DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| AZZENDO WEALTH ADVISORS independent RIA | $173M | +23% | 1 | $173M | 100% | 89% | 102 | 1 | |
| SHUTTLEWORTH & COMPANY independent RIA | $173M | +16% | 2 | $86.5M | 94% | 77% | 99 | 1 | |
| STRONGHOLD WEALTH MANAGEMENT L.L.C. independent RIA | $173M | +15% | 2 | $86.5M | 99% | 79% | 72 | 1 | |
| M••••••••• F•••••••• G•••• independent RIA | $173M | +24% | 3 | $57.6M | 98% | 78% | 45 | 1 | |
| L•••••• A•••• M••••••••• I••• independent RIA | $173M | +21% | 2 | $86.4M | 100% | 51% | 122 | 1 | |
| Y•••• • A••••••••• I••••••••• A•••••••• L•• independent RIA | $173M | +7.9% | 2 | $86.3M | 99% | 84% | 54 | 1 | |
| W••••• P•••••• E••••• P•••••••• L•• independent RIA | $173M | -11% | 1 | $173M | 100% | 100% | 2 | 1 | |
| A••••••• C•••••• M••••••••• L•• other | $173M | +64% | 1 | $173M | 19% | 92% | 49 | 2 | 2 |
| W••••• M••••••••• S•••••••• independent RIA | $173M | +11% | 1 | $173M | 94% | 88% | 99 | 1 | |
| C•••• V••••• W••••• A••••••• independent RIA | $173M | +11% | 3 | $57.5M | 87% | 58% | 31 | 1 | |
| A••••••••• I••••••••• M••••••••• L•• independent RIA | $173M | 2 | $86.3M | 96% | 95% | 33 | 1 | ||
| V••••• A••••••• G••••• I••• independent RIA | $172M | +19% | 2 | $86.2M | 100% | 99% | 27 | 1 | |
| A••••• W••••• M••••••••• I••• independent RIA | $172M | 1 | $172M | 100% | 96% | 72 | 1 | ||
| C••• F•••••••• D••••••• I••• independent RIA | $172M | +21% | 1 | $172M | 100% | 64% | 195 | 1 | |
| W••••••••• A•••••••• I••• independent RIA | $172M | +5.4% | 3 | $57.5M | 96% | 47% | 130 | 1 | |
| D••••••• W••••• M••••••••• L•• independent RIA | $172M | +17% | 3 | $57.5M | 99% | 73% | 76 | 1 | |
| P••••••••• R•••• L•• independent RIA | $172M | +9.8% | 2 | $86.2M | 73% | 87% | 32 | 1 | |
| L••••• W••••• M••••••••• independent RIA | $172M | +14% | 3 | $57.4M | 96% | 66% | 40 | 1 | |
| N•••••••• L•• independent RIA | $172M | +30% | 1 | $172M | 63% | 68% | 147 | 2 | |
| M••• W••••• A••••••• independent RIA | $172M | 1 | $172M | 100% | 90% | 81 | 1 | ||
| M•••••••• F••••••• • F•••• I••••••••• A•••••••• I••• independent RIA | $172M | +16% | 1 | $172M | 84% | 90% | 69 | 1 | |
| C•••••• P••••••• L•• independent RIA | $172M | +1.6% | 3 | $57.3M | 67% | 93% | 18 | 1 | 1 |
| N•••••••• C••••••• L•• asset manager | $172M | +12% | 1 | $172M | 0.0% | 4 | 1 | ||
| P••••••• P•••••••• A••••••• independent RIA | $172M | +0.5% | 3 | $57.3M | 100% | 98% | 13 | 1 | |
| F•••••••• S•••••••• A••••••••• independent RIA | $172M | +10% | 2 | $85.9M | 100% | 76% | 135 | 1 | |
| K••• W••••• M••••••••• L•• independent RIA | $172M | +14% | 1 | $172M | 100% | 90% | 133 | 1 | |
| E••••••••• W••••• S••••••••• L•• independent RIA | $172M | +55% | 2 | $85.8M | 92% | 89% | 37 | 1 | |
| C••••••• F•••••••• P••••••• • C••••••••• independent RIA | $172M | +3.8% | 1 | $172M | 100% | 79% | 140 | 1 | |
| C••• W••••• A•••••••• L•• independent RIA | $172M | 2 | $85.8M | 100% | 70% | 41 | 1 | ||
| S••••••••• W••••• P•••••••• I••• independent RIA | $172M | +13% | 2 | $85.8M | 100% | 91% | 40 | 1 | |
| V••••• W••••• M••••••••• L•• independent RIA | $172M | +17% | 1 | $172M | 100% | 98% | 49 | 1 | |
| R•••••••• C•••••• M••••••••• independent RIA | $171M | -7.6% | 2 | $85.7M | 100% | 96% | 57 | 1 | |
| K••••••••• • C•• independent RIA | $171M | +11% | 3 | $57.1M | 100% | 90% | 30 | 1 | |
| A•••••• A•••••••• L•• independent RIA | $171M | +8.3% | 3 | $57.1M | 94% | 91% | 26 | 1 | |
| G•••••• W••••• M••••••••• L•• independent RIA | $171M | 1 | $171M | 100% | 93% | 76 | 1 | ||
| T•• F•••••••• A•••••••• L•• independent RIA | $171M | -4.2% | 1 | $171M | 100% | 86% | 89 | 1 | |
| G•••••• F•••••••• G••••• L•• independent RIA | $171M | 1 | $171M | 88% | 32% | 70 | 1 | ||
| E••••••• W•••••• L•• independent RIA | $171M | +33% | 2 | $85.6M | 95% | 65% | 151 | 1 | |
| W•••••• F•••••••• S•••••••• P••• independent RIA | $171M | +14% | 1 | $171M | 100% | 100% | 1 | ||
| D••••• W• N•••••••• • A••••••••• L•• independent RIA | $171M | -0.1% | 3 | $57.1M | 99% | 75% | 52 | 1 | |
| P•••••• V••• W••••• P••••••• L•• independent RIA | $171M | 2 | $85.6M | 100% | 99% | 21 | 1 | ||
| C••• C•••••• M••••••••• L• independent RIA | $171M | +3.9% | 1 | $171M | 87% | 99% | 13 | 1 | 11 |
| H•••••• A•••••••• L•• independent RIA | $171M | +37% | 2 | $85.6M | 100% | 84% | 51 | 1 | |
| Y•••••• I••••••••• L•• independent RIA | $171M | +11% | 1 | $171M | 72% | 71% | 115 | 2 | |
| W••••• E••••••••• L•• independent RIA | $171M | +14% | 1 | $171M | 100% | 93% | 56 | 2 | |
| R•• I••••••••• L•• independent RIA | $171M | 1 | $171M | 94% | 100% | 1 | 1 | ||
| S••••••••• C•••••• independent RIA | $171M | 1 | $171M | 98% | 95% | 45 | 1 | ||
| R•• C•••••• M••••••••• L•• independent RIA | $171M | +3.8% | 1 | $171M | 100% | 98% | 72 | 1 | |
| P•••••••• C•••••• M••••••••• I••• independent RIA | $171M | +13% | 2 | $85.3M | 81% | 60% | 131 | 1 | |
| T••••• W••••• M••••••••• L•• independent RIA | $171M | +13% | 1 | $171M | 100% | 94% | 63 | 1 | |
| N•••• S•••• I••••••••• C••••••••• L•• independent RIA | $171M | +15% | 1 | $171M | 99% | 0.0% | 102 | 1 | |
| P•••••• F•••••••• G•••• L••• independent RIA | $170M | +18% | 1 | $170M | 100% | 0.0% | 603 | 1 | |
| W••• E•• W••••• M••••••••• L•• independent RIA | $170M | +19% | 2 | $85.2M | 100% | 94% | 27 | 1 | |
| R•••••• P••• A••••••• independent RIA | $170M | +19% | 2 | $85.2M | 100% | 87% | 61 | 1 | |
| Z••• C•••••• A••••••• independent RIA | $170M | +18% | 1 | $170M | 79% | 76% | 73 | 1 | |
| G• D•••••• M••••••• independent RIA | $170M | +12% | 3 | $56.7M | 95% | 53% | 133 | 1 | |
| O••••• C•••••• M••••••••• independent RIA | $170M | +21% | 2 | $85.0M | 100% | 95% | 15 | 1 | |
| L•••••• C•••••• C••••••••• independent RIA | $170M | +8.8% | 2 | $85.0M | 100% | 92% | 51 | 1 | |
| T••••• A••••••• independent RIA | $170M | +15% | 3 | $56.6M | 99% | 75% | 57 | 1 | |
| D•• M•• W••••• M••••••••• I•• independent RIA | $170M | +15% | 2 | $84.9M | 99% | 97% | 36 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.