Teams that joined Cetera Investment Advisers LLC

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

283 teams

Advisors	From	To	Branch	Type	Left
2	LPL Financial LLC BD affiliated	Cetera Investment Advisers LLC BD affiliated	N Mankato, Mn	Affiliated broker-dealer or bank to another	Dec 14, 2021
2	MML Investors Services, LLC BD affiliated	Cetera Investment Advisers LLC BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Dec 1, 2021
3	Securian Financial Services, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	Daniel Island, Sc	Affiliated broker-dealer or bank to another	Nov 15, 2021
2	A•••••• A••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Marksville, La	Affiliated broker-dealer or bank to another	Nov 3, 2021
2	C•• S••••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Oct 22, 2021 over 3 d
2	C•• S••••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Portland, Or	Affiliated broker-dealer or bank to another	Oct 20, 2021 over 1 d
2	C•• S••••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Madison, Wi	Affiliated broker-dealer or bank to another	Oct 19, 2021 over 6 d
9	C•• S••••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Minneapolis, Mn +3	Affiliated broker-dealer or bank to another	Oct 18, 2021 over 21 d
5	C•• S••••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Austin, Tx +2	Affiliated broker-dealer or bank to another	Oct 18, 2021 over 10 d
2	A•••••• A••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Tulsa, Ok	Affiliated broker-dealer or bank to another	Oct 11, 2021
2	A•••••• A••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	South Jordan, Ut +1	Affiliated broker-dealer or bank to another	Oct 6, 2021
2	W•••• F•••• A••••••• wirehouse	C••••• I••••••••• A••••••• L•• BD affiliated	Miami, Fl +1	Wirehouse to affiliated broker-dealer or bank	Sep 29, 2021 over 13 d
3	E••••• J•••• national BD	C••••• I••••••••• A••••••• L•• BD affiliated	Huntington Beach, Ca +2	Affiliated broker-dealer or bank to another	Aug 2, 2021 over 7 d
2	U••• B•••••• I••••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Lake Oswego, Or	Affiliated broker-dealer or bank to another	Jul 23, 2021
3	A•••••• A••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Woodland Hills, Ca +1	Affiliated broker-dealer or bank to another	Jul 2, 2021
4	A•••••• A••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Woodland Hills, Ca +1	Affiliated broker-dealer or bank to another	Jun 4, 2021 over 5 d
2	M•• I•••••••• S•••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	Jun 3, 2021
3	M•• I•••••••• S•••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	Apr 30, 2021
3	L•• F•••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Murrysville, Pa +2	Affiliated broker-dealer or bank to another	Apr 22, 2021
2	E••••• J•••• national BD	C••••• I••••••••• A••••••• L•• BD affiliated	Florence, Al +1	Affiliated broker-dealer or bank to another	Apr 13, 2021 over 7 d
2	A•••••• A••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Irving, Tx +1	Affiliated broker-dealer or bank to another	Apr 9, 2021
2	U••• B•••••• I••••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Delphos, Oh +1	Affiliated broker-dealer or bank to another	Mar 19, 2021
2	M•••• F•••••••• P••••••• mixed wealth	C••••• I••••••••• A••••••• L•• BD affiliated	Elverson, Pa	RIA to affiliated broker-dealer or bank	Mar 9, 2021
4	A•••••• A••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Laplace, La +2	Affiliated broker-dealer or bank to another	Feb 22, 2021 over 10 d
2	A•••••• A••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Kalispell, Mt	Affiliated broker-dealer or bank to another	Feb 22, 2021 over 2 d
3	B• R•••• W••••• A•••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Clearwater, Fl +1	Affiliated broker-dealer or bank to another	Feb 5, 2021 over 11 d
6	B• R•••• W••••• A•••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Tampa, Fl	Affiliated broker-dealer or bank to another	Dec 22, 2020
3	S•••••••• F••••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Pittsburgh, Pa	Affiliated broker-dealer or bank to another	Dec 22, 2020
2	N••• F•••••••• G••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Albuquerque, Nm	Affiliated broker-dealer or bank to another	Dec 9, 2020
3	A••••• A•• P••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Walnut Creek, Ca +2	Affiliated broker-dealer or bank to another	Nov 13, 2020
2	A•••••• A••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Olean, Ny	Affiliated broker-dealer or bank to another	Nov 4, 2020 over 2 d
2	F•••• T•••• S••••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Antioch, Tn +1	Affiliated broker-dealer or bank to another	Oct 22, 2020 over 13 d
3	S•• A•••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Trussville, Al	Affiliated broker-dealer or bank to another	Sep 2, 2020
2	S•• A•••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Frankfort, Il	Affiliated broker-dealer or bank to another	Aug 26, 2020
2	A•••••• A••••••• S••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Irving, Tx	Affiliated broker-dealer or bank to another	Aug 13, 2020
2	H••• S••••••••• •••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Bay Shore, Ny +1	Affiliated broker-dealer or bank to another	Jul 2, 2020 over 8 d
2	W•••• F•••• A••••••• wirehouse	C••••• I••••••••• A••••••• L•• BD affiliated	Salisbury, Md	Wirehouse to affiliated broker-dealer or bank	Jun 15, 2020
2	L•• F•••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Hicksville, Ny +1	Affiliated broker-dealer or bank to another	Apr 30, 2020 over 7 d
2	C•••••••• F•••••••• G•••• A••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Huntsville, Al +1	Affiliated broker-dealer or bank to another	Apr 24, 2020 over 4 d
2	C••••• A•••••• N••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	St Cloud, Mn +1	Affiliated broker-dealer or bank to another	Apr 21, 2020 over 3 d
2	N••••••••• M••••• I••••••••• S••••••••• no RAUM	C••••• I••••••••• A••••••• L•• BD affiliated	San Francisco, Ca +1	Other	Feb 6, 2020 over 7 d
2	C••••••• F•••••••• D••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Kokomo, In	Affiliated broker-dealer or bank to another	Dec 19, 2019
2	L•• F•••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Tinton Falls, Nj	Affiliated broker-dealer or bank to another	Nov 20, 2019
2	S•••••••• F••••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Hastings, Mn +1	Affiliated broker-dealer or bank to another	Nov 12, 2019 over 7 d
3	B• R•••• W••••• A•••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Miller Place, Ny	Affiliated broker-dealer or bank to another	Oct 22, 2019
2	A••••••••• W••••• P••••••• independent RIA	C••••• I••••••••• A••••••• L•• BD affiliated	Minnetonka, Mn	RIA to affiliated broker-dealer or bank	Sep 9, 2019
2	C••••• A••••••• L•• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	San Jose, Ca	Affiliated broker-dealer or bank to another	Aug 22, 2019
2	L•• F•••••••• L•• independent RIA	C••••• I••••••••• A••••••• L•• BD affiliated	Brooklyn, Ny	RIA to affiliated broker-dealer or bank	Jul 11, 2019
3	O••••••••• • C•• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Los Angeles, Ca	Affiliated broker-dealer or bank to another	Jun 14, 2019
2	T••••• A••••••• S•••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	New Port Richey, Fl +1	Affiliated broker-dealer or bank to another	Jun 12, 2019 over 2 d
2	O••••••••• S••••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Westlake, Oh	Affiliated broker-dealer or bank to another	Jun 12, 2019 over 13 d
2	O•••• I••••••••• I••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Chapel Hill, Nc	Affiliated broker-dealer or bank to another	Jun 10, 2019
2	C••••••••• F•••••••• N•••••• national BD	C••••• I••••••••• A••••••• L•• BD affiliated	Spokane Valley, Wa	Affiliated broker-dealer or bank to another	Jun 3, 2019
2	L•• F•••••••• L•• independent RIA	C••••• I••••••••• A••••••• L•• BD affiliated	Monroe, Mi	RIA to affiliated broker-dealer or bank	May 20, 2019
2	J••• M••••• S••••••••• L•• wirehouse	C••••• I••••••••• A••••••• L•• BD affiliated	Bronx, Ny +1	Wirehouse to affiliated broker-dealer or bank	May 1, 2019 over 14 d
2	L•• F•••••••• L•• independent RIA	C••••• I••••••••• A••••••• L•• BD affiliated	Eastvale, Ca +1	RIA to affiliated broker-dealer or bank	Mar 20, 2019 over 5 d
4	C••• F•••••••• S•••••••• L••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Medford, Or	Affiliated broker-dealer or bank to another	Jan 14, 2019
2	O•• A••••••• L•• unclassified	C••••• I••••••••• A••••••• L•• BD affiliated	Rome, Ga	Other	Nov 13, 2018
2	C••••••••• F•••••••• G•••• independent RIA	C••••• I••••••••• A••••••• L•• BD affiliated	Lexington, Ma	RIA to affiliated broker-dealer or bank	Nov 1, 2018
2	P•• W••••• M••••••••• BD affiliated	C••••• I••••••••• A••••••• L•• BD affiliated	Gladwyne, Pa +1	Affiliated broker-dealer or bank to another	Oct 18, 2018 over 14 d

derived from registration dates

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