DFX Intelligence

RIA Intelligence

ADV anomalies

What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

  • KINETIC INVESTMENT MANAGEMENT, INC.independent RIARAUM $451Madvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 16.0 to 24.0 (+50.0%) between the annual amendments of 2025-04-14 and 2026-04-28; the peer median change was 0.0% (965 comparable advisers, 97.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (965)97% percentile3.0 robust deviationsconfidence 0.85
  • MODERN WEALTH MANAGEMENT, LLCindependent RIARAUM $11Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 60.0 to 118.0 (+97.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +6.0% (220 comparable advisers, 97.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $5B to $20B (220)97% percentile7.5 robust deviationsconfidence 0.85
  • FORT SHERIDAN ADVISORS LLCindependent RIARAUM $1.0Bclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 915.0 to 389.0 (-57.0%) between the annual amendments of 2025-03-20 and 2026-04-28; the peer median change was +5.0% (1131 comparable advisers, 1.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,131)0.8% percentile8.7 robust deviationsconfidence 0.85
  • CHILDRESS CAPITAL ADVISORS, LLCindependent RIARAUM $1.2Bclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 327.0 to 128.0 (-61.0%) between the annual amendments of 2025-03-27 and 2026-04-28; the peer median change was +5.0% (1131 comparable advisers, 1.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,131)0.6% percentile9.2 robust deviationsconfidence 0.85
  • ONEASCENT FINANCIAL SERVICES LLCindependent RIARAUM $3.5Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 2,983.0 to 5,128.0 (+72.0%) between the annual amendments of 2025-01-03 and 2026-04-28; the peer median change was +5.0% (1131 comparable advisers, 97.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,131)97% percentile9.4 robust deviationsconfidence 0.85
  • GEARHART & ASSOCIATESindependent RIARAUM $873Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 1,670.0 to 2,884.0 (+73.0%) between the annual amendments of 2025-04-14 and 2026-04-28; the peer median change was +5.0% (1216 comparable advisers, 98.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,216)98% percentile9.2 robust deviationsconfidence 0.85
  • ASCENTIS INDEPENDENT ADVISORS, LLCindependent RIARAUM $2.1Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 1,467.0 to 2,690.0 (+83.0%) between the annual amendments of 2025-04-11 and 2026-04-28; the peer median change was +5.0% (1131 comparable advisers, 98.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,131)98% percentile11.0 robust deviationsconfidence 0.85
  • MODERN WEALTH MANAGEMENT, LLCindependent RIARAUM $11Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 6,590.0 to 11,524.0 (+75.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +6.0% (224 comparable advisers, 95.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $5B to $20B (224)95% percentile6.0 robust deviationsconfidence 0.85
  • STENGER FAMILY OFFICE, LLCindependent RIARAUM $735Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 589.0 to 897.0 (+52.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +5.0% (1216 comparable advisers, 96.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,216)96% percentile6.4 robust deviationsconfidence 0.85
  • RETIREMENT PORTFOLIOS, LLCindependent RIARAUM $290Mclient mix shiftChange between filings
    private-client share of RAUM moved from 99.0% to 67.0% between the annual amendments of 2025-01-09 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • ARBITER PARTNERSmixed wealthRAUM $1.3Bdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 100.0% to 71.0% between the annual amendments of 2025-04-24 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • GENERATE CAPITAL ADVISORS, PB LLCasset managerRAUM $737Memployee count dropChange between filings
    employees (Item 5.A) moved from 273.0 to 29.0 (-89.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was 0.0% (394 comparable advisers, 0.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $500M to $1B (394)0.0% percentile7.2 robust deviationsconfidence 0.85
  • ASCENTIS INDEPENDENT ADVISORS, LLCindependent RIARAUM $2.1Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 26.0 to 43.0 (+65.0%) between the annual amendments of 2025-04-11 and 2026-04-28; the peer median change was +4.0% (1049 comparable advisers, 97.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,049)97% percentile6.2 robust deviationsconfidence 0.85
  • MODERN WEALTH MANAGEMENT, LLCindependent RIARAUM $11Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 150.0 to 253.0 (+69.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +5.0% (264 comparable advisers, 97.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $5B to $20B (264)97% percentile6.1 robust deviationsconfidence 0.85
  • GEARHART & ASSOCIATESindependent RIARAUM $873MHNW share shiftChange between filings
    HNW share of RAUM moved from 59.0% to 85.0% between the annual amendments of 2025-04-14 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • UNIGESTION (US) LTDasset managerRAUM $2.5Binstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 49.0% to 23.0% between the annual amendments of 2025-03-31 and 2026-04-28
    filing Apr 28, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
  • PARTNERS CAPITAL INVESTMENT GROUP, LLPotherRAUM $51Boffice count dropChange between filings
    offices other than the principal office (Item 1.F.5) moved from 7.0 to 3.0 (-57.0%) between the annual amendments of 2025-04-15 and 2026-04-28; the peer median change was 0.0% (49 comparable advisers, 2.0th percentile of changes)
    filing Apr 28, 2026peers: other advisers, $20B and over (49)2.1% percentile5.8 robust deviationsconfidence 0.85
  • TRUMAN CAPITAL ADVISORS, LPasset managerRAUM $462Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 49.0% to 0.0% between the annual amendments of 2025-04-18 and 2026-04-27
    filing Apr 27, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
  • GFO ADVISORY SERVICES, LLCasset managerRAUM $351Moffice count dropChange between filings
    offices other than the principal office (Item 1.F.5) moved from 5.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-28 and 2026-04-27; the peer median change was 0.0% (43 comparable advisers, 0.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $100M to $500M (43)0.0% percentileconfidence 0.85
  • SANDRO WEALTH MANAGEMENT LLCindependent RIARAUM $228Memployee count surgeChange between filings
    employees (Item 5.A) moved from 10.0 to 21.0 (+110.0%) between the annual amendments of 2025-03-28 and 2026-04-27; the peer median change was 0.0% (506 comparable advisers, 100.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (506)100% percentile8.2 robust deviationsconfidence 0.85
  • VAN CLEMENS WEALTH MANAGEMENT, LLCindependent RIARAUM $470Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 551.0 to 1,589.0 (+188.0%) between the annual amendments of 2025-04-08 and 2026-04-27; the peer median change was +5.0% (3685 comparable advisers, 99.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (3,685)99% percentile20.8 robust deviationsconfidence 0.85
  • EMERALD LAKE CAPITAL MANAGEMENT, L.P.asset managerRAUM $3.1BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,526,319,663 to $3,064,882,538 (+101.0%) between the annual amendments of 2025-03-31 and 2026-04-27; the peer median change was +11.0% (1368 comparable advisers, 94.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $1B to $5B (1,368)94% percentile3.8 robust deviationsconfidence 0.85
  • ATOMIC INVEST LLCotherRAUM $320Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 49.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-04-27
    filing Apr 27, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
  • VESTWELL ADVISORS LLCmixed wealthRAUM $1.0BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $427,149,041 to $1,026,092,890 (+140.0%) between the annual amendments of 2025-03-31 and 2026-04-27; the peer median change was +17.0% (1297 comparable advisers, 99.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,297)99% percentile12.7 robust deviationsconfidence 0.85
  • VESTWELL ADVISORS LLCmixed wealthRAUM $1.0Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 7,946.0 to 83,310.0 (+948.0%) between the annual amendments of 2025-03-31 and 2026-04-27; the peer median change was +6.0% (1205 comparable advisers, 100.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,205)100% percentile111.8 robust deviationsconfidence 0.85
  • ATLANTA CONSULTING GROUP ADVISORS, LLCmixed wealthRAUM $15Bhigh institutional concentrationStatic outlier
    institutional share of RAUM of 61% against a peer median of 4% (289 comparable advisers, 98.0th percentile, 11.3 robust deviations)
    filing Apr 27, 2026peers: independent wealth managers, $5B to $20B (289)98% percentile11.3 robust deviationsconfidence 0.8
  • SANDRO WEALTH MANAGEMENT LLCindependent RIARAUM $228Madvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 5.0 to 11.0 (+120.0%) between the annual amendments of 2025-03-28 and 2026-04-27; the peer median change was 0.0% (965 comparable advisers, 100.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (965)100% percentile7.3 robust deviationsconfidence 0.85
  • FOUR POINTS ADVISORS, LLCindependent RIARAUM $40.0Madvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 5.0 to 10.0 (+100.0%) between the annual amendments of 2025-03-17 and 2026-04-27; the peer median change was 0.0% (57 comparable advisers, 98.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, under $100M (57)98% percentile5.1 robust deviationsconfidence 0.85
  • HERBERT J. SIMS CAPITAL MANAGEMENT, INC.independent RIARAUM $437MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $186,784,367 to $436,943,333 (+134.0%) between the annual amendments of 2025-03-27 and 2026-04-27; the peer median change was +15.0% (4548 comparable advisers, 99.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (4,548)99% percentile11.6 robust deviationsconfidence 0.85
  • TALLVINE PARTNERS MANAGEMENT LPasset managerRAUM $1.4Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 3.0 to 7.0 (+133.0%) between the annual amendments of 2025-03-27 and 2026-04-27; the peer median change was 0.0% (1022 comparable advisers, 99.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $1B to $5B (1,022)99% percentile20.7 robust deviationsconfidence 0.85
  • QUANTUM PORTFOLIO MANAGEMENT, LLCmixed wealthRAUM $340Mhigh institutional concentrationStatic outlier
    institutional share of RAUM of 75% against a peer median of 0% (5678 comparable advisers, 100.0th percentile, 25.1 robust deviations)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (5,678)100% percentile25.1 robust deviationsconfidence 0.8
  • ANCALA PARTNERS LLCasset managerRAUM $4.4Blow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Apr 27, 2026peers: asset managers, $1B to $5B (1,506)0.0% percentile33.7 robust deviationsconfidence 0.8
  • FUKOKU LIFE INTERNATIONAL (AMERICA) INC.otherRAUM $328Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (212 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Apr 27, 2026peers: other advisers, $100M to $500M (212)0.0% percentile33.7 robust deviationsconfidence 0.8
  • OMERS INFRASTRUCTURE AND OMERS INFRASTRUCTURE USotherRAUM $18Blow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (134 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Apr 27, 2026peers: other advisers, $5B to $20B (134)0.0% percentile33.7 robust deviationsconfidence 0.8
  • SITUATIONAL AWARENESS LPasset managerRAUM $9.3BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $383,018,150 to $9,278,344,000 (+2322.0%) between the annual amendments of 2025-01-25 and 2026-04-27; the peer median change was +13.0% (631 comparable advisers, 100.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $5B to $20B (631)100% percentile108.1 robust deviationsconfidence 0.85
  • TALLVINE PARTNERS MANAGEMENT LPasset managerRAUM $1.4BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $469,600,000 to $1,420,400,000 (+202.0%) between the annual amendments of 2025-03-27 and 2026-04-27; the peer median change was +11.0% (1368 comparable advisers, 98.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $1B to $5B (1,368)98% percentile8.2 robust deviationsconfidence 0.85
  • VAN CLEMENS WEALTH MANAGEMENT, LLCindependent RIARAUM $470MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $327,243,548 to $470,383,471 (+44.0%) between the annual amendments of 2025-04-08 and 2026-04-27; the peer median change was +15.0% (4548 comparable advisers, 94.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (4,548)94% percentile2.8 robust deviationsconfidence 0.85
  • THE WEALTH CONSULTING GROUPindependent RIARAUM $6.3Bemployee count dropChange between filings
    employees (Item 5.A) moved from 204.0 to 131.0 (-36.0%) between the annual amendments of 2025-04-23 and 2026-04-27; the peer median change was +5.0% (264 comparable advisers, 0.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $5B to $20B (264)0.4% percentile3.8 robust deviationsconfidence 0.85
  • TFB ADVISORS, LLCindependent RIARAUM $840Memployee count dropChange between filings
    employees (Item 5.A) moved from 35.0 to 23.0 (-34.0%) between the annual amendments of 2025-04-25 and 2026-04-27; the peer median change was 0.0% (596 comparable advisers, 1.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (596)0.8% percentile3.0 robust deviationsconfidence 0.85
  • RIVERWATER PARTNERS LLCindependent RIARAUM $661Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 41.0% to 66.0% between the annual amendments of 2025-04-15 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • ACORN FINANCIAL ADVISORY SERVICES, INC.independent RIARAUM $1.4Bclient mix shiftChange between filings
    private-client share of RAUM moved from 100.0% to 85.0% between the annual amendments of 2025-04-29 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • MAIN STREET RESEARCH LLCindependent RIARAUM $2.7BHNW share shiftChange between filings
    HNW share of RAUM moved from 71.0% to 95.0% between the annual amendments of 2025-03-25 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • DRIVE WEALTH ADVISERSindependent RIARAUM $1.5BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $2,175,572,827 to $1,500,752,553 (-31.0%) between the annual amendments of 2025-03-17 and 2026-04-27; the peer median change was +17.0% (1297 comparable advisers, 1.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,297)0.5% percentile5.0 robust deviationsconfidence 0.85
  • HILDENE CAPITAL MANAGEMENTasset managerRAUM $20Bmany private funds relative to firm sizeStatic outlier
    private funds per $1B of RAUM of 3.7 against a peer median of 0.7 (302 comparable advisers, 98.0th percentile, 3.1 robust deviations)
    filing Apr 27, 2026peers: asset managers, $20B and over (302)98% percentile3.1 robust deviationsconfidence 0.8
  • VESTWELL ADVISORS LLCmixed wealthRAUM $1.0Badvisor count dropChange between filings
    advisory representatives (Item 5.B.3) moved from 13.0 to 7.0 (-46.0%) between the annual amendments of 2025-03-31 and 2026-04-27; the peer median change was 0.0% (998 comparable advisers, 1.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (998)1.0% percentile3.7 robust deviationsconfidence 0.85
  • ARS INVESTMENT PARTNERS, LLCindependent RIARAUM $2.7Bclient mix shiftChange between filings
    private-client share of RAUM moved from 90.0% to 74.0% between the annual amendments of 2025-04-29 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • ACORN FINANCIAL ADVISORY SERVICES, INC.independent RIARAUM $1.4Bemployee count dropChange between filings
    employees (Item 5.A) moved from 21.0 to 11.0 (-48.0%) between the annual amendments of 2025-04-29 and 2026-04-27; the peer median change was +4.0% (1049 comparable advisers, 0.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,049)0.3% percentile5.2 robust deviationsconfidence 0.85
  • OMERS INFRASTRUCTURE AND OMERS INFRASTRUCTURE USotherRAUM $18Bemployee count dropChange between filings
    employees (Item 5.A) moved from 221.0 to 138.0 (-38.0%) between the annual amendments of 2025-03-28 and 2026-04-27; the peer median change was 0.0% (108 comparable advisers, 0.0th percentile of changes)
    filing Apr 27, 2026peers: other advisers, $5B to $20B (108)0.0% percentile5.4 robust deviationsconfidence 0.85
  • DRIVE WEALTH ADVISERSindependent RIARAUM $1.5Bemployee count dropChange between filings
    employees (Item 5.A) moved from 28.0 to 17.0 (-39.0%) between the annual amendments of 2025-03-17 and 2026-04-27; the peer median change was +4.0% (1049 comparable advisers, 1.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,049)0.9% percentile4.4 robust deviationsconfidence 0.85
  • THE MILLSTONE EVANS GROUP, LLCindependent RIARAUM $893Memployee count dropChange between filings
    employees (Item 5.A) moved from 13.0 to 8.0 (-38.0%) between the annual amendments of 2025-04-22 and 2026-04-27; the peer median change was 0.0% (596 comparable advisers, 1.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (596)0.7% percentile3.4 robust deviationsconfidence 0.85
  • ACORN FINANCIAL ADVISORY SERVICES, INC.independent RIARAUM $1.4BHNW share shiftChange between filings
    HNW share of RAUM moved from 42.0% to 62.0% between the annual amendments of 2025-04-29 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • ARS INVESTMENT PARTNERS, LLCindependent RIARAUM $2.7BHNW share shiftChange between filings
    HNW share of RAUM moved from 87.0% to 72.0% between the annual amendments of 2025-04-29 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • ACORN FINANCIAL ADVISORY SERVICES, INC.independent RIARAUM $1.4Binstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 0.0% to 15.0% between the annual amendments of 2025-04-29 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • LINDSELL TRAIN LIMITEDasset managerRAUM $9.3BRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $14,697,665,725 to $9,254,180,434 (-37.0%) between the annual amendments of 2025-04-28 and 2026-04-27; the peer median change was +13.0% (631 comparable advisers, 1.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $5B to $20B (631)1.3% percentile2.3 robust deviationsconfidence 0.85
  • MONTICELLOAM, LLCasset managerRAUM $923MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,717,400,196 to $923,349,093 (-46.0%) between the annual amendments of 2025-03-31 and 2026-04-27; the peer median change was +8.0% (672 comparable advisers, 1.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $500M to $1B (672)1.2% percentile2.3 robust deviationsconfidence 0.85
  • ATOMIC INVEST LLCotherRAUM $320MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $462,905,657 to $319,519,697 (-31.0%) between the annual amendments of 2025-03-31 and 2026-04-27; the peer median change was +8.0% (161 comparable advisers, 7.0th percentile of changes)
    filing Apr 27, 2026peers: other advisers, $100M to $500M (161)6.9% percentile2.3 robust deviationsconfidence 0.85
  • VESTWELL ADVISORS LLCmixed wealthRAUM $1.0Binstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 96.0% to 66.0% between the annual amendments of 2025-03-31 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • HERBERT J. SIMS CAPITAL MANAGEMENT, INC.independent RIARAUM $437Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 211.0 to 337.0 (+60.0%) between the annual amendments of 2025-03-27 and 2026-04-27; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (3,309)98% percentile6.6 robust deviationsconfidence 0.85
  • INDEX TECHNOLOGIES GROUP LLCotherRAUM $178MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $104,951,495 to $178,270,658 (+70.0%) between the annual amendments of 2025-04-01 and 2026-04-27; the peer median change was +8.0% (161 comparable advisers, 91.0th percentile of changes)
    filing Apr 27, 2026peers: other advisers, $100M to $500M (161)91% percentile3.7 robust deviationsconfidence 0.85
  • PENOBSCOT FINANCIAL ADVISORSindependent RIARAUM $545Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $434,543,021 to $544,532,434, advisors 7 to 7, private clients 796 to 562, offices 1 to 1 (2025-02-25 to 2026-04-27)
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.75
Page 19 of 140PreviousNext
8,370 anomalies match.