DFX Intelligence
Advisor teams
Teams that joined LPL Financial LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
1,739 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | L.M. Kohn & Company independent RIA | LPL Financial LLC BD affiliated | Cincinnati, Oh | RIA to affiliated broker-dealer or bank | Apr 15, 2025 over 6 d |
| 3 | B. Riley Wealth Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Palatine, Il +2 | Affiliated broker-dealer or bank to another | Apr 15, 2025 over 1 d |
| 6 | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Apr 10, 2025 over 21 d |
| 3 | J••• M••••• S••••••••• L•• wirehouse | L•• F•••••••• L•• BD affiliated | Aurora, Il +2 | Wirehouse to affiliated broker-dealer or bank | Apr 9, 2025 over 13 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Green Bay, Wi +1 | Affiliated broker-dealer or bank to another | Apr 9, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Tampa, Fl +1 | Affiliated broker-dealer or bank to another | Apr 8, 2025 over 14 d |
| 4 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Tustin, Ca +3 | Wirehouse to affiliated broker-dealer or bank | Apr 7, 2025 over 8 d |
| 2 | C•••••• S••••• • C••• I••• national BD | L•• F•••••••• L•• BD affiliated | Irvine, Ca +1 | Affiliated broker-dealer or bank to another | Apr 5, 2025 over 5 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Palo Alto, Ca +1 | Affiliated broker-dealer or bank to another | Apr 4, 2025 over 3 d |
| 8 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Toledo, Oh +2 | Affiliated broker-dealer or bank to another | Apr 2, 2025 over 8 d |
| 3 | U•• F•••••••• S••••••• I••• wirehouse | L•• F•••••••• L•• BD affiliated | Franklin, Tn +1 | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2025 over 15 d |
| 2 | V••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Apr 2, 2025 over 14 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Kapaa, Hi +1 | Affiliated broker-dealer or bank to another | Apr 2, 2025 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Clinton, Mo +1 | Affiliated broker-dealer or bank to another | Apr 2, 2025 |
| 4 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Overland Park, Ks +1 | Affiliated broker-dealer or bank to another | Apr 1, 2025 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Andover, Ma | Affiliated broker-dealer or bank to another | Apr 1, 2025 |
| 13 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Mar 26, 2025 over 30 d |
| 2 | C•••••••• G••••• M•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | New York, Ny +1 | Affiliated broker-dealer or bank to another | Mar 26, 2025 over 2 d |
| 4 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Melville, Ny +3 | Affiliated broker-dealer or bank to another | Mar 25, 2025 over 22 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Perkiomenvlle, Pa +1 | Affiliated broker-dealer or bank to another | Mar 20, 2025 over 1 d |
| 2 | S••••• G••••• I••••••••• L•• mixed wealth | L•• F•••••••• L•• BD affiliated | Bountiful, Ut | RIA to affiliated broker-dealer or bank | Mar 19, 2025 |
| 4 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Granite Bay, Ca +2 | Affiliated broker-dealer or bank to another | Mar 17, 2025 over 1 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | San Diego, Ca +1 | Affiliated broker-dealer or bank to another | Mar 12, 2025 over 1 d |
| 3 | N•••••• A••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Dover, Oh +1 | Affiliated broker-dealer or bank to another | Mar 11, 2025 |
| 3 | O•••• I••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Grand Rapids, Mi +2 | Affiliated broker-dealer or bank to another | Mar 11, 2025 |
| 3 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Grand Rapids, Mi +1 | Affiliated broker-dealer or bank to another | Mar 10, 2025 over 3 d |
| 4 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Westlake Village, Ca +2 | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 |
| 3 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Charlotte, Nc | Affiliated broker-dealer or bank to another | Mar 6, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | West Des Moines, Ia +1 | Affiliated broker-dealer or bank to another | Mar 6, 2025 over 4 d |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Palm Beach Gardens, Fl | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2025 |
| 2 | C•••••• S••••• • C••• I••• national BD | L•• F•••••••• L•• BD affiliated | Westlake, Tx +1 | Affiliated broker-dealer or bank to another | Mar 6, 2025 over 5 d |
| 2 | I••••• F•••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Houston, Tx | Affiliated broker-dealer or bank to another | Mar 4, 2025 |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Lakewood, Nj +2 | Affiliated broker-dealer or bank to another | Mar 3, 2025 over 4 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | New York, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2025 over 3 d |
| 3 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Coronado, Ca +1 | Affiliated broker-dealer or bank to another | Feb 28, 2025 over 3 d |
| 3 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | St Louis, Mo +1 | Affiliated broker-dealer or bank to another | Feb 28, 2025 over 17 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | L•• F•••••••• L•• BD affiliated | Marshfield, Ma | Affiliated broker-dealer or bank to another | Feb 28, 2025 over 4 d |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | San Clemente, Ca +2 | Affiliated broker-dealer or bank to another | Feb 27, 2025 over 20 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Flint, Mi | Affiliated broker-dealer or bank to another | Feb 26, 2025 |
| 2 | O••• F•••••••• A•••••••• I••• state registered | L•• F•••••••• L•• BD affiliated | Chapel Hill, Nc +1 | Other | Feb 25, 2025 |
| 4 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Greeley, Co +3 | Affiliated broker-dealer or bank to another | Feb 24, 2025 over 2 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Pea Ridge, Ar +1 | Affiliated broker-dealer or bank to another | Feb 24, 2025 |
| 2 | C•••••••• G••••• M•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Sherman Oaks, Ca +1 | Affiliated broker-dealer or bank to another | Feb 24, 2025 over 2 d |
| 3 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Hinsdale, Il | Affiliated broker-dealer or bank to another | Feb 21, 2025 over 3 d |
| 2 | V•••• F•••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Mount Laurel, Nj | Affiliated broker-dealer or bank to another | Feb 21, 2025 |
| 3 | S•••••• S••••••••• I••• independent RIA | L•• F•••••••• L•• BD affiliated | Newnan, Ga +1 | RIA to affiliated broker-dealer or bank | Feb 19, 2025 |
| 2 | T•••••• C••••••• I••• independent RIA | L•• F•••••••• L•• BD affiliated | Irvine, Ca | RIA to affiliated broker-dealer or bank | Feb 19, 2025 |
| 2 | V•••• C••••••• I••• independent RIA | L•• F•••••••• L•• BD affiliated | Charlotte, Nc | RIA to affiliated broker-dealer or bank | Feb 11, 2025 |
| 2 | E••••• J•••• national BD | L•• F•••••••• L•• BD affiliated | Irving, Tx +1 | Affiliated broker-dealer or bank to another | Feb 10, 2025 over 4 d |
| 2 | M••••• S•••••• wirehouse | L•• F•••••••• L•• BD affiliated | Gilbert, Az | Wirehouse to affiliated broker-dealer or bank | Feb 7, 2025 over 14 d |
| 2 | R••••• W• B•••• • C•• I••••••••• mixed wealth | L•• F•••••••• L•• BD affiliated | Pittsburgh Greensburg, Pa +1 | RIA to affiliated broker-dealer or bank | Feb 7, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Lexington, Sc | Affiliated broker-dealer or bank to another | Feb 6, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Southfield, Mi +1 | Affiliated broker-dealer or bank to another | Feb 5, 2025 over 1 d |
| 3 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Wichita, Ks | Affiliated broker-dealer or bank to another | Feb 4, 2025 |
| 4 | G•••• L•••• A•••••••• L•• other | L•• F•••••••• L•• BD affiliated | Chicago, Il +1 | Other | Jan 30, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Rapid City, Sd +1 | Affiliated broker-dealer or bank to another | Jan 30, 2025 |
| 4 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Clarks Summit, Pa | Affiliated broker-dealer or bank to another | Jan 29, 2025 |
| 3 | O•••• I••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Stroudsburg, Pa +2 | Affiliated broker-dealer or bank to another | Jan 29, 2025 over 5 d |
| 7 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Yuma, Az +1 | Affiliated broker-dealer or bank to another | Jan 28, 2025 over 3 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Kaneohe, Hi | Affiliated broker-dealer or bank to another | Jan 28, 2025 |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.