DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| OAK CITY INVESTMENT CONSULTING institutional | $1.4B | +13% | 3 | $477M | 1.4% | 0.0% | 11 | 1 | |
| SANDERSON WEALTH MANAGEMENT, LLC independent RIA | $1.4B | +19% | 11 | $130M | 92% | 95% | 29 | 13 | |
| SLW MANAGEMENT COMPANY asset manager | $1.4B | +1.1% | 0.0% | 1 | |||||
| P••••••• I••••••••• M••••••••• L•• institutional | $1.4B | -51% | 0.0% | 1 | |||||
| O••••••••• P••••••• asset manager | $1.4B | -6.1% | 1 | $1.4B | 0.0% | 2 | 6 | ||
| 1••• A•••• M••••••••• U••• I••• platform/SMA | $1.4B | +17% | 48% | 88% | 38 | ||||
| A••••••• H••••••• • C• independent RIA | $1.4B | +15% | 7 | $204M | 66% | 99% | 19 | 1 | |
| T••• P•••••• W••••• A•••••••• L•• independent RIA | $1.4B | +13% | 11 | $130M | 98% | 67% | 143 | 2 | |
| M•• G••••• P•••••• M•••••• ••• L•••••• asset manager | $1.4B | -35% | 0.0% | 1 | 1 | ||||
| U••••• A•••••• G•••• independent RIA | $1.4B | +31% | 55 | $25.9M | 96% | 50% | 116 | 33 | |
| N••••••••• A••••••• I••• mixed wealth | $1.4B | -14% | 7 | $204M | 28% | 64% | 104 | 6 | |
| K••••• C•••••• L•• asset manager | $1.4B | 0.0% | 2 | 2 | |||||
| E•••••••• R••• E••••• C••••••• L••• asset manager | $1.4B | +4.3% | 0.0% | 1 | 11 | ||||
| L••••• C•••••• M••••••••• L•• asset manager | $1.4B | +44% | 2 | $713M | 0.0% | 1 | 27 | ||
| W•••••••• C•••••• P••••••• L• asset manager | $1.4B | +38% | 0.0% | 2 | 11 | ||||
| T•• E•••• L•••• C•••••• institutional | $1.4B | -14% | 1.4% | 1 | |||||
| I•••••••• A•••• A•••••••• L•• independent RIA | $1.4B | +13% | 3 | $475M | 97% | 100% | 11 | 1 | |
| M•• A••••••• independent RIA | $1.4B | +24% | 10 | $142M | 100% | 100% | 27 | 1 | |
| P•••••••• A•••••• S••••••• BD affiliated | $1.4B | +60% | 224 | $6.4M | 100% | 6.3% | 103 | 93 | |
| L•• C•••••• asset manager | $1.4B | +2.6% | 0.0% | 1 | 9 | ||||
| T•••• C•••••• M••••••••• L•• asset manager | $1.4B | +14% | 0.0% | 1 | |||||
| R•••••• W••••• P•••••••• L•• independent RIA | $1.4B | +20% | 14 | $102M | 97% | 89% | 48 | 3 | |
| U•••••• M••••••••• L•• asset manager | $1.4B | -7.9% | 0.0% | 1 | 2 | ||||
| A••• C•••••• A•••••••• L•• asset manager | $1.4B | +103% | 0.0% | 2 | 4 | ||||
| F••••••• W••••• A•••••••• L•• independent RIA | $1.4B | +14% | 45 | $31.6M | 96% | 71% | 39 | 29 | 2 |
| T••••••• P••••••• M••••••••• L• asset manager | $1.4B | +202% | 0.0% | 1 | 7 | ||||
| M•••• W••••• I••• asset manager | $1.4B | -26% | 0.0% | 1 | 4 | ||||
| T••••••• I••••••••• asset manager | $1.4B | +86% | 2 | $710M | 0.0% | 1 | |||
| V••••• A•••••••• L•• other | $1.4B | +150% | 0.0% | 2 | |||||
| A••••••• W••••• A••••••• independent RIA | $1.4B | +40% | 10 | $142M | 97% | 75% | 94 | 10 | |
| W•••• S••••• C••••••• I••• asset manager | $1.4B | -17% | 0.0% | 1 | 5 | ||||
| V••••••• Q••••••••• M••••••••• platform/SMA | $1.4B | +21% | 97% | 100% | 1 | 1 | |||
| W•••••• W••••• A•••••••• I••• independent RIA | $1.4B | +6.8% | 15 | $94.4M | 96% | 92% | 43 | 1 | |
| A• C••••• A••••••••• S•••••••• L•• institutional | $1.4B | +90% | 0.0% | 2 | |||||
| E•••••• P••••••• I••••••••• M••••••••• L•• other | $1.4B | +81% | 0.0% | 1 | 4 | ||||
| B•••••••• F•••••••• A••••••• independent RIA | $1.4B | +380% | 39 | $36.2M | 97% | 41% | 59 | 22 | |
| D•••••••• C••••••• L• asset manager | $1.4B | +154% | 0.0% | 1 | 2 | ||||
| E•••• P•••••••• L•• asset manager | $1.4B | +1.6% | 0.0% | 2 | 21 | ||||
| C••••••• E••••• C•••••• asset manager | $1.4B | -5.1% | 1 | $1.4B | 0.0% | 1 | 5 | ||
| Z•• P•••••••• L•• asset manager | $1.4B | +24% | 0.0% | 1 | |||||
| S••••••••• A•••• M••••••••• C•••••• L•• asset manager | $1.4B | +11% | 0.0% | 2 | 3 | ||||
| I••• P•••• P•••••••• L•• asset manager | $1.4B | -2.0% | 3 | $470M | 0.0% | 2 | 11 | ||
| S••••• H••••••• M•••••• ••• L•• asset manager | $1.4B | +161% | 0.0% | 3 | 3 | ||||
| S•••• G•••• A•••• M••••••••• L•• independent RIA | $1.4B | +29% | 6 | $235M | 55% | 100% | 383 | 1 | |
| L••••• C•••••• C•••• asset manager | $1.4B | +24% | 0.0% | 1 | |||||
| S•••••• F•••••••• A•••••••• L•• independent RIA | $1.4B | +32% | 14 | $101M | 81% | 61% | 91 | 7 | |
| G••••• W••••• M••••••••• L•• independent RIA | $1.4B | +19% | 4 | $352M | 88% | 91% | 94 | 1 | |
| C•••• A••••••• I••• independent RIA | $1.4B | +9.6% | 20 | $70.4M | 86% | 78% | 55 | 8 | 1 |
| S•••• S•••••• W••••• G•••• independent RIA | $1.4B | +17% | 8 | $176M | 89% | 93% | 48 | 1 | |
| A•••••••• C•••••• I••••••••• M••••••••• L•• asset manager | $1.4B | +124% | 0.0% | 1 | 3 | ||||
| F•••• L•••• A•••• M••••••••• L•• institutional | $1.4B | +24% | 2 | $704M | 28% | 90% | 413 | 2 | 3 |
| S•• C•••••• M••••••••• L•• asset manager | $1.4B | +1209% | 0.0% | 1 | 2 | ||||
| E•••••••• A•••••••• L•• independent RIA | $1.4B | +19% | 14 | $100M | 99% | 43% | 61 | 3 | 9 |
| C••••••••• I••••••••• C•••••• I••• asset manager | $1.4B | +26% | 5.0% | 45% | 2 | ||||
| G•••••••• P••••••• independent RIA | $1.4B | +27% | 3 | $469M | 57% | 100% | 1 | ||
| A••••••• C•••••• A••• P••• L••• asset manager | $1.4B | -17% | 0.0% | 1 | 3 | ||||
| M•• F•••••••• independent RIA | $1.4B | +20% | 8 | $176M | 97% | 79% | 166 | 2 | |
| P•••••• C•••••• M••••••••• •••• L•• asset manager | $1.4B | +75% | 0.0% | 2 | |||||
| T••••••••• L•• asset manager | $1.4B | +8.5% | 0.0% | 5 | |||||
| H••••• W•• C•••••• M••••••••• L•• asset manager | $1.4B | +27% | 1 | $1.4B | 0.0% | 1 | 4 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.