DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

ADV anomalies

What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

  • EQ WEALTH MANAGEMENTindependent RIARAUM $942Mhigh office count relative to headcountStatic outlier
    offices per registered advisor of 1.3 against a peer median of 0.5 (358 comparable advisers, 98.0th percentile, 3.4 robust deviations)
    filing Apr 29, 2026peers: independent wealth managers, $500M to $1B (358)98% percentile3.4 robust deviationsconfidence 0.8
  • QCA CAPITAL MANAGEMENT INCindependent RIARAUM $252MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $183,759,020 to $252,230,446 (+37.0%) between the annual amendments of 2025-02-06 and 2026-04-29; the peer median change was +15.0% (4549 comparable advisers, 91.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (4,549)91% percentile2.2 robust deviationsconfidence 0.85
  • ALPHA ZERO LLCindependent RIARAUM $270Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 707.0 to 456.0 (-36.0%) between the annual amendments of 2025-03-20 and 2026-04-29; the peer median change was +5.0% (3686 comparable advisers, 5.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (3,686)4.5% percentile4.5 robust deviationsconfidence 0.85
  • GASAWAY INVESTMENT ADVISORS, INC.independent RIARAUM $173Madvisor count dropChange between filings
    advisory representatives (Item 5.B.3) moved from 6.0 to 4.0 (-33.0%) between the annual amendments of 2025-04-24 and 2026-04-29; the peer median change was 0.0% (965 comparable advisers, 4.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (965)4.1% percentile2.0 robust deviationsconfidence 0.85
  • COTTONWOOD WEALTH STRATEGIES, LLCindependent RIARAUM $279Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 76.0% to 97.0% between the annual amendments of 2025-03-12 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • NOVUS ADVISORSindependent RIARAUM $91.3Mclient mix shiftChange between filings
    private-client share of RAUM moved from 84.0% to 65.0% between the annual amendments of 2025-02-28 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
  • XYPN SAPPHIREindependent RIARAUM $1.3Bclient mix shiftChange between filings
    private-client share of RAUM moved from 50.0% to 74.0% between the annual amendments of 2025-04-28 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • AURELIUS CAPITAL MANAGEMENT, LPasset managerRAUM $412MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $697,884,082 to $411,862,221 (-41.0%) between the annual amendments of 2025-03-25 and 2026-04-29; the peer median change was +4.0% (1147 comparable advisers, 5.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $100M to $500M (1,147)5.4% percentile1.9 robust deviationsconfidence 0.85
  • PRUNEYARD FINANCIAL GROUP, INC.independent RIARAUM $90.9MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $140,335,812 to $77,025,743 (-45.0%) between the annual amendments of 2025-04-24 and 2026-04-29; the peer median change was +8.0% (220 comparable advisers, 8.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (220)7.8% percentile3.3 robust deviationsconfidence 0.85
  • AERIE ADVISORY GROUP LLCindependent RIARAUM $2.5Bdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 68.0% to 47.0% between the annual amendments of 2025-04-15 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLCindependent RIARAUM $107Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 248.0 to 157.0 (-37.0%) between the annual amendments of 2025-03-27 and 2026-04-29; the peer median change was +5.0% (3686 comparable advisers, 4.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (3,686)4.4% percentile4.7 robust deviationsconfidence 0.85
  • GRAYSCALE ADVISORSasset managerRAUM $60.6Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 96.0% to 78.0% between the annual amendments of 2025-04-23 and 2026-04-29
    filing Apr 29, 2026peers: asset managers, under $100M (329)confidence 0.85
  • FALL LINE CAPITAL, LLCasset managerRAUM $332MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $518,000,000 to $332,450,000 (-36.0%) between the annual amendments of 2025-03-18 and 2026-04-29; the peer median change was +4.0% (1147 comparable advisers, 7.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $100M to $500M (1,147)7.0% percentile1.7 robust deviationsconfidence 0.85
  • ALPHA ZERO LLCindependent RIARAUM $270MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $183,214,928 to $269,778,311 (+47.0%) between the annual amendments of 2025-03-20 and 2026-04-29; the peer median change was +15.0% (4549 comparable advisers, 95.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (4,549)95% percentile3.1 robust deviationsconfidence 0.85
  • DAVINCI FINANCIAL DESIGNSindependent RIARAUM $223Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 680.0 to 350.0 (-49.0%) between the annual amendments of 2025-03-31 and 2026-04-29; the peer median change was +3.0% (3309 comparable advisers, 2.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (3,309)1.8% percentile6.1 robust deviationsconfidence 0.85
  • FLUENT FINANCIAL, LLCindependent RIARAUM $330Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 426.0 to 251.0 (-41.0%) between the annual amendments of 2025-03-25 and 2026-04-29; the peer median change was +3.0% (3309 comparable advisers, 3.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (3,309)2.5% percentile5.2 robust deviationsconfidence 0.85
  • DIVERSIFI CAPITAL INCindependent RIARAUM $671MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $456,940,000 to $671,426,250 (+47.0%) between the annual amendments of 2025-04-24 and 2026-04-29; the peer median change was +16.0% (1385 comparable advisers, 93.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $500M to $1B (1,385)93% percentile3.3 robust deviationsconfidence 0.85
  • CEF ADVISORSindependent RIARAUM $186MHNW share shiftChange between filings
    HNW share of RAUM moved from 39.0% to 55.0% between the annual amendments of 2025-04-07 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • PRUNEYARD FINANCIAL GROUP, INC.independent RIARAUM $90.9MHNW share shiftChange between filings
    HNW share of RAUM moved from 60.0% to 77.0% between the annual amendments of 2025-04-24 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
  • SOWELL MANAGEMENTindependent RIARAUM $4.8BHNW share shiftChange between filings
    HNW share of RAUM moved from 21.0% to 42.0% between the annual amendments of 2025-04-25 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • TCFG INVESTMENT ADVISORS, LLCindependent RIARAUM $639MHNW share shiftChange between filings
    HNW share of RAUM moved from 12.0% to 36.0% between the annual amendments of 2025-03-31 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • NOVUS ADVISORSindependent RIARAUM $91.3Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 84.0% to 65.0% between the annual amendments of 2025-02-28 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
  • BRENDEL FINANCIAL ADVISORS LLCindependent RIARAUM $260MHNW share shiftChange between filings
    HNW share of RAUM moved from 61.0% to 79.0% between the annual amendments of 2025-03-28 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • LEGACY CORNERSTONE WEALTH LLCindependent RIARAUM $22.4MRAUM down 50 %Change between filings
    RAUM (Item 5.F) moved from $248,417,491 to $22,438,801 (-91.0%) between the annual amendments of 2025-03-20 and 2026-04-29; the peer median change was +8.0% (220 comparable advisers, 3.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (220)2.7% percentile6.1 robust deviationsconfidence 0.85
  • B3 WEALTH STRATEGIESindependent RIARAUM $35.8MRAUM down 50 %Change between filings
    RAUM (Item 5.F) moved from $455,716,900 to $35,781,637 (-92.0%) between the annual amendments of 2025-02-04 and 2026-04-29; the peer median change was +8.0% (220 comparable advisers, 1.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (220)1.4% percentile6.2 robust deviationsconfidence 0.85
  • CLIMATE INVESTMENTasset managerRAUM $831MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $469,866,406 to $831,381,391 (+77.0%) between the annual amendments of 2025-04-29 and 2026-04-29; the peer median change was +8.0% (672 comparable advisers, 92.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $500M to $1B (672)92% percentile2.9 robust deviationsconfidence 0.85
  • NEWVIEW CAPITAL MANAGEMENT, LLCasset managerRAUM $3.9Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 17.0 to 27.0 (+59.0%) between the annual amendments of 2025-03-28 and 2026-04-29; the peer median change was 0.0% (1022 comparable advisers, 96.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $1B to $5B (1,022)96% percentile9.1 robust deviationsconfidence 0.85
  • FORTUNE 45, LLC.independent RIARAUM $238MHNW share shiftChange between filings
    HNW share of RAUM moved from 65.0% to 38.0% between the annual amendments of 2025-03-26 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • ARCHER CAPITAL GROUP MANAGEMENT, LLCasset managerRAUM $660Mprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 6.0 to 10.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-04-29; the peer median change was 0.0% (489 comparable advisers, 96.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $500M to $1B (489)96% percentileconfidence 0.85
  • DIVERSIFI CAPITAL INCindependent RIARAUM $671Mwealth RIA private fund surgeCombination
    a wealth manager (private-client share at least 50 percent) whose private fund count grew by three or more and 50 percent or more. RAUM $456,940,000 to $671,426,250, advisors 7 to 7, private clients 251 to 264, offices 0 to 0 (2025-04-24 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.75
  • GENERATIONAL PRIVATE WEALTHindependent RIARAUM $272MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $144,957,832 to $271,868,697 (+88.0%) between the annual amendments of 2025-03-14 and 2026-04-29; the peer median change was +15.0% (4549 comparable advisers, 98.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (4,549)98% percentile7.1 robust deviationsconfidence 0.85
  • PRUNEYARD FINANCIAL GROUP, INC.independent RIARAUM $90.9Mclient mix shiftChange between filings
    private-client share of RAUM moved from 71.0% to 100.0% between the annual amendments of 2025-04-24 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
  • LAKEMORE PARTNERS MANAGEMENT US LLCasset managerRAUM $417Mprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-29 and 2026-04-29; the peer median change was 0.0% (734 comparable advisers, 95.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $100M to $500M (734)95% percentileconfidence 0.85
  • NOVUS ADVISORSindependent RIARAUM $91.3MHNW share shiftChange between filings
    HNW share of RAUM moved from 64.0% to 31.0% between the annual amendments of 2025-02-28 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
  • LAKEMORE PARTNERS MANAGEMENT US LLCasset managerRAUM $417MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $250,000,000 to $416,577,130 (+67.0%) between the annual amendments of 2025-04-29 and 2026-04-29; the peer median change was +4.0% (1147 comparable advisers, 93.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $100M to $500M (1,147)93% percentile2.6 robust deviationsconfidence 0.85
  • FORTIS CAPITAL MANAGEMENT LLCindependent RIARAUM $1.2BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $726,261,882 to $1,161,542,535 (+60.0%) between the annual amendments of 2025-03-21 and 2026-04-29; the peer median change was +17.0% (1298 comparable advisers, 94.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,298)94% percentile4.4 robust deviationsconfidence 0.85
  • DAVINCI FINANCIAL DESIGNSindependent RIARAUM $223Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $198,331,653 to $222,823,888, advisors 5 to 5, private clients 680 to 350, offices 0 to 0 (2025-03-31 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • FLUENT FINANCIAL, LLCindependent RIARAUM $330Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $297,138,659 to $329,686,911, advisors 4 to 4, private clients 426 to 251, offices 0 to 0 (2025-03-25 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • MANER WEALTHindependent RIARAUM $299Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $248,311,988 to $299,490,655, advisors 4 to 3, private clients 650 to 451, offices 1 to 1 (2025-03-28 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • MORAN WEALTH MANAGEMENT, LLCindependent RIARAUM $5.1Bclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $4,743,610,462 to $5,095,822,670, advisors 32 to 37, private clients 2008 to 1606, offices 0 to 0 (2025-03-21 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
  • AMERICANA PARTNERS, LLCindependent RIARAUM $9.1Bgrowth on all axesCombination
    RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $6,082,612,320 to $9,101,689,133, advisors 43 to 54, private clients 1304 to 1627, offices 5 to 11 (2025-03-27 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
  • A.G.P / ALLIANCE GLOBAL PARTNERSindependent RIARAUM $2.3Binstitutional to wealth shiftCombination
    institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $1,689,281,243 to $2,300,125,872, advisors 100 to 120, private clients 2276 to 6635, offices 17 to 17 (2024-09-30 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • AMERICANA PARTNERS, LLCindependent RIARAUM $9.1Bnew owner headcount expandsCombination
    AMERICANA PARTNERS HOLDINGS LLC joined Schedule A on the filing of 2026-04-29; advisors 43.0 to 54.0 between the annual amendments of 2025-03-27 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
  • NOVUS ADVISORSindependent RIARAUM $91.3Mwealth to institutional shiftCombination
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $202,942,595 to $91,267,843, advisors 0 to 3, private clients 366 to 267, offices 4 to 1 (2025-02-28 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (707)confidence 0.75
  • QUINT CAPITAL MANAGEMENTmixed wealthRAUM $162Mwealth to institutional shiftCombination
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $147,573,714 to $162,105,666, advisors 5 to 5, private clients 101 to 83, offices 0 to 0 (2025-03-06 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • W CAPITAL PARTNERSasset managerRAUM $2.7Bunusual affiliate densityStatic outlier
    distinct affiliate types checked on Item 7.A of 6.0 against a peer median of 2.0 (797 comparable advisers, 99.0th percentile, 5.4 robust deviations)
    filing Apr 29, 2026peers: asset managers, $1B to $5B (797)99% percentile5.4 robust deviationsconfidence 0.8
  • A.G.P / ALLIANCE GLOBAL PARTNERSindependent RIARAUM $2.3BHNW share shiftChange between filings
    HNW share of RAUM moved from 8.0% to 42.0% between the annual amendments of 2024-09-30 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • XYPN SAPPHIREindependent RIARAUM $1.3Binstitutional to wealth shiftCombination
    institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $321,042,677 to $881,503,781, advisors 25 to 0, private clients 264 to 621, offices 25 to 38 (2025-04-28 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • CETERA PLANNING PARTNERSindependent RIARAUM $4.2Bgrowth on all axesCombination
    RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $2,651,400,832 to $4,164,758,846, advisors 28 to 51, private clients 2968 to 4748, offices 8 to 11 (2025-04-10 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • B.O.S.S. RETIREMENT ADVISORS, LLCindependent RIARAUM $1.4Bclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $1,060,864,881 to $1,382,665,452, advisors 36 to 49, private clients 6850 to 4956, offices 9 to 11 (2025-02-25 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • CREDICORP CAPITAL ADVISORS LLCmixed wealthRAUM $1.6BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $983,368,510 to $1,579,910,107 (+61.0%) between the annual amendments of 2025-03-27 and 2026-04-29; the peer median change was +17.0% (1298 comparable advisers, 95.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,298)95% percentile4.5 robust deviationsconfidence 0.85
  • QUIET CAPITAL MANAGEMENT, LLCasset managerRAUM $5.4Bmany private funds relative to firm sizeStatic outlier
    private funds per $1B of RAUM of 11.5 against a peer median of 2.0 (467 comparable advisers, 99.0th percentile, 5.6 robust deviations)
    filing Apr 29, 2026peers: asset managers, $5B to $20B (467)99% percentile5.6 robust deviationsconfidence 0.8
  • DIAMETER CAPITAL PARTNERS LPasset managerRAUM $29Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 20.0 to 30.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-04-29; the peer median change was +5.0% (318 comparable advisers, 93.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $20B and over (318)93% percentile3.9 robust deviationsconfidence 0.85
  • LEGACY CORNERSTONE WEALTH LLCindependent RIARAUM $22.4Madvisor count dropChange between filings
    advisory representatives (Item 5.B.3) moved from 7.0 to 1.0 (-86.0%) between the annual amendments of 2025-03-20 and 2026-04-29; the peer median change was 0.0% (57 comparable advisers, 0.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (57)0.0% percentile4.3 robust deviationsconfidence 0.85
  • CETERA PLANNING PARTNERSindependent RIARAUM $4.2BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $2,651,400,832 to $4,164,758,846 (+57.0%) between the annual amendments of 2025-04-10 and 2026-04-29; the peer median change was +17.0% (1298 comparable advisers, 94.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,298)94% percentile4.1 robust deviationsconfidence 0.85
  • B3 WEALTH STRATEGIESindependent RIARAUM $35.8Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 1,631.0 to 82.0 (-95.0%) between the annual amendments of 2025-02-04 and 2026-04-29; the peer median change was +2.0% (135 comparable advisers, 1.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (135)0.7% percentile5.2 robust deviationsconfidence 0.85
  • WEBULL ADVISORS LLCindependent RIARAUM $48.9Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 88,327.0 to 28,867.0 (-67.0%) between the annual amendments of 2025-02-10 and 2026-04-29; the peer median change was +2.0% (135 comparable advisers, 6.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (135)6.0% percentile3.7 robust deviationsconfidence 0.85
  • PRUNEYARD FINANCIAL GROUP, INC.independent RIARAUM $90.9Minstitutional to wealth shiftCombination
    institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $140,335,812 to $77,025,743, advisors 1 to 1, private clients 117 to 166, offices 0 to 0 (2025-04-24 to 2026-04-29)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (707)confidence 0.75
  • CETERA PLANNING PARTNERSindependent RIARAUM $4.2Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 8,975.0 to 14,107.0 (+57.0%) between the annual amendments of 2025-04-10 and 2026-04-29; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,206)93% percentile6.0 robust deviationsconfidence 0.85
  • FORTIS CAPITAL MANAGEMENT LLCindependent RIARAUM $1.2Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 350.0 to 688.0 (+97.0%) between the annual amendments of 2025-03-21 and 2026-04-29; the peer median change was +6.0% (1206 comparable advisers, 95.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,206)95% percentile10.7 robust deviationsconfidence 0.85
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8,370 anomalies match.