DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| JB CAPITAL PARTNERS asset manager | $681M | +11% | 1 | $681M | 0.0% | 2 | 1 | ||
| VALINOR WEALTH MANAGEMENT asset manager | $678M | +11% | 1 | $678M | 3.8% | 81% | 25 | 1 | |
| HYPOSWISS ADVISORS SA independent RIA | $678M | +14% | 1 | $678M | 95% | 97% | 154 | 1 | |
| YORKTOWN MANAGEMENT AND RESEARCH CO INC asset manager | $677M | -2.2% | 1 | $677M | 0.0% | 1 | |||
| YIHENG CAPITAL MANAGEMENT, L.P. asset manager | $676M | -45% | 1 | $676M | 0.0% | 1 | 1 | ||
| HAVENSHARE FINANCIAL, LLC independent RIA | $670M | +0.3% | 2 | $335M | 100% | 100% | 1 | ||
| STONE TEMPLE PARTNERS LLC independent RIA | $669M | +7.9% | 1 | $669M | 95% | 100% | 6 | 8 | |
| DILIGENT INVESTORS, LLC independent RIA | $663M | -0.3% | 3 | $221M | 77% | 76% | 254 | 1 | |
| GOODLANDER INVESTMENT MANAGEMENT, LLC asset manager | $660M | +104% | 1 | $660M | 0.0% | 1 | 1 | ||
| NORTHSTAR ASSET MANAGEMENT COMPANY, LLC independent RIA | $660M | +6.9% | 2 | $330M | 100% | 96% | 81 | 1 | |
| BENIN MANAGEMENT CORP independent RIA | $659M | +6.6% | 2 | $330M | 87% | 91% | 181 | 1 | |
| ARBOR WEALTH ADVISORS LLC independent RIA | $658M | +12% | 1 | $658M | 100% | 100% | 1 | ||
| OPTIMA ASSET MANAGEMENT INC independent RIA | $657M | +8.3% | 2 | $329M | 100% | 99% | 56 | 1 | |
| MCGOWAN & CO LLP independent RIA | $656M | +14% | 3 | $219M | 100% | 97% | 80 | 1 | |
| RINGS CAPITAL MANAGEMENT LLC asset manager | $653M | +22% | 1 | $653M | 0.0% | 2 | 3 | ||
| WEBER ASSET MANAGEMENT, INC. independent RIA | $652M | +12% | 1 | $652M | 100% | 86% | 405 | 1 | |
| BRIDGECREEK FINANCIAL GROUP independent RIA | $650M | 2 | $325M | 91% | 100% | 21 | 1 | ||
| FAMILY OFFICE RESEARCH, LLC independent RIA | $648M | +12% | 3 | $216M | 85% | 99% | 38 | 1 | |
| POWELL INVESTMENT ADVISORS, LLC independent RIA | $648M | +11% | 2 | $324M | 91% | 100% | 30 | 1 | 1 |
| PIER CAPITAL, LLC other | $648M | -11% | 1 | $648M | 2.3% | 100% | 2 | 1 | |
| ACT TWO INVESTORS LLC independent RIA | $647M | +11% | 1 | $647M | 99% | 98% | 306 | 2 | |
| KITCHING PARTNERS, LLC independent RIA | $646M | +20% | 3 | $215M | 100% | 100% | 40 | 1 | |
| MURPHY POHLAD ASSET MANAGEMENT LLC independent RIA | $640M | +11% | 3 | $213M | 96% | 99% | 38 | 1 | |
| BELLATORE FINANCIAL, INC. independent RIA | $639M | +13% | 1 | $639M | 91% | 78% | 547 | 1 | |
| SCOTT & SELBER, INC. CAPITAL MANAGEMENT independent RIA | $638M | +12% | 2 | $319M | 73% | 96% | 51 | 1 | |
| TIMBER CREEK CAPITAL MANAGEMENT, LLC independent RIA | $637M | +16% | 3 | $212M | 100% | 99% | 15 | 1 | |
| WEST ADVISORS, INC. independent RIA | $637M | +12% | 1 | $637M | 100% | 100% | 16 | 1 | |
| ROWLAND MILLER + PARTNERS LLC independent RIA | $636M | +13% | 2 | $318M | 97% | 93% | 99 | 1 | |
| FIRE CAPITAL MANAGEMENT, LLC independent RIA | $635M | +28% | 3 | $212M | 80% | 98% | 19 | 1 | |
| STUART INVESTMENT ADVISORS, INC. independent RIA | $631M | +22% | 2 | $315M | 96% | 87% | 193 | 1 | |
| ROSEL WEALTH MANAGEMENT, LLC independent RIA | $630M | +25% | 2 | $315M | 95% | 93% | 159 | 1 | |
| CENTRICA WEALTH MANAGEMENT independent RIA | $627M | 3 | $209M | 100% | 100% | 5 | 1 | ||
| PHRACTION MANAGEMENT LLC mixed wealth | $626M | +20% | 1 | $626M | 39% | 100% | 50 | 1 | |
| PORTFOLIO DESIGN LABS, LLC independent RIA | $625M | +25% | 1 | $625M | 88% | 60% | 346 | 1 | |
| HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC independent RIA | $618M | +14% | 3 | $206M | 90% | 80% | 148 | 1 | |
| EQ WEALTH ADVISORS independent RIA | $617M | +10% | 3 | $206M | 94% | 85% | 99 | 1 | |
| CLEAR WAVE WEALTH MANAGEMENT, LLC independent RIA | $617M | 2 | $309M | 100% | 98% | 71 | 1 | ||
| STOLPER & CO., INC. independent RIA | $616M | +5.2% | 1 | $616M | 68% | 98% | 60 | 1 | |
| SAFE HARBOR FAMILY CAPITAL, LLC mixed wealth | $614M | +12% | 1 | $614M | 37% | 100% | 1 | ||
| RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC independent RIA | $612M | +15% | 1 | $612M | 92% | 99% | 105 | 1 | |
| STEFFES FINANCIAL, LTD independent RIA | $611M | +14% | 2 | $306M | 58% | 86% | 109 | 1 | |
| ARBOR TRUST WEALTH ADVISORS, LLC independent RIA | $611M | -0.1% | 3 | $204M | 94% | 85% | 147 | 1 | |
| WEINAND FINANCIAL, INC. independent RIA | $610M | +21% | 1 | $610M | 99% | 67% | 437 | 1 | |
| CENTRAL FAMILY ADVISORS, LLC independent RIA | $608M | +11% | 3 | $203M | 100% | 100% | 7 | 1 | |
| INLET PRIVATE WEALTH, LLC independent RIA | $608M | +9.6% | 3 | $203M | 98% | 98% | 40 | 1 | |
| THE ENTERPRISE INVESTMENT COMPANY independent RIA | $607M | +27% | 2 | $304M | 93% | 100% | 1 | ||
| DREXEL MORGAN & CO. independent RIA | $607M | +29% | 2 | $304M | 100% | 100% | 6 | 1 | |
| INSTITUTIONAL CAPITAL MANAGEMENT, INC. institutional | $605M | +3.6% | 1 | $605M | 0.0% | 1 | |||
| PROALTUS USA other | $605M | +20% | 1 | $605M | 12% | 65% | 61 | 1 | 8 |
| HERITAGE WEALTH ADVISORS independent RIA | $605M | +9.5% | 3 | $202M | 100% | 93% | 67 | 1 | |
| ACKERMAN CAPITAL MANAGEMENT independent RIA | $604M | +27% | 3 | $201M | 94% | 98% | 58 | 1 | 2 |
| VENDERA MANAGEMENT HOLDINGS, LLC asset manager | $603M | -9.1% | 1 | $603M | 0.0% | 1 | 11 | ||
| OWL CREEK WEALTH PARTNERS independent RIA | $602M | +66% | 3 | $201M | 99% | 99% | 33 | 1 | |
| GIVERNY CAPITAL ASSET MANAGEMENT independent RIA | $599M | +19% | 1 | $599M | 97% | 88% | 337 | 1 | |
| STEGINSKY CAPITAL LLC independent RIA | $599M | +26% | 1 | $599M | 73% | 96% | 102 | 1 | |
| PERSPECTIVE WEALTH MANAGEMENT independent RIA | $595M | +13% | 2 | $297M | 100% | 96% | 132 | 1 | |
| VIRTUS WEALTH SOLUTIONS independent RIA | $595M | +19% | 3 | $198M | 93% | 86% | 102 | 1 | |
| CAPITAL RESOURCE MANAGEMENT,INC. independent RIA | $593M | +10% | 1 | $593M | 94% | 99% | 38 | 1 | |
| GREENSLEDGE ASSET MANAGEMENT LLC asset manager | $593M | 1 | $593M | 0.0% | 4 | 1 | |||
| DELTA FINANCIAL ADVISORS, L.L.C. independent RIA | $592M | +38% | 3 | $197M | 87% | 91% | 70 | 1 |
3,946 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.