DFX Intelligence

RIA Intelligence

ADV anomalies

What stands out against comparable advisers

Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.

  • VIMA, LLCindependent RIARAUM $229MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $150,242,478 to $229,498,747 (+53.0%) between the annual amendments of 2025-03-17 and 2026-04-27; the peer median change was +15.0% (4548 comparable advisers, 96.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (4,548)96% percentile3.7 robust deviationsconfidence 0.85
  • AEGIS WEALTH MANAGEMENT, INC.independent RIARAUM $216Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 1,538.0 to 2,350.0 (+53.0%) between the annual amendments of 2025-03-10 and 2026-04-27; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (3,309)97% percentile5.8 robust deviationsconfidence 0.85
  • SANDRO WEALTH MANAGEMENT LLCindependent RIARAUM $228Moffice count surgeChange between filings
    offices other than the principal office (Item 1.F.5) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-03-28 and 2026-04-27; the peer median change was 0.0% (450 comparable advisers, 97.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (450)97% percentileconfidence 0.85
  • TRUMAN CAPITAL ADVISORS, LPasset managerRAUM $462Mprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-18 and 2026-04-27; the peer median change was 0.0% (732 comparable advisers, 95.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $100M to $500M (732)95% percentileconfidence 0.85
  • GLOBAL ASSETS ADVISORY, LLCindependent RIARAUM $552MHNW share shiftChange between filings
    HNW share of RAUM moved from 14.0% to 43.0% between the annual amendments of 2025-03-26 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • VESTWELL ADVISORS LLCmixed wealthRAUM $1.0Bclient mix shiftChange between filings
    private-client share of RAUM moved from 4.0% to 34.0% between the annual amendments of 2025-03-31 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • TALLVINE PARTNERS MANAGEMENT LPasset managerRAUM $1.4Bemployee count surgeChange between filings
    employees (Item 5.A) moved from 10.0 to 16.0 (+60.0%) between the annual amendments of 2025-03-27 and 2026-04-27; the peer median change was 0.0% (1109 comparable advisers, 99.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $1B to $5B (1,109)99% percentile5.3 robust deviationsconfidence 0.85
  • TFB ADVISORS, LLCindependent RIARAUM $840Mclients down average size upCombination
    private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $859,559,702 to $840,165,115, advisors 22 to 16, private clients 2987 to 1326, offices 6 to 6 (2025-04-25 to 2026-04-27)
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.75
  • VESTWELL ADVISORS LLCmixed wealthRAUM $1.0Binstitutional to wealth shiftCombination
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • TFB ADVISORS, LLCindependent RIARAUM $840Madvisors down RAUM stableCombination
    the advisor count fell 25 percent or more while RAUM stayed within 5 percent: people left without assets leaving (assets retained, or advisors were support staff). RAUM $859,559,702 to $840,165,115, advisors 22 to 16, private clients 2987 to 1326, offices 6 to 6 (2025-04-25 to 2026-04-27)
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.75
  • AEGIS WEALTH MANAGEMENT, INC.independent RIARAUM $216Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 1,538.0 to 2,350.0 (+53.0%) between the annual amendments of 2025-03-10 and 2026-04-27; the peer median change was +5.0% (3685 comparable advisers, 96.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (3,685)96% percentile5.4 robust deviationsconfidence 0.85
  • SATURN V CAPITAL MANAGEMENT LPasset managerRAUM $793Mprivate fund count surgeChange between filings
    private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-21 and 2026-04-27; the peer median change was 0.0% (489 comparable advisers, 93.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $500M to $1B (489)93% percentileconfidence 0.85
  • ARCHER INVESTMENT MANAGEMENTindependent RIARAUM $371Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 1,101.0 to 2,174.0 (+97.0%) between the annual amendments of 2025-02-12 and 2026-04-27; the peer median change was +5.0% (3685 comparable advisers, 98.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (3,685)98% percentile10.5 robust deviationsconfidence 0.85
  • ACORN FINANCIAL ADVISORY SERVICES, INC.independent RIARAUM $1.4Bwealth to institutional shiftCombination
    private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $1,234,541,815 to $1,398,636,857, advisors 12 to 11, private clients 2348 to 2584, offices 6 to 6 (2025-04-29 to 2026-04-27)
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • ATLANTA CONSULTING GROUP ADVISORS, LLCmixed wealthRAUM $15Bhigh office count relative to headcountStatic outlier
    offices per registered advisor of 1.5 against a peer median of 0.3 (171 comparable advisers, 100.0th percentile, 7.1 robust deviations)
    filing Apr 27, 2026peers: independent wealth managers, $5B to $20B (171)100% percentile7.1 robust deviationsconfidence 0.8
  • HERBERT J. SIMS CAPITAL MANAGEMENT, INC.independent RIARAUM $437Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 374.0 to 685.0 (+83.0%) between the annual amendments of 2025-03-27 and 2026-04-27; the peer median change was +5.0% (3685 comparable advisers, 97.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (3,685)97% percentile8.9 robust deviationsconfidence 0.85
  • DAVIDSON KAHN CAPITAL MANAGEMENT, LLCindependent RIARAUM $415MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $215,177,209 to $415,493,541 (+93.0%) between the annual amendments of 2025-01-29 and 2026-04-27; the peer median change was +15.0% (4548 comparable advisers, 99.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $100M to $500M (4,548)99% percentile7.6 robust deviationsconfidence 0.85
  • TRIBUTARY CAPITAL MANAGEMENT, LLCasset managerRAUM $1.9Badvisor count surgeChange between filings
    advisory representatives (Item 5.B.3) moved from 5.0 to 9.0 (+80.0%) between the annual amendments of 2025-03-26 and 2026-04-27; the peer median change was 0.0% (35 comparable advisers, 100.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $1B to $5B (35)100% percentile4.9 robust deviationsconfidence 0.85
  • ARISTA WEALTH MANAGEMENT, LLCindependent RIARAUM $1.2BHNW share shiftChange between filings
    HNW share of RAUM moved from 47.0% to 75.0% between the annual amendments of 2025-02-24 and 2026-04-27
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.85
  • ARS INVESTMENT PARTNERS, LLCindependent RIARAUM $2.7BRAUM up clients flatCombination
    RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $1,778,346,372 to $2,705,726,063, advisors 5 to 5, private clients 341 to 346, offices 0 to 0 (2025-04-29 to 2026-04-27)
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,362)confidence 0.75
  • TFB ADVISORS, LLCindependent RIARAUM $840Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 2,987.0 to 1,326.0 (-56.0%) between the annual amendments of 2025-04-25 and 2026-04-27; the peer median change was +5.0% (1216 comparable advisers, 1.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (1,216)1.2% percentile8.1 robust deviationsconfidence 0.85
  • ARISTA WEALTH MANAGEMENT, LLCindependent RIARAUM $1.2Bclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 248.0 to 377.0 (+52.0%) between the annual amendments of 2025-02-24 and 2026-04-27; the peer median change was +5.0% (1131 comparable advisers, 96.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,131)96% percentile6.6 robust deviationsconfidence 0.85
  • GLOBAL ASSETS ADVISORY, LLCindependent RIARAUM $552MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $338,145,734 to $551,663,967 (+63.0%) between the annual amendments of 2025-03-26 and 2026-04-27; the peer median change was +16.0% (1385 comparable advisers, 95.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (1,385)95% percentile5.0 robust deviationsconfidence 0.85
  • SATURN V CAPITAL MANAGEMENT LPasset managerRAUM $793MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $424,237,861 to $793,205,303 (+87.0%) between the annual amendments of 2025-04-21 and 2026-04-27; the peer median change was +8.0% (672 comparable advisers, 93.0th percentile of changes)
    filing Apr 27, 2026peers: asset managers, $500M to $1B (672)93% percentile3.3 robust deviationsconfidence 0.85
  • GLOBAL ASSETS ADVISORY, LLCindependent RIARAUM $552Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 1,365.0 to 2,572.0 (+88.0%) between the annual amendments of 2025-03-26 and 2026-04-27; the peer median change was +5.0% (1216 comparable advisers, 99.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (1,216)99% percentile11.3 robust deviationsconfidence 0.85
  • LEGACY WEALTH MANAGEMENT, LLCindependent RIARAUM $629Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 2,073.0 to 3,269.0 (+58.0%) between the annual amendments of 2025-04-07 and 2026-04-27; the peer median change was +5.0% (1216 comparable advisers, 97.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $500M to $1B (1,216)97% percentile7.2 robust deviationsconfidence 0.85
  • ARS INVESTMENT PARTNERS, LLCindependent RIARAUM $2.7BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $1,778,346,372 to $2,705,726,063 (+52.0%) between the annual amendments of 2025-04-29 and 2026-04-27; the peer median change was +17.0% (1297 comparable advisers, 93.0th percentile of changes)
    filing Apr 27, 2026peers: independent wealth managers, $1B to $5B (1,297)93% percentile3.6 robust deviationsconfidence 0.85
  • VESTAR CAPITAL PARTNERS, LLCasset managerRAUM $2.6Bemployee count dropChange between filings
    employees (Item 5.A) moved from 43.0 to 29.0 (-33.0%) between the annual amendments of 2025-04-30 and 2026-04-25; the peer median change was 0.0% (1109 comparable advisers, 2.0th percentile of changes)
    filing Apr 25, 2026peers: asset managers, $1B to $5B (1,109)2.0% percentile2.9 robust deviationsconfidence 0.85
  • FINANCIAL MANAGEMENT, INC.mixed wealthRAUM $224Mhigh institutional concentrationStatic outlier
    institutional share of RAUM of 53% against a peer median of 0% (5678 comparable advisers, 99.0th percentile, 17.7 robust deviations)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)99% percentile17.7 robust deviationsconfidence 0.8
  • FINANCIAL MANAGEMENT, INC.mixed wealthRAUM $224Mclient mix shiftChange between filings
    private-client share of RAUM moved from 81.0% to 43.0% between the annual amendments of 2025-03-20 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • BREAKTHRU ADVISORY SERVICES, LLCindependent RIARAUM $126MHNW share shiftChange between filings
    HNW share of RAUM moved from 63.0% to 99.0% between the annual amendments of 2025-01-29 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • NICHOLAS WEALTH MANAGEMENTmixed wealthRAUM $740Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 619.0 to 2,250.0 (+263.0%) between the annual amendments of 2025-04-16 and 2026-04-24; the peer median change was +6.0% (1256 comparable advisers, 99.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,256)99% percentile31.7 robust deviationsconfidence 0.85
  • CAIM LLCmixed wealthRAUM $318Maccount count surgeChange between filings
    accounts (Item 5.F.2.f) moved from 202.0 to 754.0 (+273.0%) between the annual amendments of 2025-03-27 and 2026-04-24; the peer median change was +5.0% (3685 comparable advisers, 100.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (3,685)100% percentile30.3 robust deviationsconfidence 0.85
  • CORE PLANNINGindependent RIARAUM $525Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 359.0 to 867.0 (+142.0%) between the annual amendments of 2025-04-10 and 2026-04-24; the peer median change was +5.0% (1216 comparable advisers, 99.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,216)99% percentile18.5 robust deviationsconfidence 0.85
  • CROSS BORDER WEALTH, LLCindependent RIARAUM $222Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)0.0% percentile33.7 robust deviationsconfidence 0.8
  • INFLECTION CAPITAL MANAGEMENT, LLCindependent RIARAUM $366Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 100.0% to 47.0% between the annual amendments of 2025-03-07 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • CORE PLANNINGindependent RIARAUM $525Memployee count surgeChange between filings
    employees (Item 5.A) moved from 32.0 to 65.0 (+103.0%) between the annual amendments of 2025-04-10 and 2026-04-24; the peer median change was 0.0% (596 comparable advisers, 99.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (596)99% percentile9.0 robust deviationsconfidence 0.85
  • REVIEW SERVICES INCindependent RIARAUM $227Mlow discretionary shareStatic outlier
    discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)0.0% percentile33.7 robust deviationsconfidence 0.8
  • FIDUCIARY ADVISOR ADVOCATESmixed wealthRAUM $106Mhigh institutional concentrationStatic outlier
    institutional share of RAUM of 63% against a peer median of 0% (5678 comparable advisers, 99.0th percentile, 21.1 robust deviations)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)99% percentile21.1 robust deviationsconfidence 0.8
  • HORNOR, TOWNSEND & KENT, LLCindependent RIARAUM $9.0BHNW share shiftChange between filings
    HNW share of RAUM moved from 51.0% to 11.0% between the annual amendments of 2025-03-28 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.85
  • FINANCIAL MANAGEMENT, INC.mixed wealthRAUM $224Minstitutional asset share shiftChange between filings
    institutional share of RAUM moved from 19.0% to 57.0% between the annual amendments of 2025-03-20 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • USCA ASSET MANAGEMENT LLCasset managerRAUM $132Mmany private funds relative to firm sizeStatic outlier
    private funds per $1B of RAUM of 181.6 against a peer median of 20.7 (710 comparable advisers, 99.0th percentile, 12.3 robust deviations)
    filing Apr 24, 2026peers: asset managers, $100M to $500M (710)99% percentile12.3 robust deviationsconfidence 0.8
  • OCEANIQ CAPITAL, LLCindependent RIARAUM $334Mclient count surgeChange between filings
    individual and HNW clients (Item 5.D) moved from 135.0 to 448.0 (+232.0%) between the annual amendments of 2025-03-21 and 2026-04-24; the peer median change was +3.0% (3309 comparable advisers, 100.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (3,309)100% percentile26.9 robust deviationsconfidence 0.85
  • BIMINI ADVISORS, LLCasset managerRAUM $12BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $5,721,627,000 to $11,675,993,000 (+104.0%) between the annual amendments of 2025-03-21 and 2026-04-24; the peer median change was +13.0% (631 comparable advisers, 96.0th percentile of changes)
    filing Apr 24, 2026peers: asset managers, $5B to $20B (631)96% percentile4.3 robust deviationsconfidence 0.85
  • CORE PLANNINGindependent RIARAUM $525MRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $121,451,500 to $525,029,564 (+332.0%) between the annual amendments of 2025-04-10 and 2026-04-24; the peer median change was +16.0% (1385 comparable advisers, 100.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,385)100% percentile33.9 robust deviationsconfidence 0.85
  • CAPITAL A WEALTH MANAGEMENTindependent RIARAUM $613MHNW share shiftChange between filings
    HNW share of RAUM moved from 31.0% to 49.0% between the annual amendments of 2025-02-24 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • RPG FAMILY WEALTH ADVISORY, LLCindependent RIARAUM $701MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $492,260,301 to $700,744,314 (+42.0%) between the annual amendments of 2025-01-27 and 2026-04-24; the peer median change was +16.0% (1385 comparable advisers, 91.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,385)91% percentile2.8 robust deviationsconfidence 0.85
  • BREAKTHRU ADVISORY SERVICES, LLCindependent RIARAUM $126MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $209,880,244 to $125,740,000 (-40.0%) between the annual amendments of 2025-01-29 and 2026-04-24; the peer median change was +15.0% (4548 comparable advisers, 1.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (4,548)0.9% percentile5.4 robust deviationsconfidence 0.85
  • SNIDER FINANCIAL GROUPindependent RIARAUM $550MHNW share shiftChange between filings
    HNW share of RAUM moved from 57.0% to 77.0% between the annual amendments of 2025-03-20 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,482)confidence 0.85
  • ALEXANDER CAPITAL WEALTH MANAGEMENT LLCindependent RIARAUM $238Mdiscretionary share shiftChange between filings
    discretionary share of RAUM moved from 100.0% to 85.0% between the annual amendments of 2025-03-11 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (5,678)confidence 0.85
  • SFW CAPITAL PARTNERS LPasset managerRAUM $477Memployee count dropChange between filings
    employees (Item 5.A) moved from 10.0 to 6.0 (-40.0%) between the annual amendments of 2025-04-21 and 2026-04-24; the peer median change was 0.0% (392 comparable advisers, 5.0th percentile of changes)
    filing Apr 24, 2026peers: asset managers, $100M to $500M (392)4.6% percentile3.2 robust deviationsconfidence 0.85
  • RAINIER FAMILY WEALTH, INC.independent RIARAUM $331MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $237,668,000 to $331,473,591 (+39.0%) between the annual amendments of 2025-04-02 and 2026-04-24; the peer median change was +15.0% (4548 comparable advisers, 92.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (4,548)92% percentile2.4 robust deviationsconfidence 0.85
  • ANKERSTAR WEALTH, LLCindependent RIARAUM $146MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $107,568,720 to $148,495,019 (+38.0%) between the annual amendments of 2025-02-03 and 2026-04-24; the peer median change was +15.0% (4548 comparable advisers, 92.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (4,548)92% percentile2.2 robust deviationsconfidence 0.85
  • PARK SQUARE FINANCIAL GROUP LLCindependent RIARAUM $219Madvisor count dropChange between filings
    advisory representatives (Item 5.B.3) moved from 6.0 to 4.0 (-33.0%) between the annual amendments of 2025-03-19 and 2026-04-24; the peer median change was 0.0% (965 comparable advisers, 4.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (965)4.1% percentile2.0 robust deviationsconfidence 0.85
  • TARGET ROCK WEALTH MANAGEMENT, LLCindependent RIARAUM $94.0MHNW share shiftChange between filings
    HNW share of RAUM moved from 65.0% to 80.0% between the annual amendments of 2025-02-27 and 2026-04-24
    filing Apr 24, 2026peers: independent wealth managers, under $100M (707)confidence 0.85
  • CAPITAL A WEALTH MANAGEMENTindependent RIARAUM $613MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $412,329,590 to $612,896,344 (+49.0%) between the annual amendments of 2025-02-24 and 2026-04-24; the peer median change was +16.0% (1385 comparable advisers, 94.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,385)94% percentile3.5 robust deviationsconfidence 0.85
  • TRUEHAVEN CAPITALindependent RIARAUM $62.3MRAUM down 25 %Change between filings
    RAUM (Item 5.F) moved from $117,200,000 to $62,313,662 (-47.0%) between the annual amendments of 2025-03-27 and 2026-04-24; the peer median change was +8.0% (219 comparable advisers, 7.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, under $100M (219)7.3% percentile3.3 robust deviationsconfidence 0.85
  • TATE PRIVATE WEALTH ADVISERSindependent RIARAUM $293Mclient count collapseChange between filings
    individual and HNW clients (Item 5.D) moved from 224.0 to 128.0 (-43.0%) between the annual amendments of 2025-03-29 and 2026-04-24; the peer median change was +3.0% (3309 comparable advisers, 2.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $100M to $500M (3,309)2.4% percentile5.4 robust deviationsconfidence 0.85
  • CORNERSTONE PLANNING GROUPindependent RIARAUM $952MRAUM up 25 %Change between filings
    RAUM (Item 5.F) moved from $650,035,096 to $951,848,121 (+46.0%) between the annual amendments of 2025-03-04 and 2026-04-24; the peer median change was +16.0% (1385 comparable advisers, 93.0th percentile of changes)
    filing Apr 24, 2026peers: independent wealth managers, $500M to $1B (1,385)93% percentile3.2 robust deviationsconfidence 0.85
  • ATW PARTNERS LLCasset managerRAUM $1.2BRAUM up 50 %Change between filings
    RAUM (Item 5.F) moved from $581,149,319 to $1,150,412,098 (+98.0%) between the annual amendments of 2025-03-31 and 2026-04-24; the peer median change was +11.0% (1368 comparable advisers, 93.0th percentile of changes)
    filing Apr 24, 2026peers: asset managers, $1B to $5B (1,368)93% percentile3.7 robust deviationsconfidence 0.85
Page 20 of 140PreviousNext
8,370 anomalies match.