DFX Intelligence
Advisor teams
Teams that joined Newedge AdvisorsWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
94 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Allworth Financial, L.P. BD affiliated | Newedge Advisors BD affiliated | Folsom, Ca | Affiliated broker-dealer or bank to another | Jul 31, 2026 |
| 3 | Stifel, Nicolaus & Company, Incorporated national BD | Newedge Advisors BD affiliated | Janesville, Wi | Affiliated broker-dealer or bank to another | Jun 10, 2026 |
| 3 | Thrivent Investment Management Inc. BD affiliated | Newedge Advisors BD affiliated | Valparaiso, In +1 | Affiliated broker-dealer or bank to another | Apr 27, 2026 |
| 5 | A••••••••• F•••••••• S•••••••• L•• national BD | N•••••• A••••••• BD affiliated | Wallkill, Ny +4 | Affiliated broker-dealer or bank to another | Mar 21, 2026 |
| 2 | A••••• A•• P••••••• S••••••• BD affiliated | N•••••• A••••••• BD affiliated | Amesbury, Ma +1 | Affiliated broker-dealer or bank to another | Mar 18, 2026 over 12 d |
| 2 | L•• F•••••••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Sandyston, Nj +1 | Affiliated broker-dealer or bank to another | Feb 5, 2026 |
| 16 | A••••••••• F•••••••• S•••••••• L•• national BD | N•••••• A••••••• BD affiliated | Franklin, Tn +8 | Affiliated broker-dealer or bank to another | Jan 27, 2026 over 14 d |
| 4 | C•••••• A••••••• BD affiliated | N•••••• A••••••• BD affiliated | Lutcher, La | Affiliated broker-dealer or bank to another | Jan 27, 2026 |
| 2 | C••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Okemos, Mi | Affiliated broker-dealer or bank to another | Dec 15, 2025 |
| 3 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | N•••••• A••••••• BD affiliated | Nashville, Tn +1 | Affiliated broker-dealer or bank to another | Dec 1, 2025 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | N•••••• A••••••• BD affiliated | Jacksonville, Fl +1 | Affiliated broker-dealer or bank to another | Nov 28, 2025 over 5 d |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | N•••••• A••••••• BD affiliated | Jacksonville, Fl | Affiliated broker-dealer or bank to another | Nov 20, 2025 over 1 d |
| 2 | H••••• C••••••••• independent RIA | N•••••• A••••••• BD affiliated | Roswell, Ga | RIA to affiliated broker-dealer or bank | Oct 31, 2025 |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Atlanta, Ga | Affiliated broker-dealer or bank to another | Oct 24, 2025 |
| 2 | E•••• S••••••••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Westborough, Ma | Affiliated broker-dealer or bank to another | Oct 20, 2025 over 1 d |
| 2 | B• R•••• W••••• A•••••••• I••• BD affiliated | N•••••• A••••••• BD affiliated | Port Washington, Ny +1 | Affiliated broker-dealer or bank to another | Aug 13, 2025 |
| 5 | S•••••• N••••••• • C••••••• I••••••••• national BD | N•••••• A••••••• BD affiliated | Lincoln, Ne | Affiliated broker-dealer or bank to another | Jul 24, 2025 over 5 d |
| 2 | W•••• I••••••••• A•••••••• L•• other | N•••••• A••••••• BD affiliated | Lincroft, Nj | Other | Jul 9, 2025 |
| 3 | P•••••• P•••••••• P•••••••• L•• independent RIA | N•••••• A••••••• BD affiliated | Paramus, Nj +1 | RIA to affiliated broker-dealer or bank | Apr 8, 2025 |
| 7 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | N•••••• A••••••• BD affiliated | Destin, Fl | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2025 over 3 d |
| 2 | M•••••• T••••• F•••••••• independent RIA | N•••••• A••••••• BD affiliated | Bigfork, Mt | RIA to affiliated broker-dealer or bank | Feb 18, 2025 |
| 3 | U•• F•••••••• S••••••• I••• wirehouse | N•••••• A••••••• BD affiliated | Sioux Falls, Sd | Wirehouse to affiliated broker-dealer or bank | Feb 11, 2025 |
| 2 | W• W••••• P••••••• L•• independent RIA | N•••••• A••••••• BD affiliated | Columbia, Mo | RIA to affiliated broker-dealer or bank | Jan 28, 2025 over 2 d |
| 2 | L•• F•••••••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Far Hills, Nj | Affiliated broker-dealer or bank to another | Jan 28, 2025 |
| 3 | H•• I••••••••• P•••••••• L•• mixed wealth | N•••••• A••••••• BD affiliated | Austin, Tx | RIA to affiliated broker-dealer or bank | Oct 16, 2024 |
| 2 | C•••••••• F•••••••• G•••• A••••••• BD affiliated | N•••••• A••••••• BD affiliated | Bismarck, Nd | Affiliated broker-dealer or bank to another | Oct 16, 2024 |
| 3 | F••••• N•••• F•••••• D•••••• I••••••••• independent RIA | N•••••• A••••••• BD affiliated | Washington, Dc | RIA to affiliated broker-dealer or bank | Oct 15, 2024 |
| 3 | O•••• W•••••• I••• BD affiliated | N•••••• A••••••• BD affiliated | Dallas, Tx | Affiliated broker-dealer or bank to another | Sep 20, 2024 over 3 d |
| 2 | I••••••••• D••••• A•••••••• L•• independent RIA | N•••••• A••••••• BD affiliated | Carlsbad, Ca | RIA to affiliated broker-dealer or bank | Sep 18, 2024 |
| 2 | R•••••• J•••• • A••••••••• I••• national BD | N•••••• A••••••• BD affiliated | Greenville, Sc | Affiliated broker-dealer or bank to another | Jun 17, 2024 over 7 d |
| 4 | J••• M••••• S••••••••• L•• wirehouse | N•••••• A••••••• BD affiliated | Dallas, Tx | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2024 over 6 d |
| 5 | C••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Troy, Mi +2 | Affiliated broker-dealer or bank to another | Jun 6, 2024 over 1 d |
| 4 | R•••••• J•••• • A••••••••• I••• national BD | N•••••• A••••••• BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | May 1, 2024 |
| 2 | R•••••• J•••• • A••••••••• I••• national BD | N•••••• A••••••• BD affiliated | Atlanta, Ga | Affiliated broker-dealer or bank to another | May 1, 2024 over 1 d |
| 2 | A••••••• F••••••••• L••• BD affiliated | N•••••• A••••••• BD affiliated | Folsom, Ca | Affiliated broker-dealer or bank to another | Apr 10, 2024 |
| 2 | S•••• W••••• M••••••••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Lafayette, La | Affiliated broker-dealer or bank to another | Apr 4, 2024 |
| 3 | W•••• F•••• A••••••• wirehouse | N•••••• A••••••• BD affiliated | Hammond, La | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2024 |
| 2 | R•••• W••••• G•••• I••• no RAUM | N•••••• A••••••• BD affiliated | Seal Beach, Ca +1 | Other | Mar 28, 2024 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | N•••••• A••••••• BD affiliated | Staunton, Va | Affiliated broker-dealer or bank to another | Mar 14, 2024 |
| 4 | M•• I•••••••• S•••••••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Atlanta, Ga +1 | Affiliated broker-dealer or bank to another | Feb 7, 2024 |
| 4 | C••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Milldale, Ct | Affiliated broker-dealer or bank to another | Dec 31, 2023 |
| 4 | C••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Omaha, Ne | Affiliated broker-dealer or bank to another | Dec 31, 2023 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | N•••••• A••••••• BD affiliated | Cornelius, Nc | Affiliated broker-dealer or bank to another | Dec 31, 2023 |
| 2 | W••••••••• independent RIA | N•••••• A••••••• BD affiliated | Marina Del Rey, Ca +1 | RIA to affiliated broker-dealer or bank | Nov 6, 2023 |
| 2 | E••••••••• P•••••••• L•• independent RIA | N•••••• A••••••• BD affiliated | Winchester, Tn | RIA to affiliated broker-dealer or bank | Nov 1, 2023 |
| 4 | M•• I•••••••• S•••••••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Brunswick, Ga +1 | Affiliated broker-dealer or bank to another | Oct 30, 2023 over 2 d |
| 2 | F••••• M••••• W••••• A•••••••• L•• independent RIA | N•••••• A••••••• BD affiliated | Atlanta, Ga | RIA to affiliated broker-dealer or bank | Oct 16, 2023 |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | N•••••• A••••••• BD affiliated | Northville, Mi | Affiliated broker-dealer or bank to another | Sep 6, 2023 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | N•••••• A••••••• BD affiliated | Columbia, Sc +1 | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2023 |
| 3 | M•• I•••••••• S•••••••• L•• BD affiliated | N•••••• A••••••• BD affiliated | Holmdel, Nj +1 | Affiliated broker-dealer or bank to another | Jun 27, 2023 over 2 d |
| 2 | S••••• W••••• independent RIA | N•••••• A••••••• BD affiliated | Wellesley, Ma | RIA to affiliated broker-dealer or bank | Jun 12, 2023 |
| 2 | T••••• A••••••• S•••••••• I••• BD affiliated | N•••••• A••••••• BD affiliated | St Simons Island, Ga | Affiliated broker-dealer or bank to another | May 16, 2023 over 1 d |
| 2 | R•••••• J•••• • A••••••••• I••• national BD | N•••••• A••••••• BD affiliated | Northville, Mi | Affiliated broker-dealer or bank to another | May 4, 2023 over 1 d |
| 2 | R•••••• J•••• • A••••••••• I••• national BD | N•••••• A••••••• BD affiliated | Beverly Hills, Ca | Affiliated broker-dealer or bank to another | Jan 6, 2023 over 3 d |
| 3 | W•••• F•••• A••••••• wirehouse | N•••••• A••••••• BD affiliated | Orland Park, Il | Wirehouse to affiliated broker-dealer or bank | Nov 7, 2022 over 2 d |
| 3 | S••••••••• A•••••• A•••••••• I••• BD affiliated | N•••••• A••••••• BD affiliated | Irvine, Ca +1 | Affiliated broker-dealer or bank to another | Oct 28, 2022 |
| 2 | S••••••••• A•••••• A•••••••• I••• BD affiliated | N•••••• A••••••• BD affiliated | La Vista, Ne | Affiliated broker-dealer or bank to another | Oct 28, 2022 |
| 3 | F•••• H•••••• A•••••••• I•• mixed wealth | N•••••• A••••••• BD affiliated | Memphis, Tn | RIA to affiliated broker-dealer or bank | Oct 6, 2022 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | N•••••• A••••••• BD affiliated | Novi, Mi | Affiliated broker-dealer or bank to another | Sep 14, 2022 |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | N•••••• A••••••• BD affiliated | Palm Beach Gardens, Fl | Affiliated broker-dealer or bank to another | Jun 14, 2022 over 7 d |
derived from registration dates
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The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.