DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| GASBER FINANCIAL ADVISORS, INC independent RIA | $178M | +11% | 2 | $88.9M | 95% | 79% | 90 | 1 | |
| CONWAY FINANCIAL GROUP, LLC independent RIA | $178M | +29% | 2 | $88.9M | 100% | 96% | 42 | 1 | |
| CROSSGRAIN FAMILY INVESTMENTS, LLC independent RIA | $178M | +7.8% | 2 | $88.8M | 74% | 97% | 35 | 1 | |
| M• W••••• M••••••••• L•• independent RIA | $178M | +3.9% | 3 | $59.2M | 100% | 51% | 119 | 1 | |
| F••••• C•••••• M••••••••• I••• independent RIA | $178M | +15% | 3 | $59.2M | 100% | 64% | 132 | 1 | |
| H••• P•••••• W••••• independent RIA | $177M | +38% | 3 | $59.2M | 67% | 66% | 51 | 1 | |
| H••••••••• A•••• A••••• • P•••••• P• independent RIA | $177M | +15% | 3 | $59.1M | 96% | 82% | 31 | 1 | |
| S••••••••• W••••• A••••••• independent RIA | $177M | +8.5% | 2 | $88.7M | 100% | 89% | 67 | 1 | |
| P••••••• L• independent RIA | $177M | +17% | 3 | $59.1M | 100% | 70% | 209 | 1 | |
| O•• F•••••••• G•••• I•• independent RIA | $177M | +21% | 2 | $88.6M | 95% | 77% | 61 | 1 | |
| N•••••• W••••• M••••••••• independent RIA | $177M | +23% | 2 | $88.5M | 80% | 66% | 95 | 1 | |
| M••••••• M••••••• I••• independent RIA | $177M | +14% | 3 | $59.0M | 99% | 77% | 74 | 1 | |
| T••••• W•••••• L•• independent RIA | $177M | +15% | 2 | $88.4M | 100% | 98% | 39 | 1 | |
| B•••••• F•••••••• independent RIA | $177M | +0.6% | 1 | $177M | 100% | 98% | 37 | 2 | |
| G•••••• I••••••••• independent RIA | $177M | -5.0% | 3 | $58.9M | 79% | 89% | 35 | 1 | |
| B••••• F•••••••• S••••••• independent RIA | $177M | +14% | 1 | $177M | 98% | 82% | 115 | 2 | |
| C•••••• A•••••••• L•• independent RIA | $176M | +11% | 2 | $88.2M | 91% | 80% | 263 | 1 | |
| P•••••• F•••••••• A••••••• L•• independent RIA | $176M | +27% | 2 | $88.2M | 98% | 81% | 79 | 1 | |
| L••••••••• F•••••••• A••••••• independent RIA | $176M | +9.6% | 1 | $176M | 94% | 17% | 371 | 1 | |
| N•••• • D•••• W••••• M••••••••• independent RIA | $176M | +8.5% | 2 | $88.1M | 100% | 78% | 89 | 1 | |
| M••••• F•••••••• P•••••••• L•• independent RIA | $176M | +26% | 2 | $88.0M | 86% | 88% | 34 | 1 | |
| S•••••••• A•••• M••••••••• independent RIA | $176M | +17% | 2 | $88.0M | 100% | 46% | 175 | 1 | |
| P••••••••• I••••••••• P•••••••• L•• independent RIA | $176M | 2 | $88.0M | 85% | 89% | 69 | 1 | ||
| C••••••••• F•••••••• P••••••• I•• independent RIA | $176M | -3.6% | 1 | $176M | 100% | 34% | 100 | 1 | |
| F••••••••• F•••••••• G•••• independent RIA | $176M | +16% | 3 | $58.6M | 95% | 31% | 163 | 1 | |
| P•••••••• P•••••• W••••• independent RIA | $176M | +41% | 3 | $58.6M | 100% | 94% | 26 | 1 | 1 |
| M•••• F•••••••• A••••••• G•••• independent RIA | $176M | +11% | 3 | $58.6M | 98% | 78% | 43 | 1 | |
| L•••• F•••••••• S•••••••• I••• independent RIA | $176M | +21% | 2 | $87.8M | 98% | 24% | 311 | 1 | |
| A••• B• L•••• • A••••••••• I••• independent RIA | $175M | +8.1% | 1 | $175M | 91% | 90% | 99 | 1 | 2 |
| A••••••••• C•••••• M••••••••• independent RIA | $175M | +19% | 2 | $87.7M | 97% | 64% | 171 | 1 | |
| G•••• C••••••• L•• independent RIA | $175M | +13% | 3 | $58.4M | 91% | 75% | 49 | 1 | |
| W•• F••••• O•••••• L•• independent RIA | $175M | +11% | 1 | $175M | 100% | 99% | 2 | ||
| R••••• A• Z••• • C••••••• independent RIA | $175M | +13% | 2 | $87.5M | 85% | 96% | 48 | 1 | |
| P•••• A•••• M••••••••• L•• independent RIA | $175M | -7.4% | 1 | $175M | 100% | 100% | 1 | ||
| S••••••• C•••••• A••••••• independent RIA | $175M | +9.4% | 2 | $87.5M | 79% | 100% | 75 | 1 | |
| J• F•••••• • A••••••••• independent RIA | $175M | 1 | $175M | 81% | 57% | 345 | 1 | ||
| Y•••• I••••••••• M••••••••• L•• independent RIA | $175M | +17% | 1 | $175M | 100% | 99% | 12 | 1 | |
| M•••••• C•••••• independent RIA | $175M | +17% | 1 | $175M | 98% | 96% | 101 | 1 | |
| G••••••• W••••• M••••••••• independent RIA | $175M | +15% | 3 | $58.3M | 100% | 85% | 44 | 1 | |
| P••••••••• L••••• A••••••• L•• mixed wealth | $175M | 1 | $175M | 27% | 100% | 1 | |||
| W••• S••••• I••••••••• M••••••••• L•• other | $175M | +13% | 1 | $175M | 11% | 100% | 1 | 1 | |
| U•••••••• asset manager | $174M | +438% | 1 | $174M | 0.0% | 1 | 1 | ||
| D•••••• W••••• G••••• L•• independent RIA | $174M | +27% | 2 | $87.2M | 95% | 67% | 177 | 1 | |
| V••••••• A••••••• L•• independent RIA | $174M | +26% | 3 | $58.1M | 100% | 61% | 97 | 1 | |
| R••••••• A••••••• L•• independent RIA | $174M | +9.3% | 1 | $174M | 98% | 100% | 1 | ||
| M••••• • M•••••• C•••••• M••••••••• C••• independent RIA | $174M | +28% | 2 | $87.0M | 100% | 69% | 218 | 1 | |
| J•• C•••••• G•••• W••••• S•••••••• L•• independent RIA | $174M | +7.9% | 3 | $58.0M | 77% | 64% | 138 | 1 | |
| F•• W••••• M••••••••• L•• independent RIA | $174M | +11% | 1 | $174M | 98% | 77% | 144 | 1 | |
| H•••••••• M••••••••• S••••••• I•• independent RIA | $174M | +30% | 3 | $58.0M | 59% | 60% | 72 | 1 | |
| A••••• W••••• M••••••••• L•• independent RIA | $174M | +24% | 1 | $174M | 98% | 73% | 144 | 5 | |
| C••••••••• W••••• M••••••••• I••• independent RIA | $174M | +18% | 2 | $87.0M | 99% | 1 | |||
| L•••••• L•• independent RIA | $174M | +15% | 2 | $86.9M | 100% | 97% | 23 | 1 | |
| C•• A•••• M••••••••• L•• independent RIA | $174M | +36% | 1 | $174M | 100% | 100% | 1 | 14 | |
| J••••• W••••• A•••••••• I••• independent RIA | $174M | +1.9% | 3 | $57.9M | 95% | 89% | 46 | 1 | |
| S•••• W••••• M••••••••• L•• independent RIA | $174M | +17% | 1 | $174M | 88% | 90% | 87 | 1 | |
| A••••• P•••• F•••••••• independent RIA | $174M | -6.8% | 1 | $174M | 100% | 87% | 171 | 1 | |
| D••••••• I••••••••• G•••• independent RIA | $174M | +5.2% | 2 | $86.8M | 94% | 82% | 71 | 1 | |
| N••••••••• A•••• M••••••••• L•• independent RIA | $174M | +16% | 3 | $57.8M | 100% | 54% | 65 | 1 | |
| P••••••• C•••••• M••••••••• independent RIA | $173M | +8.1% | 1 | $173M | 100% | 88% | 125 | 1 | |
| W•••••• P••••• A•••••••• L••••• independent RIA | $173M | -1.8% | 1 | $173M | 86% | 85% | 208 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.