B | -2.3% | 7 | $626M | 0.0% | 2 | 2 | ||
| NORTHCREST ASSET MANAGEMENT asset manager | $4.3B | +50% | 0.0% | 1 | |||||
| KESTRA INVESTMENT MANAGEMENT, LLC. asset manager | $4.3B | +65% | 9 | $479M | 0.0% | 1 | |||
| CORECAP ADVISORS BD affiliated | $4.0B | +26% | 118 | $33.8M | 100% | 54% | 82 | 41 | |
| TREE LINE CAPITAL PARTNERS, LLC asset manager | $3.8B | +28% | 0.0% | 3 | 11 | ||||
| LAKEWOOD CAPITAL MANAGEMENT, LP asset manager | $3.4B | +7.6% | 0.0% | 2 | 1 | ||||
| LINCOLN ADVISORY GROUP, LLC institutional | $3.2B | +2.3% | 0.0% | 1 | |||||
| NASSAU CORAMERICA LLC institutional | $3.2B | +1.5% | 0.0% | 2 | 4 | ||||
| TRUST ASSET MANAGEMENT LLC other | $3.2B | +16% | 3 | $1.1B | 0.0% | 1 | 5 | ||
| SOLUS ALTERNATIVE ASSET MANAGEMENT LP asset manager | $3.2B | -3.4% | 0.0% | 3 | 11 | ||||
| NORTH SQUARE INVESTMENTS, LLC asset manager | $3.2B | +56% | 3 | $1.1B | 0.0% | 1 | |||
| FLEXPATH STRATEGIES other | $2.9B | -96% | 3 | $971M | 0.0% | 2 | |||
| MARINER INSTITUTIONAL, LLC other | $2.8B | +11% | 17 | $166M | 18% | 100% | 16 | ||
| CAPITALSPRING asset manager | $2.8B | +3.0% | 0.0% | 5 | 13 | ||||
| ICON WEALTH PARTNERS independent RIA | $2.6B | +14% | 18 | $143M | 97% | 96% | 34 | 2 | |
| CONCURRENT ASSET MANAGEMENT, LLC asset manager | $2.5B | +7466% | 1 | $2.5B | 0.0% | 2 | 2 | ||
| ANCHOR CAPITAL ADVISORS LLC mixed wealth | $2.4B | -2.5% | 17 | $140M | 48% | 89% | 28 | 4 | |
| SPRUCEVIEW CAPITAL PARTNERS LLC asset manager | $2.3B | +3.2% | 1.2% | 100% | 2 | 15 | |||
| CVC CREDIT PARTNERS U.S. CLO MANAGEMENT LLC asset manager | $2.3B | -53% | 0.0% | 1 | 8 | ||||
| KA CREDIT ADVISORS, LLC asset manager | $2.3B | +9.8% | 1 | $2.3B | 0.0% | 5 | |||
| PASSAIC PARTNERS LLC other | $2.2B | +58% | 0.0% | 1 | 2 | ||||
| MOSAIC WEALTH independent RIA | $2.0B | +25% | 19 | $107M | 93% | 91% | 41 | 2 | |
| SUMMIT FINANCIAL WEALTH ADVISORS independent RIA | $1.8B | +27% | 17 | $106M | 88% | 74% | 71 | 6 | |
| LPC REALTY ADVISORS I, LLC institutional | $1.6B | -11% | 0.0% | 1 | |||||
| BENEFIT FINANCIAL SERVICES GROUP independent RIA | $1.5B | +19% | 25 | $61.4M | 91% | 85% | 34 | 6 | |
| ANCORA RETIREMENT PLAN ADVISORS, LLC other | $1.5B | +18% | 5 | $307M | 0.1% | 1 | |||
| DELTA ASSET MANAGEMENT, LLC independent RIA | $1.5B | +6.1% | 5 | $306M | 93% | 92% | 109 | 1 | |
| AMIP MANAGEMENT asset manager | $1.5B | +145% | 0.0% | 3 | 7 | ||||
| NASSAU ALTERNATIVE INVESTMENTS LLC other | $1.4B | +4.8% | 0.0% | 1 | 3 | ||||
| ASSET ADVISORS independent RIA | $1.4B | +7.6% | 5 | $280M | 96% | 96% | 91 | 1 | |
| CANOPY CAPITAL GROUP asset manager | $1.3B | 3 | $439M | 0.0% | 1 | ||||
| OFS CLO MANAGEMENT II, LLC asset manager | $1.3B | +20% | 0.0% | 3 | 5 | ||||
| ULLMANN WEALTH PARTNERS independent RIA | $1.3B | +17% | 8 | $157M | 100% | 92% | 66 | 2 | |
| MOUNTAIN POINT CREDIT MANAGEMENT LLC asset manager | $1.2B | +7909% | 0.0% | 1 | 4 | ||||
| WESPAC ADVISORS, LLC other | $1.2B | +12% | 9 | $134M | 12% | 69% | 32 | 3 | |
| AETHER INVESTMENT PARTNERS, LLC asset manager | $1.1B | -11% | 0.0% | 2 | 8 | ||||
| PSC MANAGER LLC asset manager | $1.1B | +20% | 0.0% | 1 | |||||
| ANCORA ALTERNATIVES LLC asset manager | $1.1B | +8.0% | 16 | $70.7M | 0.0% | 2 | 17 | ||
| NASSAU PRIVATE CREDIT LLC other | $1.0B | -13% | 0.0% | 2 | 5 | ||||
| RUNWAY GROWTH CAPITAL LLC asset manager | $1.0B | -25% | 0.0% | 3 | 1 | ||||
| JOCELYN INVESTMENT MANAGEMENT, LLC institutional | $1.0B | +10% | 5.4% | 100% | 2 | ||||
| DAYBRIGHT ADVISORY SERVICES, INC. institutional | $997M | -5.0% | 20 | $49.9M | 0.0% | 12 | |||
| STRATEGICPOINT INVESTMENT ADVISORS LLC independent RIA | $915M | +13% | 6 | $152M | 99% | 81% | 118 | 2 | |
| FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC other | $908M | +158% | 16% | 47% | 5 | ||||
| ALLEY COMPANY independent RIA | $907M | +7.5% | 5 | $181M | 93% | 98% | 32 | 1 | |
| ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD. institutional | $894M | +89% | 0.0% | 1 | |||||
| TRAN CAPITAL MANAGEMENT, L.P. independent RIA | $890M | -7.1% | 2 | $445M | 61% | 63% | 147 | 1 | |
| PRIME QUADRANT independent RIA | $849M | -19% | 100% | 100% | 5 | ||||
| FDX ADVISORS, INC. asset manager | $833M | -10% | 0.0% | 2 | |||||
| GLOBAL IMC LLC asset manager | $790M | -44% | 0.0% | 2 | |||||
| HUGHES FINANCIAL SERVICES, LLC independent RIA | $760M | +23% | 9 | $84.4M | 100% | 76% | 93 | 1 | |
| CAMPBELL DEEGAN FINANCIAL independent RIA | $745M | +14% | 4 | $186M | 100% | 77% | 192 | 1 | |
| OFS CLO MANAGEMENT, LLC asset manager | $744M | -16% | 0.0% | 3 | 4 | ||||
| SMITH & HOWARD WEALTH MANAGEMENT, LLC independent RIA | $727M | +12% | 6 | $121M | 99% | 94% | 36 | 1 | |
| DUNCKER STREETT & CO. independent RIA | $707M | +6.4% | 2 | $354M | 72% | 95% | 83 | 1 | |
| PASI INVESTMENTS, LLC mixed wealth | $676M | +20% | 4 | $169M | 22% | 56% | 63 | 3 | |
| FORTEM FINANCIAL GROUP, LLC independent RIA | $632M | +20% | 6 | $105M | 93% | 89% | 56 | 3 | |
| HEDEKER WEALTH LLC independent RIA | $595M | +27% | 2 | $298M | 97% | 92% | 100 | 2 | |
| FREEDOM INVESTMENT MANAGEMENT, INC. independent RIA | $569M | -74% | 3 | $190M | 52% | 69% | 162 | 5 |
140 practices match (PE backed). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.