DFX Intelligence
Advisor teams
Teams that joined LPL Financial LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
1,739 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Northwestern Mutual Investment Services,LLC no RAUM | LPL Financial LLC independent RIA | Pittsburgh, Pa +1 | Other | Jun 15, 2022 |
| 2 | Wells Fargo Advisors wirehouse | LPL Financial LLC independent RIA | Winston Salem, Nc +1 | Wirehouse to independent RIA | Jun 13, 2022 over 9 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Bethesda, Md +1 | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 |
| 2 | C••• B•••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Waverly, Ia | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | New York, Ny | Wirehouse to independent RIA | Jun 6, 2022 |
| 2 | W••••••• F•••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Poughkeepsie, Ny | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 |
| 4 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | San Diego, Ca +3 | Wirehouse to independent RIA | May 31, 2022 over 3 d |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Reston, Va | Wirehouse to independent RIA | May 25, 2022 |
| 2 | K•• I••••••••• S••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Brooklyn, Oh +1 | Affiliated broker-dealer or bank to independent RIA | May 20, 2022 over 12 d |
| 2 | O••••••••• • C•• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Dallas, Tx | Affiliated broker-dealer or bank to independent RIA | May 20, 2022 |
| 2 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | El Segundo, Ca +1 | Affiliated broker-dealer or bank to independent RIA | May 19, 2022 over 1 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• independent RIA | Charlotte, Nc +1 | Wirehouse to independent RIA | May 19, 2022 over 1 d |
| 2 | R•••••• J•••• • A••••••••• I••• national BD | L•• F•••••••• L•• independent RIA | St Petersburg, Fl +1 | Affiliated broker-dealer or bank to independent RIA | May 18, 2022 over 13 d |
| 3 | W••••••• F•••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Mineola, Ny +1 | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 |
| 2 | E•••••••• A•••••••• L•• national BD | L•• F•••••••• L•• independent RIA | Fort Worth, Tx +1 | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 over 1 d |
| 3 | S•••••• N••••••• • C••••••• I••••••••• national BD | L•• F•••••••• L•• independent RIA | Greensboro, Nc | Affiliated broker-dealer or bank to independent RIA | May 16, 2022 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• independent RIA | Brentwood, Tn | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 |
| 4 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Novi, Mi | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 |
| 3 | H•••••• T••••••• • K•••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Wilmington, De | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 |
| 2 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• independent RIA | San Jose, Ca +1 | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 over 7 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• independent RIA | Aliso Viejo, Ca +1 | Wirehouse to independent RIA | May 3, 2022 over 5 d |
| 2 | C••••••• S••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Williamsville, Ny +1 | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 over 3 d |
| 4 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Lebanon, Nj +1 | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 over 4 d |
| 2 | B•••••••• L•• independent RIA | L•• F•••••••• L•• independent RIA | Dallas, Tx | RIA to RIA | Apr 28, 2022 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | San Jose, Ca | Wirehouse to independent RIA | Apr 28, 2022 over 12 d |
| 2 | W••••••• F•••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Fairfield, Ct | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2022 |
| 2 | C••••• A•••••• N••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Naperville, Il | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2022 over 3 d |
| 3 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Fishersville, Va | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 |
| 2 | M••••• S•••••• wirehouse | L•• F•••••••• L•• independent RIA | Northfield, Nj +1 | Wirehouse to independent RIA | Apr 21, 2022 over 4 d |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Lees Summit, Mo | Wirehouse to independent RIA | Apr 18, 2022 |
| 2 | T•••• A•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Charlotte, Nc | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | L•• F•••••••• L•• independent RIA | Washington, Dc | Wirehouse to independent RIA | Apr 11, 2022 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | L•• F•••••••• L•• independent RIA | Princeton, Nj | Wirehouse to independent RIA | Apr 8, 2022 |
| 2 | M••••• S•••••• wirehouse | L•• F•••••••• L•• independent RIA | Casper, Wy | Wirehouse to independent RIA | Apr 6, 2022 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Blue Earth, Mn +1 | Wirehouse to independent RIA | Apr 5, 2022 over 1 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• independent RIA | Pembroke Pines, Fl +1 | Wirehouse to independent RIA | Apr 5, 2022 over 14 d |
| 5 | F•••• F•••••••• E••••• C••••••••• BD affiliated | L•• F•••••••• L•• independent RIA | Greenwood Village, Co | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2022 |
| 2 | C••••••• S••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Monroeville, Pa | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2022 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• independent RIA | Plainfield, Il +1 | Wirehouse to independent RIA | Apr 2, 2022 over 13 d |
| 4 | K•• I••••••••• S••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Brooklyn, Oh | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 over 13 d |
| 2 | T••••••• I••••••••• M••••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Burlington, Wi | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2022 |
| 5 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Warren, Nj +1 | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2022 over 1 d |
| 3 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• independent RIA | Bellflower, Ca +2 | Wirehouse to independent RIA | Mar 29, 2022 over 8 d |
| 2 | T••••• A••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Vinton, Va +1 | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2022 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | L•• F•••••••• L•• independent RIA | Charlotte, Nc | Wirehouse to independent RIA | Mar 25, 2022 over 7 d |
| 2 | W••••••• F•••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Staten Island, Ny +1 | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2022 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Woodland Hills, Ca +1 | Wirehouse to independent RIA | Mar 21, 2022 |
| 2 | P••• A••••• S••••••••• L•• BD affiliated | L•• F•••••••• L•• independent RIA | Edina, Mn +1 | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2022 over 14 d |
| 4 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• independent RIA | Jacksonville, Fl +2 | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 over 3 d |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• independent RIA | Atlanta, Ga +1 | Wirehouse to independent RIA | Mar 9, 2022 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | The Woodlands, Tx +1 | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2022 over 3 d |
| 2 | C••• B•••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | East Amherst, Ny +1 | Affiliated broker-dealer or bank to another | Mar 2, 2022 over 2 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | San Jose, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2022 over 12 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | New York, Ny | Wirehouse to affiliated broker-dealer or bank | Mar 1, 2022 over 1 d |
| 2 | U••• B•••••• I••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Willow Springs, Mo +1 | Affiliated broker-dealer or bank to another | Feb 25, 2022 over 14 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Clearwater, Fl +1 | Affiliated broker-dealer or bank to another | Feb 23, 2022 over 14 d |
| 2 | R•••••••• A••••••• S•••••••• L••• independent RIA | L•• F•••••••• L•• BD affiliated | Fort Worth, Tx | RIA to affiliated broker-dealer or bank | Feb 16, 2022 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Federal Way, Wa | Wirehouse to affiliated broker-dealer or bank | Feb 16, 2022 |
| 3 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Indianapolis, In | Wirehouse to affiliated broker-dealer or bank | Feb 15, 2022 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | San Antonio, Tx | Wirehouse to affiliated broker-dealer or bank | Feb 15, 2022 |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.