DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

ADV anomalies

What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

  • XYPN SAPPHIREindependent RIARAUM $1.3Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 2,539.0 to 3,921.0 (+54.0%) between the annual amendments of 2025-04-28 and 2026-04-29; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,206)93% percentile5.7 robust deviationsconfidence 0.85
  • FUTURA ASSET ADVISORS LLCindependent RIARAUM $115MRAUM down 50 %Change between filings
    RAUM (Item 5.F) moved from $296,641,585 to $114,835,108 (-61.0%) between the annual amendments of 2025-04-23 and 2026-04-29; the peer median change was +15.0% (4549 comparable advisers, 0.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $100M to $500M (4,549)0.3% percentile7.5 robust deviationsconfidence 0.85
  • PRUNEYARD FINANCIAL GROUP, INC.independent RIARAUM $90.9Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 29.0% to 0.0% between the annual amendments of 2025-04-24 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
  • BEAM WEALTH ADVISORS, INC.independent RIARAUM $1.6Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 17.0 to 27.0 (+59.0%) between the annual amendments of 2025-03-31 and 2026-04-29; the peer median change was 0.0% (999 comparable advisers, 97.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (999)97% percentile4.8 robust deviationsconfidence 0.85
  • CETERA PLANNING PARTNERSindependent RIARAUM $4.2Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 28.0 to 51.0 (+82.0%) between the annual amendments of 2025-04-10 and 2026-04-29; the peer median change was 0.0% (999 comparable advisers, 99.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (999)99% percentile6.6 robust deviationsconfidence 0.85
  • B3 WEALTH STRATEGIESindependent RIARAUM $35.8Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 559.0 to 62.0 (-89.0%) between the annual amendments of 2025-02-04 and 2026-04-29; the peer median change was 0.0% (119 comparable advisers, 0.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (119)0.0% percentile7.9 robust deviationsconfidence 0.85
  • CETERA PLANNING PARTNERSindependent RIARAUM $4.2Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 2,968.0 to 4,748.0 (+60.0%) between the annual amendments of 2025-04-10 and 2026-04-29; the peer median change was +5.0% (1132 comparable advisers, 97.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,132)97% percentile7.7 robust deviationsconfidence 0.85
  • FORTIS CAPITAL MANAGEMENT LLCindependent RIARAUM $1.2Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 346.0 to 665.0 (+92.0%) between the annual amendments of 2025-03-21 and 2026-04-29; the peer median change was +5.0% (1132 comparable advisers, 98.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,132)98% percentile12.2 robust deviationsconfidence 0.85
  • ARCHER CAPITAL GROUP MANAGEMENT, LLCasset managerRAUM $660Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 27.0% to 59.0% between the annual amendments of 2025-03-31 and 2026-04-29
    filing Apr 29, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
  • LEGACY CORNERSTONE WEALTH LLCindependent RIARAUM $22.4Memployee count dropChange between filings
    employees (Item 5.A) moved from 10.0 to 1.0 (-90.0%) between the annual amendments of 2025-03-20 and 2026-04-29; the peer median change was 0.0% (57 comparable advisers, 0.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (57)0.0% percentile5.5 robust deviationsconfidence 0.85
  • BEAM WEALTH ADVISORS, INC.independent RIARAUM $1.6Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 17.0 to 27.0 (+59.0%) between the annual amendments of 2025-03-31 and 2026-04-29; the peer median change was +4.0% (1050 comparable advisers, 97.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,050)97% percentile5.6 robust deviationsconfidence 0.85
  • FORTIS CAPITAL MANAGEMENT LLCindependent RIARAUM $1.2Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 12.0 to 22.0 (+83.0%) between the annual amendments of 2025-03-21 and 2026-04-29; the peer median change was +4.0% (1050 comparable advisers, 99.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,050)99% percentile8.1 robust deviationsconfidence 0.85
  • ZENYTH PARTNERSasset managerRAUM $1.5Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 16.0 to 24.0 (+50.0%) between the annual amendments of 2025-04-30 and 2026-04-29; the peer median change was 0.0% (1109 comparable advisers, 98.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $1B to $5B (1,109)98% percentile4.4 robust deviationsconfidence 0.85
  • AMERICANA PARTNERS, LLCindependent RIARAUM $9.1Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 50.0 to 86.0 (+72.0%) between the annual amendments of 2025-03-27 and 2026-04-29; the peer median change was +5.0% (264 comparable advisers, 97.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $5B to $20B (264)97% percentile6.4 robust deviationsconfidence 0.85
  • DIAMETER PRINCIPAL FINANCE LLCasset managerRAUM $3.4Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 78.0 to 119.0 (+53.0%) between the annual amendments of 2025-03-31 and 2026-04-29; the peer median change was 0.0% (1109 comparable advisers, 98.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $1B to $5B (1,109)98% percentile4.6 robust deviationsconfidence 0.85
  • XYPN SAPPHIREindependent RIARAUM $1.3BHNW share shiftChange between filings
    HNW share of RAUM moved from 24.0% to 52.0% between the annual amendments of 2025-04-28 and 2026-04-29
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • NOVUS ADVISORSindependent RIARAUM $91.3Moffice count dropChange between filings
    offices other than the principal office (Item 1.F.5) moved from 4.0 to 1.0 (-75.0%) between the annual amendments of 2025-02-28 and 2026-04-29; the peer median change was 0.0% (34 comparable advisers, 3.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (34)3.0% percentileconfidence 0.85
  • XYPN SAPPHIREindependent RIARAUM $1.3Boffice count surgeChange between filings
    offices other than the principal office (Item 1.F.5) moved from 25.0 to 38.0 (+52.0%) between the annual amendments of 2025-04-28 and 2026-04-29; the peer median change was 0.0% (379 comparable advisers, 95.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, $1B to $5B (379)95% percentile4.9 robust deviationsconfidence 0.85
  • MIDLAND WEALTH MANAGEMENTotherRAUM $3.2Boffice count surgeChange between filings
    offices other than the principal office (Item 1.F.5) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-04-25 and 2026-04-29; the peer median change was 0.0% (25 comparable advisers, 92.0th percentile of changes)
    filing Apr 29, 2026peers: other advisers, $1B to $5B (25)92% percentileconfidence 0.85
  • ATLANTIC CREEK INVESTMENT MANAGEMENT, LLCasset managerRAUM $612Mprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-24 and 2026-04-29; the peer median change was 0.0% (489 comparable advisers, 93.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $500M to $1B (489)93% percentileconfidence 0.85
  • RRG CAPITAL MANAGEMENT LLCasset managerRAUM $2.9Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 8.0 to 12.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-04-29; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $1B to $5B (1,022)93% percentile7.8 robust deviationsconfidence 0.85
  • STANDARD CRYPTO MANAGEMENT LPasset managerRAUM $1.3Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-04-29; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $1B to $5B (1,022)93% percentile7.8 robust deviationsconfidence 0.85
  • NOVUS ADVISORSindependent RIARAUM $91.3MRAUM down 50 %Change between filings
    RAUM (Item 5.F) moved from $202,942,595 to $91,267,843 (-55.0%) between the annual amendments of 2025-02-28 and 2026-04-29; the peer median change was +8.0% (220 comparable advisers, 6.0th percentile of changes)
    filing Apr 29, 2026peers: independent wealth managers, under $100M (220)6.4% percentile3.9 robust deviationsconfidence 0.85
  • KILTEARN PARTNERSasset managerRAUM $1.3BRAUM down 50 %Change between filings
    RAUM (Item 5.F) moved from $3,100,271,407 to $1,274,207,239 (-59.0%) between the annual amendments of 2024-05-21 and 2026-04-29; the peer median change was +11.0% (1368 comparable advisers, 1.0th percentile of changes)
    filing Apr 29, 2026peers: asset managers, $1B to $5B (1,368)0.6% percentile3.0 robust deviationsconfidence 0.85
  • SQUAREPOINT OPS LLCasset managerRAUM $227Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 6.0 to 12.0 (+100.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was +5.0% (318 comparable advisers, 99.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $20B and over (318)99% percentile8.3 robust deviationsconfidence 0.85
  • RETIREMENT FUND MANAGEMENTinstitutionalRAUM $770Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (71 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Apr 28, 2026peers: institutional managers, $500M to $1B (71)0.0% percentile33.7 robust deviationsconfidence 0.7
  • EAST END ADVISORS, LLCotherRAUM $6.1Blow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (134 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Apr 28, 2026peers: other advisers, $5B to $20B (134)0.0% percentile33.7 robust deviationsconfidence 0.8
  • PGIM, INC.otherRAUM $1132Bhigh employee count relative to advisorsStatic outlier
    employees per registered advisor of 398.0 against a peer median of 8.3 (32 comparable advisers, 100.0th percentile, 43.5 robust deviations)
    filing Apr 28, 2026peers: other advisers, $20B and over (32)100% percentile43.5 robust deviationsconfidence 0.6
  • OT MANAGEMENT, LLCasset managerRAUM $232Mmany private funds relative to firm sizeStatic outlier
    private funds per $1B of RAUM of 172.1 against a peer median of 20.7 (710 comparable advisers, 99.0th percentile, 11.6 robust deviations)
    filing Apr 28, 2026peers: asset managers, $100M to $500M (710)99% percentile11.6 robust deviationsconfidence 0.8
  • PGIM, INC.otherRAUM $1132Bvery high RAUM per advisorStatic outlier
    RAUM per registered advisor of $226,327,721,065 against a peer median of $3,708,117,963 (36 comparable advisers, 100.0th percentile, 56.8 robust deviations)
    filing Apr 28, 2026peers: other advisers, $20B and over (36)100% percentile56.8 robust deviationsconfidence 0.6
  • ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC.independent RIARAUM $691Mlarge related person networkStatic outlier
    related persons on Schedule D 7.A of 33.0 against a peer median of 4.0 (97 comparable advisers, 100.0th percentile, 19.6 robust deviations)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (97)100% percentile19.6 robust deviationsconfidence 0.7
  • GEARHART & ASSOCIATESindependent RIARAUM $873Munusually high clients per advisorStatic outlier
    private clients per advisor of 721.0 against a peer median of 63.5 (1211 comparable advisers, 100.0th percentile, 17.8 robust deviations)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,211)100% percentile17.8 robust deviationsconfidence 0.8
  • OVERLAY MANAGEMENT, LLCasset managerRAUM $169Mmany private funds relative to firm sizeStatic outlier
    private funds per $1B of RAUM of 237.2 against a peer median of 20.7 (710 comparable advisers, 100.0th percentile, 16.5 robust deviations)
    filing Apr 28, 2026peers: asset managers, $100M to $500M (710)100% percentile16.5 robust deviationsconfidence 0.8
  • ONEASCENT FINANCIAL SERVICES LLCindependent RIARAUM $3.5Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 7,877.0 to 16,009.0 (+103.0%) between the annual amendments of 2025-01-03 and 2026-04-28; the peer median change was +6.0% (1206 comparable advisers, 96.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,206)96% percentile11.5 robust deviationsconfidence 0.85
  • INTEGRITY ADVISORY SOLUTIONSindependent RIARAUM $1.1BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $512,263,824 to $1,103,455,772 (+115.0%) between the annual amendments of 2025-04-24 and 2026-04-28; the peer median change was +17.0% (1298 comparable advisers, 98.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,298)98% percentile10.1 robust deviationsconfidence 0.85
  • MERIDIANAindependent RIARAUM $442Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)0.0% percentile33.7 robust deviationsconfidence 0.8
  • MAINLINE INVESTMENT ADVISERS, LLCasset managerRAUM $110Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 22.0% to 77.0% between the annual amendments of 2025-04-29 and 2026-04-28
    filing Apr 28, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
  • ALLARIA ASSET MANAGEMENT, LLCotherRAUM $180Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 100.0% to 60.0% between the annual amendments of 2025-02-19 and 2026-04-28
    filing Apr 28, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
  • STABLEFORD CAPITAL LLCindependent RIARAUM $305MHNW share shiftChange between filings
    HNW share of RAUM moved from 6.0% to 91.0% between the annual amendments of 2025-03-25 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • ONEASCENT FINANCIAL SERVICES LLCindependent RIARAUM $3.5Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 80.0 to 161.0 (+101.0%) between the annual amendments of 2025-01-03 and 2026-04-28; the peer median change was +4.0% (1050 comparable advisers, 99.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,050)99% percentile9.9 robust deviationsconfidence 0.85
  • ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC.independent RIARAUM $691Munusually large average HNW clientStatic outlier
    HNW RAUM per HNW client of $16,983,918 against a peer median of $3,134,900 (1404 comparable advisers, 99.0th percentile, 9.1 robust deviations)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,404)99% percentile9.1 robust deviationsconfidence 0.8
  • INTEGRITY ADVISORY SOLUTIONSindependent RIARAUM $1.1BHNW share shiftChange between filings
    HNW share of RAUM moved from 21.0% to 58.0% between the annual amendments of 2025-04-24 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • OSMOSIS INVESTMENT MANAGEMENT US LLCasset managerRAUM $299Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 94.0% to 23.0% between the annual amendments of 2025-03-11 and 2026-04-28
    filing Apr 28, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
  • MERCER GLOBAL ADVISORS INC.independent RIARAUM $84Boffice count surgeChange between filings
    offices other than the principal office (Item 1.F.5) moved from 107.0 to 257.0 (+140.0%) between the annual amendments of 2025-04-01 and 2026-04-28; the peer median change was +2.0% (54 comparable advisers, 98.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $20B and over (54)98% percentile7.1 robust deviationsconfidence 0.85
  • ASCENTIS INDEPENDENT ADVISORS, LLCindependent RIARAUM $2.1BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $880,384,165 to $2,094,861,769 (+138.0%) between the annual amendments of 2025-04-11 and 2026-04-28; the peer median change was +17.0% (1298 comparable advisers, 98.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,298)98% percentile12.5 robust deviationsconfidence 0.85
  • INNOCAP INVESTMENT ADVISERS, LLC.otherRAUM $2.7BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,183,041,209 to $2,712,181,995 (+129.0%) between the annual amendments of 2025-01-29 and 2026-04-28; the peer median change was +11.0% (231 comparable advisers, 93.0th percentile of changes)
    filing Apr 28, 2026peers: other advisers, $1B to $5B (231)93% percentile5.6 robust deviationsconfidence 0.85
  • TOM JOHNSON INVESTMENT MANAGEMENT, LLCindependent RIARAUM $1.6Bunusually high clients per advisorStatic outlier
    private clients per advisor of 906.2 against a peer median of 64.5 (1151 comparable advisers, 99.0th percentile, 20.6 robust deviations)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,151)99% percentile20.6 robust deviationsconfidence 0.8
  • VITA PLANNING GROUP LLCindependent RIARAUM $83.7MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $64,612,815 to $83,688,418 (+30.0%) between the annual amendments of 2025-03-06 and 2026-04-28; the peer median change was +8.0% (220 comparable advisers, 91.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, under $100M (220)91% percentile1.3 robust deviationsconfidence 0.85
  • MAIMON WEALTH MANAGEMENT LTD.independent RIARAUM $157MHNW share shiftChange between filings
    HNW share of RAUM moved from 78.0% to 93.0% between the annual amendments of 2025-03-03 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • MAINLINE INVESTMENT ADVISERS, LLCasset managerRAUM $110MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $200,838,563 to $109,927,979 (-45.0%) between the annual amendments of 2025-04-29 and 2026-04-28; the peer median change was +4.0% (1147 comparable advisers, 4.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $100M to $500M (1,147)4.2% percentile2.1 robust deviationsconfidence 0.85
  • MAN CAPITAL MANAGEMENT LLCasset managerRAUM $131MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $256,620,285 to $130,817,886 (-49.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +4.0% (1147 comparable advisers, 3.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $100M to $500M (1,147)3.4% percentile2.2 robust deviationsconfidence 0.85
  • FISCAL WISDOM WEALTH MANAGEMENT LLCindependent RIARAUM $386MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $259,793,557 to $386,005,788 (+49.0%) between the annual amendments of 2025-04-24 and 2026-04-28; the peer median change was +15.0% (4549 comparable advisers, 95.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (4,549)95% percentile3.3 robust deviationsconfidence 0.85
  • PATRON PARTNERS, LLCindependent RIARAUM $326MHNW share shiftChange between filings
    HNW share of RAUM moved from 65.0% to 83.0% between the annual amendments of 2025-03-18 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • WEALTH OKLAHOMAindependent RIARAUM $356Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 10.0% to 25.0% between the annual amendments of 2025-01-03 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • CAMBRIDGE FINANCIAL GROUP, LLCindependent RIARAUM $646MHNW share shiftChange between filings
    HNW share of RAUM moved from 74.0% to 91.0% between the annual amendments of 2025-01-23 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • WEALTH OKLAHOMAindependent RIARAUM $356Mclient mix shiftChange between filings
    private-client share of RAUM moved from 90.0% to 75.0% between the annual amendments of 2025-01-03 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • KAISER PARTNER FINANCIAL ADVISORS LTD.mixed wealthRAUM $1.8Bclient mix shiftChange between filings
    private-client share of RAUM moved from 49.0% to 26.0% between the annual amendments of 2025-03-28 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • PATRON PARTNERS, LLCindependent RIARAUM $326Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 85.0% to 100.0% between the annual amendments of 2025-03-18 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • CRAFT WEALTH SERVICESindependent RIARAUM $121Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 746.0 to 478.0 (-36.0%) between the annual amendments of 2025-04-22 and 2026-04-28; the peer median change was +5.0% (3686 comparable advisers, 4.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (3,686)4.5% percentile4.6 robust deviationsconfidence 0.85
  • CWM, LLCBD affiliatedRAUM $51Badvisor count dropChange between filings
    advisory representatives (Item 5.B.3) moved from 545.0 to 287.0 (-47.0%) between the annual amendments of 2025-04-16 and 2026-04-28; the peer median change was +7.0% (49 comparable advisers, 2.0th percentile of changes)
    filing Apr 28, 2026peers: affiliated wealth managers, $20B and over (49)2.1% percentile4.7 robust deviationsconfidence 0.85
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8,370 anomalies match.