DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Wells Fargo Advisors

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Wells Fargo Advisors wirehouse	LPL Financial LLC BD affiliated	Beverly Hills, Ca +1	Wirehouse to affiliated broker-dealer or bank	Nov 24, 2023 over 7 d
2	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Greenville, Nc +1	Wirehouse to wirehouse	Nov 21, 2023
2	Wells Fargo Advisors wirehouse	Steward Partners Investment Advisory, LLC BD affiliated	Dalton, Ga +1	Wirehouse to affiliated broker-dealer or bank	Nov 10, 2023
2	Wells Fargo Advisors wirehouse	J.P. Morgan Securities LLC wirehouse	Palo Alto, Ca +1	Wirehouse to wirehouse	Oct 31, 2023 over 2 d
3	Wells Fargo Advisors wirehouse	U.S. Bancorp Investments, Inc. BD affiliated	Roseville, Ca +2	Wirehouse to affiliated broker-dealer or bank	Oct 24, 2023 over 9 d
6	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Troy, Mi	Wirehouse to wirehouse	Oct 18, 2023
2	Wells Fargo Advisors wirehouse	Ameriprise Financial Services, LLC national BD	Chicago, Il	Wirehouse to affiliated broker-dealer or bank	Oct 18, 2023
2	Wells Fargo Advisors wirehouse	RBC Capital Markets, LLC national BD	Erie, Pa	Wirehouse to affiliated broker-dealer or bank	Oct 17, 2023
4	Wells Fargo Advisors wirehouse	Rockefeller Capital Management BD affiliated	Manhattan Beach, Ca +2	Wirehouse to affiliated broker-dealer or bank	Oct 13, 2023 over 4 d
2	Wells Fargo Advisors wirehouse	Janney Montgomery Scott LLC BD affiliated	Roanoke, Va	Wirehouse to affiliated broker-dealer or bank	Oct 5, 2023
2	Wells Fargo Advisors wirehouse	Raymond James & Associates, Inc. national BD	Mission Viejo, Ca	Wirehouse to affiliated broker-dealer or bank	Oct 5, 2023
2	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Greenwood Village, Co +1	Wirehouse to wirehouse	Sep 29, 2023
2	Wells Fargo Advisors wirehouse	Raymond James Financial Services Advisors, Inc BD affiliated	Wausau, Wi	Wirehouse to affiliated broker-dealer or bank	Sep 27, 2023 over 2 d
2	Wells Fargo Advisors wirehouse	Truist Advisory Services, Inc. BD affiliated	Charlotte, Nc	Wirehouse to affiliated broker-dealer or bank	Sep 26, 2023
2	Wells Fargo Advisors wirehouse	Ameriprise Financial Services, LLC national BD	Marlton, Nj	Wirehouse to affiliated broker-dealer or bank	Sep 21, 2023
3	Wells Fargo Advisors wirehouse	Ameriprise Financial Services, LLC national BD	Carmel, Ca	Wirehouse to affiliated broker-dealer or bank	Sep 20, 2023 over 8 d
3	Wells Fargo Advisors wirehouse	LPL Financial LLC BD affiliated	Charlotte, Nc +2	Wirehouse to affiliated broker-dealer or bank	Sep 20, 2023 over 12 d
3	Wells Fargo Advisors wirehouse	Kingsview Wealth Management, LLC independent RIA	Minneapolis, Mn +1	Wirehouse to independent RIA	Sep 15, 2023
3	Wells Fargo Advisors wirehouse	Janney Montgomery Scott LLC BD affiliated	Goldsboro, Nc	Wirehouse to affiliated broker-dealer or bank	Sep 13, 2023
2	Wells Fargo Advisors wirehouse	UBS Financial Services Inc. wirehouse	Charlotte, Nc	Wirehouse to wirehouse	Sep 8, 2023 over 4 d
3	Wells Fargo Advisors wirehouse	Fidelity Personal And Workplace Advisors BD affiliated	San Jose, Ca +2	Wirehouse to affiliated broker-dealer or bank	Sep 5, 2023 over 20 d
2	Wells Fargo Advisors wirehouse	J.P. Morgan Securities LLC wirehouse	Mclean, Va	Wirehouse to wirehouse	Sep 1, 2023 over 6 d
2	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Greensboro, Nc +1	Wirehouse to wirehouse	Aug 22, 2023 over 10 d
3	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Birmingham, Mi	Wirehouse to wirehouse	Aug 15, 2023
2	Wells Fargo Advisors wirehouse	Ameriprise Financial Services, LLC national BD	Syracuse, Ny +1	Wirehouse to affiliated broker-dealer or bank	Aug 1, 2023 over 7 d
3	Wells Fargo Advisors wirehouse	LPL Financial LLC BD affiliated	Charlottesville, Va	Wirehouse to affiliated broker-dealer or bank	Jul 25, 2023
2	Wells Fargo Advisors wirehouse	Raymond James & Associates, Inc. national BD	Scottsdale, Az	Wirehouse to affiliated broker-dealer or bank	Jul 25, 2023
3	Wells Fargo Advisors wirehouse	Three Seasons Wealth no RAUM	Holladay, Ut +1	Wirehouse to a newly registered adviser (no RAUM reported yet)	Jul 19, 2023 over 6 d
2	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Miami, Fl +1	Wirehouse to wirehouse	Jul 18, 2023 over 7 d
3	Wells Fargo Advisors wirehouse	RBC Capital Markets, LLC national BD	Westlake, Oh +1	Wirehouse to affiliated broker-dealer or bank	Jul 17, 2023
2	Wells Fargo Advisors wirehouse	&Partners independent RIA	Richmond, Va	Wirehouse to independent RIA	Jul 17, 2023 over 8 d
2	Wells Fargo Advisors wirehouse	Citigroup Global Markets Inc. BD affiliated	Corte Madera, Ca +1	Wirehouse to affiliated broker-dealer or bank	Jul 14, 2023 over 6 d
5	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	El Segundo, Ca +4	Wirehouse to wirehouse	Jun 29, 2023 over 26 d
3	Wells Fargo Advisors wirehouse	Benjamin F. Edwards & Company, Incorporated BD affiliated	Dothan, Al	Wirehouse to affiliated broker-dealer or bank	Jun 29, 2023
2	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Fort Worth, Tx +1	Wirehouse to wirehouse	Jun 29, 2023
2	Wells Fargo Advisors wirehouse	Flywheel Private Wealth LLC no RAUM	Los Altos, Ca +1	Wirehouse to a newly registered adviser (no RAUM reported yet)	Jun 29, 2023 over 6 d
2	Wells Fargo Advisors wirehouse	Raymond James & Associates, Inc. national BD	Hernando, Fl +1	Wirehouse to affiliated broker-dealer or bank	Jun 29, 2023 over 1 d
2	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Williamsburg, Va +1	Wirehouse to wirehouse	Jun 28, 2023
3	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Beverly Hills, Ca +2	Wirehouse to wirehouse	Jun 13, 2023 over 16 d
2	Wells Fargo Advisors wirehouse	UBS Financial Services Inc. wirehouse	Houston, Tx	Wirehouse to wirehouse	Jun 9, 2023
5	Wells Fargo Advisors wirehouse	Ameriprise Financial Services, LLC national BD	Carmel, Ca +2	Wirehouse to affiliated broker-dealer or bank	Jun 7, 2023 over 20 d
3	Wells Fargo Advisors wirehouse	UBS Financial Services Inc. wirehouse	Purchase, Ny	Wirehouse to wirehouse	Jun 7, 2023
5	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Los Angeles, Ca +3	Wirehouse to affiliated broker-dealer or bank	May 30, 2023 over 9 d
2	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Alpharetta, Ga +1	Wirehouse to wirehouse	May 30, 2023 over 1 d
2	Wells Fargo Advisors wirehouse	LPL Financial LLC BD affiliated	Grand Rapids, Mi	Wirehouse to affiliated broker-dealer or bank	May 24, 2023
2	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	New York, Ny	Wirehouse to wirehouse	May 19, 2023 over 3 d
2	Wells Fargo Advisors wirehouse	LPL Financial LLC BD affiliated	Bedminster, Nj	Wirehouse to affiliated broker-dealer or bank	May 19, 2023
2	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	San Francisco, Ca +1	Wirehouse to wirehouse	May 17, 2023 over 6 d
2	Wells Fargo Advisors wirehouse	Ameriprise Financial Services, LLC national BD	Venice, Fl +1	Wirehouse to affiliated broker-dealer or bank	May 17, 2023
2	Wells Fargo Advisors wirehouse	Great Valley Advisor Group, LLC independent RIA	Philadelphia, Pa	Wirehouse to independent RIA	May 17, 2023
3	Wells Fargo Advisors wirehouse	Daymark Wealth Partners, LLC independent RIA	Pepper Pike, Oh	Wirehouse to independent RIA	May 15, 2023
2	Wells Fargo Advisors wirehouse	Daymark Wealth Partners, LLC independent RIA	Holmes Beach, Fl +1	Wirehouse to independent RIA	May 15, 2023
4	Wells Fargo Advisors wirehouse	Raymond James Financial Services Advisors, Inc BD affiliated	Issaquah, Wa	Wirehouse to affiliated broker-dealer or bank	May 12, 2023
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Frontenac, Mo	Wirehouse to affiliated broker-dealer or bank	May 11, 2023 over 1 d
3	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Irvine, Ca +1	Wirehouse to wirehouse	May 10, 2023 over 12 d
2	Wells Fargo Advisors wirehouse	LPL Financial LLC BD affiliated	Encino, Ca +1	Wirehouse to affiliated broker-dealer or bank	May 8, 2023 over 4 d
4	Wells Fargo Advisors wirehouse	Summit Financial, LLC BD affiliated	Farmington Hills, Mi	Wirehouse to affiliated broker-dealer or bank	May 5, 2023 over 10 d
2	Wells Fargo Advisors wirehouse	Morgan Stanley wirehouse	Columbia, Md	Wirehouse to wirehouse	Apr 22, 2023
2	Wells Fargo Advisors wirehouse	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	San Francisco, Ca +1	Wirehouse to wirehouse	Apr 19, 2023 over 7 d
3	Wells Fargo Advisors wirehouse	Fidelity Personal And Workplace Advisors BD affiliated	Del Rey Oaks, Ca +2	Wirehouse to affiliated broker-dealer or bank	Apr 12, 2023 over 7 d

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1,440 teams match.derived from registration dates