DFX Intelligence

RIA Intelligence

ADV anomalies

What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

  • CWM, LLCBD affiliatedRAUM $51Badvisor count dropChange between filings
    advisory representatives (Item 5.B.3) moved from 545.0 to 287.0 (-47.0%) between the annual amendments of 2025-04-16 and 2026-04-28; the peer median change was +7.0% (49 comparable advisers, 2.0th percentile of changes)
    filing Apr 28, 2026peers: affiliated wealth managers, $20B and over (49)2.1% percentile4.7 robust deviationsconfidence 0.85
  • MOMENTUM ADVISORSindependent RIARAUM $415Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 32.0% to 13.0% between the annual amendments of 2025-04-01 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • RETIREMENT PORTFOLIOS, LLCindependent RIARAUM $290MHNW share shiftChange between filings
    HNW share of RAUM moved from 62.0% to 41.0% between the annual amendments of 2025-01-09 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • WEALTH OKLAHOMAindependent RIARAUM $356Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 10.0% to 25.0% between the annual amendments of 2025-01-03 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • CHILDRESS CAPITAL ADVISORS, LLCindependent RIARAUM $1.2BRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $826,195,365 to $1,205,051,875 (+46.0%) between the annual amendments of 2025-03-27 and 2026-04-28; the peer median change was +17.0% (1297 comparable advisers, 92.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,297)92% percentile3.0 robust deviationsconfidence 0.85
  • PRINCIPAL ADVISED SERVICESBD affiliatedRAUM $1.4Boffice count dropChange between filings
    offices other than the principal office (Item 1.F.5) moved from 157.0 to 92.0 (-41.0%) between the annual amendments of 2025-04-02 and 2026-04-28; the peer median change was 0.0% (52 comparable advisers, 0.0th percentile of changes)
    filing Apr 28, 2026peers: affiliated wealth managers, $1B to $5B (52)0.0% percentile21.0 robust deviationsconfidence 0.85
  • DISTRIBUTED GLOBAL MANAGER LPasset managerRAUM $903MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $1,589,097,202 to $902,749,131 (-43.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was +8.0% (672 comparable advisers, 2.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $500M to $1B (672)2.4% percentile2.2 robust deviationsconfidence 0.85
  • CRAFT WEALTH SERVICESindependent RIARAUM $121Maccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 746.0 to 478.0 (-36.0%) between the annual amendments of 2025-04-22 and 2026-04-28; the peer median change was +5.0% (3685 comparable advisers, 4.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (3,685)4.5% percentile4.6 robust deviationsconfidence 0.85
  • OSMOSIS INVESTMENT MANAGEMENT US LLCasset managerRAUM $299MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $426,373,359 to $307,001,573 (-28.0%) between the annual amendments of 2025-03-11 and 2026-04-28; the peer median change was +4.0% (1145 comparable advisers, 9.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $100M to $500M (1,145)9.1% percentile1.3 robust deviationsconfidence 0.85
  • MAIMON WEALTH MANAGEMENT LTD.independent RIARAUM $157MHNW share shiftChange between filings
    HNW share of RAUM moved from 78.0% to 93.0% between the annual amendments of 2025-03-03 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • MOMENTUM ADVISORSindependent RIARAUM $415Mclient mix shiftChange between filings
    private-client share of RAUM moved from 68.0% to 85.0% between the annual amendments of 2025-04-01 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • PATRON PARTNERS, LLCindependent RIARAUM $326Mclient mix shiftChange between filings
    private-client share of RAUM moved from 75.0% to 94.0% between the annual amendments of 2025-03-18 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • CAMBRIDGE FINANCIAL GROUP, LLCindependent RIARAUM $646MHNW share shiftChange between filings
    HNW share of RAUM moved from 74.0% to 91.0% between the annual amendments of 2025-01-23 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • PATRON PARTNERS, LLCindependent RIARAUM $326Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 25.0% to 6.0% between the annual amendments of 2025-03-18 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • HARBOUR INVESTMENTS, INC.independent RIARAUM $9.6Bdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 64.0% to 79.0% between the annual amendments of 2025-04-28 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
  • 1ST & MAIN GROWTH PARTNERSasset managerRAUM $680MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $957,376,625 to $680,414,583 (-29.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +8.0% (672 comparable advisers, 6.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $500M to $1B (672)6.3% percentile1.6 robust deviationsconfidence 0.85
  • CRAFT WEALTH SERVICESindependent RIARAUM $121Moffice count surgeChange between filings
    offices other than the principal office (Item 1.F.5) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-04-22 and 2026-04-28; the peer median change was 0.0% (450 comparable advisers, 96.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (450)96% percentileconfidence 0.85
  • ONEASCENT FAMILY OFFICESmixed wealthRAUM $544Moffice count surgeChange between filings
    offices other than the principal office (Item 1.F.5) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-03-20 and 2026-04-28; the peer median change was 0.0% (233 comparable advisers, 94.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (233)94% percentile5.1 robust deviationsconfidence 0.85
  • REDDING RIDGE ASSET MANAGEMENT LLCasset managerRAUM $33Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 42.0 to 83.0 (+98.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was +5.0% (318 comparable advisers, 98.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $20B and over (318)98% percentile8.1 robust deviationsconfidence 0.85
  • ASCENDANT CAPITAL PARTNERS LPasset managerRAUM $1.9Bprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 13.0 to 22.0 (+69.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $1B to $5B (1,022)98% percentile10.7 robust deviationsconfidence 0.85
  • GRAND CENTRAL INVESTMENT GROUP, LLCindependent RIARAUM $196MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $130,406,076 to $196,238,900 (+50.0%) between the annual amendments of 2025-03-13 and 2026-04-28; the peer median change was +15.0% (4548 comparable advisers, 95.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (4,548)95% percentile3.4 robust deviationsconfidence 0.85
  • ONEASCENT FINANCIAL SERVICES LLCindependent RIARAUM $3.5BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,788,648,397 to $3,537,993,573 (+98.0%) between the annual amendments of 2025-01-03 and 2026-04-28; the peer median change was +17.0% (1297 comparable advisers, 98.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,297)98% percentile8.3 robust deviationsconfidence 0.85
  • PRINCIPAL ADVISED SERVICESBD affiliatedRAUM $1.4BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $887,316,440 to $1,422,868,428 (+60.0%) between the annual amendments of 2025-04-02 and 2026-04-28; the peer median change was +22.0% (52 comparable advisers, 98.0th percentile of changes)
    filing Apr 28, 2026peers: affiliated wealth managers, $1B to $5B (52)98% percentile4.1 robust deviationsconfidence 0.85
  • MODERN WEALTH MANAGEMENT, LLCindependent RIARAUM $11BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $6,148,915,787 to $10,904,051,242 (+77.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +18.0% (271 comparable advisers, 95.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $5B to $20B (271)95% percentile3.9 robust deviationsconfidence 0.85
  • TRYPERION MANAGER LLCasset managerRAUM $184MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $120,454,803 to $183,986,563 (+53.0%) between the annual amendments of 2025-03-21 and 2026-04-28; the peer median change was +4.0% (1145 comparable advisers, 91.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $100M to $500M (1,145)91% percentile2.0 robust deviationsconfidence 0.85
  • RETIREMENT PORTFOLIOS, LLCindependent RIARAUM $290MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $153,000,000 to $290,000,000 (+90.0%) between the annual amendments of 2025-01-09 and 2026-04-28; the peer median change was +15.0% (4548 comparable advisers, 99.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (4,548)99% percentile7.3 robust deviationsconfidence 0.85
  • INTEGRITY ADVISORY SOLUTIONSindependent RIARAUM $1.1Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 2,709.0 to 4,143.0 (+53.0%) between the annual amendments of 2025-04-24 and 2026-04-28; the peer median change was +6.0% (1205 comparable advisers, 93.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,205)93% percentile5.5 robust deviationsconfidence 0.85
  • STORYONE FAMILY OFFICEindependent RIARAUM $259Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 480.0 to 729.0 (+52.0%) between the annual amendments of 2025-03-25 and 2026-04-28; the peer median change was +5.0% (3685 comparable advisers, 96.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (3,685)96% percentile5.3 robust deviationsconfidence 0.85
  • ONEASCENT FINANCIAL SERVICES LLCindependent RIARAUM $3.5Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 42.0 to 76.0 (+81.0%) between the annual amendments of 2025-01-03 and 2026-04-28; the peer median change was 0.0% (998 comparable advisers, 99.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (998)99% percentile6.6 robust deviationsconfidence 0.85
  • REDDING RIDGE ASSET MANAGEMENT LLCasset managerRAUM $33Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 44.0 to 67.0 (+52.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was +3.0% (461 comparable advisers, 97.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $20B and over (461)97% percentile5.0 robust deviationsconfidence 0.85
  • REDDING RIDGE ASSET MANAGEMENT LLCasset managerRAUM $33BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $19,008,000,000 to $33,323,339,623 (+75.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was +15.0% (470 comparable advisers, 95.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $20B and over (470)95% percentile3.9 robust deviationsconfidence 0.85
  • ARBITER PARTNERSmixed wealthRAUM $1.3BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $778,600,000 to $1,250,700,000 (+61.0%) between the annual amendments of 2025-04-24 and 2026-04-28; the peer median change was +17.0% (1297 comparable advisers, 95.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,297)95% percentile4.5 robust deviationsconfidence 0.85
  • PATRON PARTNERS, LLCindependent RIARAUM $326Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 604.0 to 159.0 (-74.0%) between the annual amendments of 2025-03-18 and 2026-04-28; the peer median change was +3.0% (3309 comparable advisers, 0.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (3,309)0.3% percentile9.0 robust deviationsconfidence 0.85
  • PORTFOLIO MEDICS, LLCindependent RIARAUM $780MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $499,609,065 to $780,459,366 (+56.0%) between the annual amendments of 2025-01-27 and 2026-04-28; the peer median change was +16.0% (1385 comparable advisers, 95.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,385)95% percentile4.3 robust deviationsconfidence 0.85
  • ONEASCENT FAMILY OFFICESmixed wealthRAUM $544MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $360,161,542 to $544,486,722 (+51.0%) between the annual amendments of 2025-03-20 and 2026-04-28; the peer median change was +16.0% (1385 comparable advisers, 94.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,385)94% percentile3.7 robust deviationsconfidence 0.85
  • STENGER FAMILY OFFICE, LLCindependent RIARAUM $735MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $433,364,828 to $686,190,847 (+58.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +16.0% (1385 comparable advisers, 95.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,385)95% percentile4.5 robust deviationsconfidence 0.85
  • INTEGRITY ADVISORY SOLUTIONSindependent RIARAUM $1.1Bgrowth on all axesCombination
    RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $512,263,824 to $1,103,455,772, advisors 84 to 108, private clients 2377 to 2387, offices 71 to 100 (2025-04-24 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • KAISER PARTNER FINANCIAL ADVISORS LTD.mixed wealthRAUM $1.8BRAUM up clients flatCombination
    RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $981,665,158 to $1,764,772,779, advisors 1 to 1, private clients 140 to 142, offices 0 to 0 (2025-03-28 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • BLACKROCK CAPITAL INVESTMENT ADVISORS, LLCasset managerRAUM $67BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $39,213,249,530 to $66,929,985,654 (+71.0%) between the annual amendments of 2025-03-31 and 2026-04-28; the peer median change was +15.0% (470 comparable advisers, 94.0th percentile of changes)
    filing Apr 28, 2026peers: asset managers, $20B and over (470)94% percentile3.6 robust deviationsconfidence 0.85
  • KAISER PARTNER FINANCIAL ADVISORS LTD.mixed wealthRAUM $1.8BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $981,665,158 to $1,764,772,779 (+80.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +17.0% (1297 comparable advisers, 96.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,297)96% percentile6.5 robust deviationsconfidence 0.85
  • STORYONE FAMILY OFFICEindependent RIARAUM $259MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $143,514,631 to $259,411,503 (+81.0%) between the annual amendments of 2025-03-25 and 2026-04-28; the peer median change was +15.0% (4548 comparable advisers, 98.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (4,548)98% percentile6.4 robust deviationsconfidence 0.85
  • INTEGRITY ADVISORY SOLUTIONSindependent RIARAUM $1.1BRAUM up clients flatCombination
    RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $512,263,824 to $1,103,455,772, advisors 84 to 108, private clients 2377 to 2387, offices 71 to 100 (2025-04-24 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • KAISER PARTNER FINANCIAL ADVISORS LTD.mixed wealthRAUM $1.8Bwealth to institutional shiftCombination
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $981,665,158 to $1,764,772,779, advisors 1 to 1, private clients 140 to 142, offices 0 to 0 (2025-03-28 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • GAMBIT CAPITAL MANAGEMENT, LLCindependent RIARAUM $167MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $101,311,686 to $167,479,471 (+65.0%) between the annual amendments of 2025-04-11 and 2026-04-28; the peer median change was +15.0% (4548 comparable advisers, 97.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (4,548)97% percentile4.9 robust deviationsconfidence 0.85
  • WEALTH OKLAHOMAindependent RIARAUM $356Mwealth to institutional shiftCombination
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $307,420,448 to $356,289,476, advisors 3 to 4, private clients 178 to 166, offices 0 to 0 (2025-01-03 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • ASPECT PARTNERS, LLCindependent RIARAUM $418Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $351,911,476 to $418,184,288, advisors 5 to 5, private clients 381 to 280, offices 1 to 1 (2025-03-12 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • PATRON PARTNERS, LLCindependent RIARAUM $326Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $349,195,764 to $325,702,333, advisors 2 to 2, private clients 604 to 159, offices 0 to 0 (2025-03-18 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • RETIREMENT PORTFOLIOS, LLCindependent RIARAUM $290Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 1.0% to 33.0% between the annual amendments of 2025-01-09 and 2026-04-28
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • FORT SHERIDAN ADVISORS LLCindependent RIARAUM $1.0Bclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $908,900,000 to $1,034,804,031, advisors 4 to 7, private clients 915 to 389, offices 0 to 0 (2025-03-20 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • CHILDRESS CAPITAL ADVISORS, LLCindependent RIARAUM $1.2Bclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $826,195,365 to $1,205,051,875, advisors 3 to 3, private clients 327 to 128, offices 0 to 0 (2025-03-27 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • MODERN WEALTH MANAGEMENT, LLCindependent RIARAUM $11Bgrowth on all axesCombination
    RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $6,148,915,787 to $10,904,051,242, advisors 60 to 118, private clients 6590 to 11524, offices 17 to 22 (2025-03-28 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
  • MOMENTUM ADVISORSindependent RIARAUM $415Minstitutional to wealth shiftCombination
    institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $400,137,550 to $414,662,880, advisors 6 to 7, private clients 313 to 354, offices 1 to 2 (2025-04-01 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • PATRON PARTNERS, LLCindependent RIARAUM $326Minstitutional to wealth shiftCombination
    institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $349,195,764 to $325,702,333, advisors 2 to 2, private clients 604 to 159, offices 0 to 0 (2025-03-18 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • GRAND CENTRAL INVESTMENT GROUP, LLCindependent RIARAUM $196MRAUM up clients flatCombination
    RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $130,406,076 to $196,238,900, advisors 0 to 0, private clients 237 to 227, offices 0 to 0 (2025-03-13 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • RETIREMENT PORTFOLIOS, LLCindependent RIARAUM $290Mwealth to institutional shiftCombination
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $153,000,000 to $290,000,000, advisors 1 to 2, private clients 225 to 245, offices 0 to 0 (2025-01-09 to 2026-04-28)
    filing Apr 28, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.75
  • CHILDRESS CAPITAL ADVISORS, LLCindependent RIARAUM $1.2Baccount count collapseChange between filings
    accounts (Item 5.F.2.f) moved from 367.0 to 146.0 (-60.0%) between the annual amendments of 2025-03-27 and 2026-04-28; the peer median change was +6.0% (1205 comparable advisers, 1.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,205)1.4% percentile7.9 robust deviationsconfidence 0.85
  • PORTFOLIO MEDICS, LLCindependent RIARAUM $780Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 2,499.0 to 3,805.0 (+52.0%) between the annual amendments of 2025-01-27 and 2026-04-28; the peer median change was +6.0% (1256 comparable advisers, 95.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,256)95% percentile5.7 robust deviationsconfidence 0.85
  • GEARHART & ASSOCIATESindependent RIARAUM $873Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 1,694.0 to 2,903.0 (+71.0%) between the annual amendments of 2025-04-14 and 2026-04-28; the peer median change was +6.0% (1256 comparable advisers, 96.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $500M to $1B (1,256)96% percentile8.1 robust deviationsconfidence 0.85
  • ASCENTIS INDEPENDENT ADVISORS, LLCindependent RIARAUM $2.1Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 4,604.0 to 7,464.0 (+62.0%) between the annual amendments of 2025-04-11 and 2026-04-28; the peer median change was +6.0% (1205 comparable advisers, 94.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $1B to $5B (1,205)94% percentile6.6 robust deviationsconfidence 0.85
  • MODERN WEALTH MANAGEMENT, LLCindependent RIARAUM $11Baccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 18,823.0 to 30,617.0 (+63.0%) between the annual amendments of 2025-03-28 and 2026-04-28; the peer median change was +8.0% (253 comparable advisers, 92.0th percentile of changes)
    filing Apr 28, 2026peers: independent wealth managers, $5B to $20B (253)92% percentile4.2 robust deviationsconfidence 0.85
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8,370 anomalies match.