Advisors to call now

A dated fact that historically went with moving, on a practice worth the call.

Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Timothy Milkwick Embark Wealth Management, LLC, Tempe, Az
Call-readyindependent RIA
- passed the Series 63 on 2026-09-15 after 15 years in the industry
  2026-09-15 (11 days ago). At independent RIAs, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Michael Rees The Sherwin Group, St. Petersburg, Fl
Call-readystate-registered adviser
- 4 of the 11 advisors at this office left in the last 180 days (36%), against a median of 0% across the firm's other offices. 3 went to Stratos Wealth Partners, Ltd
  2026-07-06 (3 months ago). Across all advisors, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  David Blaydes to Stratos Wealth Partners, Ltd; Jared Lester to Stratos Wealth Partners, Ltd; James Wilkins to Stratos Wealth Partners, Ltd; Edward Knowles to Lpl Financial Llc
Timing
Strong timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Donald Soard Soard Financial Management, LLC, Edmond, Ok
Call-readystate-registered adviser
- passed the Series 63 on 2026-03-16 after 16 years in the industry
  2026-03-16 (6 months ago). Across all advisors, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
J••••• P•••• M•• F•••••••• C•••, F••••• M••••• T•
Call-readystate-registered adviser
- passed the Series 63 on 2026-02-26 after 16 years in the industry
  2026-02-26 (7 months ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
J••••• S••••••••• Q••••• F•••••••• H••••••• L••, K•••• T•
Call-readystate-registered adviser
- passed the Series 63 on 2025-09-26 after 5 years in the industry
  2025-09-26 (12 months ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
H•••• L•• J••• M••••• S••••••••• L••, C••• O• I•••••••• C•
Call-readywirehouse
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-06-02 (4 months ago). At J•••••••, 9.3% with this moved within a year against 5.5% without it (1.7x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  B•••••• H••••• to W•••• F•••• A•••••••
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
3 move with them
Contact
Firm level
ESTIMATED email an address at jpmorgan.com (style first.last@jpmorgan.com reproduced 20 of 20 confident provider/published addresses at this firm (95% CI 84% to 100%); firm deliverability sample: UNVERIFIABLE (accept-all domain: the server accepts every address))
Who else to call: 4 related advisors, 4 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
R••• B••••••• J••• M••••• S••••••••• L••, S•••• M•••••• C•
Call-readywirehouse
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-06-02 (4 months ago). At J•••••••, 9.3% with this moved within a year against 5.5% without it (1.7x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  B•••••• H••••• to W•••• F•••• A•••••••
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
3 move with them
Contact
Firm level
ESTIMATED email an address at jpmorgan.com (style first.last@jpmorgan.com reproduced 20 of 20 confident provider/published addresses at this firm (95% CI 84% to 100%); firm deliverability sample: UNVERIFIABLE (accept-all domain: the server accepts every address))
Who else to call: 5 related advisors, 4 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
J•••• B••••• C••••••••• F•••••••• N••••••, W••••••• M•
Call-readynational broker-dealer RIA
- 31 of the 93 advisors at this office left in the last 180 days (33%), against a median of 0% across the firm's other offices. 7 went to K••••• A••••••• S•••••••• L••
  2026-09-20 (6 days ago). At N•••••••••, 7.2% with this moved within a year against 3.9% without it (1.9x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J•••• W••••••• to K••••• A••••••• S•••••••• L••; J•••• M••••• to D•••••••• A••••••• S•••••••• L••; N••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••; R••••• L•••••• to D•••••••• A••••••• S•••••••• L•• and 2 more
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
2 move with them
Contact
Firm level
provider email, not verified
Who else to call: 2 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
M••• R•••••••• J••• M••••• S••••••••• L••, G••••• C•••• N•
Call-readywirehouse
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-08-18 (39 days ago). At J•••••••, 9.3% with this moved within a year against 5.5% without it (1.7x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  L•••• P•••••• to A••••• A•• P••••••• S•••••••
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
2 move with them
Contact
Firm level
ESTIMATED email an address at jpmorgan.com (style first.last@jpmorgan.com reproduced 20 of 20 confident provider/published addresses at this firm (95% CI 84% to 100%); firm deliverability sample: UNVERIFIABLE (accept-all domain: the server accepts every address))
M••••••••• F••••• J••• M••••• S••••••••• L••, P••••••• M•
Call-readywirehouse
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-08-18 (39 days ago). At J•••••••, 9.3% with this moved within a year against 5.5% without it (1.7x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  L•••• P•••••• to A••••• A•• P••••••• S•••••••
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
2 move with them
Contact
Firm level
ESTIMATED email an address at jpmorgan.com (style first.last@jpmorgan.com reproduced 20 of 20 confident provider/published addresses at this firm (95% CI 84% to 100%); firm deliverability sample: UNVERIFIABLE (accept-all domain: the server accepts every address))
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
S•••••••• P•••••• J••• M••••• S••••••••• L••, S••••• I•••••• N•
Call-readywirehouse
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-08-18 (39 days ago). At J•••••••, 9.3% with this moved within a year against 5.5% without it (1.7x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  L•••• P•••••• to A••••• A•• P••••••• S•••••••
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
2 move with them
Contact
Firm level
ESTIMATED email an address at jpmorgan.com (style first.last@jpmorgan.com reproduced 20 of 20 confident provider/published addresses at this firm (95% CI 84% to 100%); firm deliverability sample: UNVERIFIABLE (accept-all domain: the server accepts every address))
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
C••••• T•••• J••• M••••• S••••••••• L••, A••••••• C•
Call-readywirehouse
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-09-11 (15 days ago). At J•••••••, 9.3% with this moved within a year against 5.5% without it (1.7x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  J••••• K•••••• to C•••••••• G••••• M•••••• I•••
Timing
Timing
measured at this firm
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Firm level
ESTIMATED email an address at jpmorgan.com (style first.last@jpmorgan.com reproduced 20 of 20 confident provider/published addresses at this firm (95% CI 84% to 100%); firm deliverability sample: UNVERIFIABLE (accept-all domain: the server accepts every address))
Who else to call: 3 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
A•••• G•••••••• R••••••• C•••••• P••••••• L••, N•••••• B••••• C•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-06-10 (4 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  B•••• D•••••• to C• A•••••••• L••
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
L•••••• R••••• R••••• G••••• I•••, P••••••• M•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-05-13 (5 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  K•••• S•••• to F••••• I•••••••••
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
A••••• L•••• V•••• W••••• P•••••••, H••••••••• M•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-05-01 (5 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  D••••• V••••••••• to N•••••••• A•••• M•••••••••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
J••• F•••• C•••• P•••••• W•••••• L••, M••••••••• N•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-04-22 (5 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C••••••••• N•••••••• to M••••••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
T•••••• W••••••• B•••• W•••••, I••••••••• I•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-09-22 (4 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  S••••• K••••••• to A••••• W•••••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
D•••• M••••••• C••••••••• F•••••••• N••••••, W••••••• M•
Call-readynational broker-dealer RIA
- 31 of the 93 advisors at this office left in the last 180 days (33%), against a median of 0% across the firm's other offices. 7 went to K••••• A••••••• S•••••••• L••
  2026-09-20 (6 days ago). At N•••••••••, 7.2% with this moved within a year against 3.9% without it (1.9x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J•••• W••••••• to K••••• A••••••• S•••••••• L••; J•••• M••••• to D•••••••• A••••••• S•••••••• L••; N••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••; R••••• L•••••• to D•••••••• A••••••• S•••••••• L•• and 2 more
Timing
Timing
Value
$25M+
Personal book $50M to $500M; portable $50M to $500M, revenue $250K to $5M
Team
No team seen
Contact
Firm level
provider email, not verified
M•••••• G••••••• E•••••••• C•••••• M••••••••• L••, H••••••• V•
Call-readystate-registered adviser
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to W••••• E••••••••• A••••••• S•••••••• L••
  2026-09-02 (24 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J•••••• D•••••••• to W••••• E••••••••• A••••••• S•••••••• L••; L••••••• J•••••• to W••••• E••••••••• A••••••• S•••••••• L••
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
D••••• M•••••••• C••••••••• F•••••••• N••••••, A••••••••• G•
Call-readynational broker-dealer RIA
- 3 of the 10 advisors at this office left in the last 180 days (30%), against a median of 0% across the firm's other offices. 3 went to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  2026-08-20 (37 days ago). At N•••••••••, 7.2% with this moved within a year against 3.9% without it (1.9x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  N•••••••• L•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••; P•••• R•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••; S•••••• G•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Firm level
provider email, not verified
B••••••• S••••••••• R••••••• F••••••••, W•••••• S••••• N•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-08-07 (50 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  P•••• S••••••• to F••••••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
B••••• B•••••• E•••• R•••• A••••••• G••••, B••••••••• O•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-08-06 (51 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J•••• K•••••• to S••••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
S•••••• D•••••••• C•••• C••••••• L••, A••••••••• G•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-07-17 (2 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  H••••• F•••••• to B•• W•••••• L••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
W•••••• Y•••• E••••••••• F••••••••, M••••••• T•
Call-readystate-registered adviser
- 4 known colleagues moved to an independent RIA in the last 180 days. 4 went to C•••••• B••••• A•••••••
  2026-07-16 (2 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  D•••• W•••••• to C•••••• B••••• A•••••••; P•••• G•••• to C•••••• B••••• A•••••••; C•••• L•• R•••• to C•••••• B••••• A•••••••; S••• G•••• to C•••••• B••••• A•••••••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
B•••• F•••••• C••••••••• F•••••••• N••••••, O••••••• P•••• K•
Call-readynational broker-dealer RIA
- 10 of the 35 advisors at this office left in the last 180 days (29%), against a median of 0% across the firm's other offices. 4 went to I•••••• F•••••••• S•••••••
  2026-07-07 (3 months ago). At N•••••••••, 7.2% with this moved within a year against 3.9% without it (1.9x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  N••• G••••••• to I•••••• F•••••••• S•••••••; V•••••• T••••• to I•••••• F•••••••• S•••••••; D•••• P•••• to I•••••• F•••••••• S•••••••; B•••• W•••••• to I•••••• F•••••••• S••••••• and 2 more
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Firm level
provider email, not verified
J•••••• B•••••••• B•••••••• F•••••••• S•••••••• I•••, R••••••••• C•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-07-07 (3 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J••••• B••••••• to C••••••• A•••••• G••••• I•••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
N••••••• G•••• E••••••• W••••• M••••••••• I•••, O••••••• F•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-07-01 (3 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  A••••• S••••••••• N•••• to M••••• G••••• A••••••• I•••
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
K••• L•••• E••••••• W••••• M••••••••• I•••, O••••••• F•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-07-01 (3 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  A••••• S••••••••• N•••• to M••••• G••••• A••••••• I•••
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
A•••• M•••• P••• F•••••••• G••••••• L••, G•••••••• V••••••• C•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-07-01 (3 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  T•••••• C•••••• to T••••••• F•••••••• P•••••••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
J••• C•• B••••••• P••••••• P••••••• L••, L•• V••••• N•
Call-readyindependent RIA
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-06-22 (3 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J••••••• D•••••••• to S••••••• W••••• M•••••••••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
C••••••••• N•••••• N•••••• E••••••••• I•••, F••••••• I•
Call-readystate-registered adviser
- passed the Series 65 on 2026-01-22 after 30 years in the industry
  2026-01-22 (8 months ago). At A••, 6.8% with this moved within a year against 4.9% without it (1.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
- 3 known colleagues moved to an independent RIA in the last 180 days. 2 went to C••••••
  2026-06-17 (3 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J••••• W••••• to C••••••; T••••• B•••••• to C••••••; M•••••• S•••••• to T••••••••• P•••••••• L••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
E•••• Z••••• R•• C•••••• M••••••• L••, L• J••••• C•
Call-readynational broker-dealer RIA
- 5 of the 15 advisors at this office left in the last 180 days (33%), against a median of 0% across the firm's other offices. 5 went to M••••• S••••••
  2026-06-12 (4 months ago). At N•••••••••, 7.2% with this moved within a year against 3.9% without it (1.9x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  L••••••• A•••••• to M••••• S••••••; L•••• K•••••• to M••••• S••••••; C••••• R•••••••• to M••••• S••••••; O••••• S•••••• to M••••• S•••••• and 1 more
Timing
Timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Firm level
provider email, not verified
K•••••• C•••••• T••••• P••••••• P•••••••, M••••••••• M•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-06-11 (4 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  W•••••• W••••• to M••••• G••••• A••••••• I•••
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
R•••••• M••••••• Q••••• F•••••••• H••••••• L••, S•• C•••••••• C•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-06-11 (4 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  S••• F••••• to J•••• T•••••• I••••••••• P•••••••• L••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 2 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
T•••••• B••• L•••••• C••••••, P•••••••• O•
Call-readystate-registered adviser
- passed the Series 65 on 2026-06-11 after 21 years in the industry
  2026-06-11 (4 months ago). At A••, 6.8% with this moved within a year against 4.9% without it (1.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
L••• H••••• I••••••••• W••••• P•••••••, C••••••••• O•
Call-readystate-registered adviser
- passed the Series 65 on 2026-06-09 after 18 years in the industry
  2026-06-09 (4 months ago). At A••, 6.8% with this moved within a year against 4.9% without it (1.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
G••• P•••• A•• I•••••••••, S••••••••• C•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-06-08 (4 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  L••••••• H••••• to B••••••••• W••••• M••••••••• L••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
D••••• M••••••••• W••••••••• W••••• M•••••••••, C•••••• O•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-06-08 (4 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J••••••• G•••••••• to C••••••••• P•••••••• R••••• C•••
Timing
Timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
G•••• A•••••• A•• I•••••••••, T••••••• C•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-06-08 (4 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  L••••••• H••••• to B••••••••• W••••• M••••••••• L••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
D•••• M•••••• W••••••••• W••••• C••••••, J•••••• C•••• T•
Call-readystate-registered adviser
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-05-01 (5 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  S•••• S•••••• to C••••• P••••••• P•••••••
Timing
Timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox

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