RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
What stands out against comparable advisers
Each row is a reported value or a change between two filings that a person should look at, with the peer group it was compared against (segment by RAUM band, at least thirty advisers), the peer median, the percentile, and the filing it was read from. Static outliers sit at or beyond the 2nd or 98th percentile and three robust deviations from the peer median; changes clear a base-size threshold and sit in the top or bottom decile of changes among peers, so a market year does not flag every adviser. Data quality rows (values that are likely filing errors) are kept apart and hidden unless asked for. None of this is a conclusion about a firm; it is where to look.
- COPLEY FINANCIAL GROUP, INC.independent RIARAUM $331Munusually high clients per advisorStatic outlierprivate clients per advisor of 269.0 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 6.0 robust deviations)filing Jul 13, 2026peers: independent wealth managers, $100M to $500M (3,076)99% percentile6.0 robust deviationsconfidence 0.8
- TIEDEMANN ADVISORS, LLCindependent RIARAUM $31Bhigh office count relative to headcountStatic outlieroffices per registered advisor of 1.5 against a peer median of 0.1 (52 comparable advisers, 98.0th percentile, 13.6 robust deviations)filing Jul 10, 2026peers: independent wealth managers, $20B and over (52)98% percentile13.6 robust deviationsconfidence 0.7
- TIEDEMANN ADVISORS, LLCindependent RIARAUM $31Bhigh employee count relative to advisorsStatic outlieremployees per registered advisor of 30.3 against a peer median of 2.4 (67 comparable advisers, 98.0th percentile, 21.3 robust deviations)filing Jul 10, 2026peers: independent wealth managers, $20B and over (67)98% percentile21.3 robust deviationsconfidence 0.7
- SUMMIT PEAK INVESTMENTS, LLCasset managerRAUM $1.1Bmany private funds relative to firm sizeStatic outlierprivate funds per $1B of RAUM of 29.4 against a peer median of 4.3 (953 comparable advisers, 98.0th percentile, 8.1 robust deviations)filing Jul 10, 2026peers: asset managers, $1B to $5B (953)98% percentile8.1 robust deviationsconfidence 0.8
- BROOKFIELD ASSET MANAGEMENT PIC BMG, LLCasset managerRAUM $912Mlarge related person networkStatic outlierrelated persons on Schedule D 7.A of 242.0 against a peer median of 5.0 (338 comparable advisers, 100.0th percentile, 79.9 robust deviations)filing Jul 10, 2026peers: asset managers, $500M to $1B (338)100% percentile79.9 robust deviationsconfidence 0.8
- VERNAL POINT ADVISORS, LLCindependent RIARAUM $3.9Bhigh employee count relative to advisorsStatic outlieremployees per registered advisor of 4.2 against a peer median of 1.5 (1101 comparable advisers, 98.0th percentile, 5.5 robust deviations)filing Jul 10, 2026peers: independent wealth managers, $1B to $5B (1,101)98% percentile5.5 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (512 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jul 9, 2026peers: asset managers, $20B and over (512)0.0% percentile33.7 robust deviationsconfidence 0.8
- RAUM per account of $22,211,526 against a peer median of $813,262 (1333 comparable advisers, 98.0th percentile, 14.4 robust deviations)filing Jul 9, 2026peers: independent wealth managers, $1B to $5B (1,333)98% percentile14.4 robust deviationsconfidence 0.8
- SECONDMARKET FINANCIAL, LLCasset managerRAUM $150Mmany private funds relative to firm sizeStatic outlierprivate funds per $1B of RAUM of 166.6 against a peer median of 20.7 (712 comparable advisers, 99.0th percentile, 11.2 robust deviations)filing Jul 9, 2026peers: asset managers, $100M to $500M (712)99% percentile11.2 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jul 9, 2026peers: asset managers, $100M to $500M (1,567)0.0% percentile33.7 robust deviationsconfidence 0.8
- institutional share of RAUM of 31% against a peer median of 0% (1567 comparable advisers, 100.0th percentile, 10.4 robust deviations)filing Jul 9, 2026peers: asset managers, $100M to $500M (1,567)100% percentile10.4 robust deviationsconfidence 0.8
- PROSPERA CAPITAL MANAGEMENT, LLCindependent RIARAUM $344Munusually large average HNW clientStatic outlierHNW RAUM per HNW client of $9,248,559 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.6 robust deviations)filing Jul 9, 2026peers: independent wealth managers, $100M to $500M (4,940)99% percentile4.6 robust deviationsconfidence 0.8
- HNW RAUM per HNW client of $7,583,520 against a peer median of $2,404,040 (4940 comparable advisers, 98.0th percentile, 3.5 robust deviations)filing Jul 9, 2026peers: independent wealth managers, $100M to $500M (4,940)98% percentile3.5 robust deviationsconfidence 0.8
- private clients per advisor of 400.2 against a peer median of 57.3 (3076 comparable advisers, 100.0th percentile, 9.8 robust deviations)filing Jul 8, 2026peers: independent wealth managers, $100M to $500M (3,076)100% percentile9.8 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)filing Jul 8, 2026peers: independent wealth managers, $1B to $5B (1,362)0.0% percentile33.2 robust deviationsconfidence 0.8
- HIGHLAND CAPITAL MANAGEMENT, LLCmixed wealthRAUM $3.9Bhigh institutional concentrationStatic outlierinstitutional share of RAUM of 59% against a peer median of 3% (1362 comparable advisers, 98.0th percentile, 14.0 robust deviations)filing Jul 8, 2026peers: independent wealth managers, $1B to $5B (1,362)98% percentile14.0 robust deviationsconfidence 0.8
- THRASHER & CHAMBERS WEALTH MANAGEMENT, LLCindependent RIARAUM $151Mlow discretionary shareStatic outlierdiscretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jul 7, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- private funds per $1B of RAUM of 21.7 against a peer median of 2.0 (467 comparable advisers, 100.0th percentile, 11.6 robust deviations)filing Jul 7, 2026peers: asset managers, $5B to $20B (467)100% percentile11.6 robust deviationsconfidence 0.8
- KARPUS INVESTMENT MANAGEMENTindependent RIARAUM $4.0Bhigh employee count relative to advisorsStatic outlieremployees per registered advisor of 5.4 against a peer median of 1.5 (1101 comparable advisers, 99.0th percentile, 8.1 robust deviations)filing Jul 7, 2026peers: independent wealth managers, $1B to $5B (1,101)99% percentile8.1 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jul 7, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- ALTOS VENTURES MANAGEMENT, INC.asset managerRAUM $5.4Bmany private funds relative to firm sizeStatic outlierprivate funds per $1B of RAUM of 10.5 against a peer median of 2.0 (467 comparable advisers, 98.0th percentile, 5.0 robust deviations)filing Jul 7, 2026peers: asset managers, $5B to $20B (467)98% percentile5.0 robust deviationsconfidence 0.8
- MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.mixed wealthRAUM $50Bhigh institutional concentrationStatic outlierinstitutional share of RAUM of 68% against a peer median of 7% (84 comparable advisers, 99.0th percentile, 7.9 robust deviations)filing Jul 7, 2026peers: independent wealth managers, $20B and over (84)99% percentile7.9 robust deviationsconfidence 0.7
- TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLCmixed wealthRAUM $314Mhigh institutional concentrationStatic outlierinstitutional share of RAUM of 58% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 19.5 robust deviations)filing Jul 6, 2026peers: independent wealth managers, $100M to $500M (5,676)99% percentile19.5 robust deviationsconfidence 0.8
- MAUNEY-PITT FINANCIAL MANAGEMENT, INC.independent RIARAUM $418Munusually high clients per advisorStatic outlierprivate clients per advisor of 233.3 against a peer median of 57.3 (3076 comparable advisers, 98.0th percentile, 5.0 robust deviations)filing Jul 6, 2026peers: independent wealth managers, $100M to $500M (3,076)98% percentile5.0 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (212 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jul 2, 2026peers: other advisers, $100M to $500M (212)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)filing Jul 2, 2026peers: independent wealth managers, $1B to $5B (1,362)0.0% percentile33.2 robust deviationsconfidence 0.8
- RAUM per account of $9,000,000 against a peer median of $1,020,417 (40 comparable advisers, 100.0th percentile, 5.4 robust deviations)filing Jul 2, 2026peers: asset managers, $100M to $500M (40)100% percentile5.4 robust deviationsconfidence 0.6
- R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.independent RIARAUM $352Munusually high clients per advisorStatic outlierprivate clients per advisor of 820.8 against a peer median of 57.3 (3076 comparable advisers, 100.0th percentile, 21.8 robust deviations)filing Jul 1, 2026peers: independent wealth managers, $100M to $500M (3,076)100% percentile21.8 robust deviationsconfidence 0.8
- AVENDUS WEALTH MANAGEMENT PRIVATE LIMITEDmixed wealthRAUM $2.0Blow discretionary shareStatic outlierdiscretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)filing Jul 1, 2026peers: independent wealth managers, $1B to $5B (1,362)0.0% percentile33.2 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (310 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jul 1, 2026peers: independent wealth managers, under $100M (310)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (108 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jul 1, 2026peers: institutional managers, $100M to $500M (108)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jul 1, 2026peers: asset managers, $1B to $5B (1,506)0.0% percentile33.7 robust deviationsconfidence 0.8
- private funds per $1B of RAUM of 32.1 against a peer median of 4.3 (953 comparable advisers, 99.0th percentile, 8.9 robust deviations)filing Jul 1, 2026peers: asset managers, $1B to $5B (953)99% percentile8.9 robust deviationsconfidence 0.8
- RAUM per registered advisor of $951,258,676 against a peer median of $146,690,280 (1222 comparable advisers, 99.0th percentile, 8.1 robust deviations)filing Jul 1, 2026peers: independent wealth managers, $1B to $5B (1,222)99% percentile8.1 robust deviationsconfidence 0.8
- SIXTH STREET SPECIALTY LENDING ADVISERS, LLCasset managerRAUM $3.4Blarge related person networkStatic outlierrelated persons on Schedule D 7.A of 94.0 against a peer median of 7.0 (850 comparable advisers, 99.0th percentile, 19.6 robust deviations)filing Jul 1, 2026peers: asset managers, $1B to $5B (850)99% percentile19.6 robust deviationsconfidence 0.8
- HNW RAUM per HNW client of $10,388,992 against a peer median of $2,404,040 (4940 comparable advisers, 100.0th percentile, 5.4 robust deviations)filing Jul 1, 2026peers: independent wealth managers, $100M to $500M (4,940)100% percentile5.4 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jun 30, 2026peers: other advisers, $1B to $5B (247)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jun 30, 2026peers: asset managers, $100M to $500M (1,567)0.0% percentile33.7 robust deviationsconfidence 0.8
- ADDICUS ADVISORY, LLCindependent RIARAUM $222Mmany private funds relative to firm sizeStatic outlierprivate funds per $1B of RAUM of 184.9 against a peer median of 19.6 (91 comparable advisers, 100.0th percentile, 12.2 robust deviations)filing Jun 30, 2026peers: independent wealth managers, $100M to $500M (91)100% percentile12.2 robust deviationsconfidence 0.7
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jun 30, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jun 30, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- institutional share of RAUM of 54% against a peer median of 2% (1482 comparable advisers, 98.0th percentile, 17.7 robust deviations)filing Jun 30, 2026peers: independent wealth managers, $500M to $1B (1,482)98% percentile17.7 robust deviationsconfidence 0.8
- ENVESTNET PORTFOLIO SOLUTIONS, INC.independent RIARAUM $17Bunusually high clients per advisorStatic outlierprivate clients per advisor of 20,074.0 against a peer median of 61.3 (231 comparable advisers, 100.0th percentile, 411.4 robust deviations)filing Jun 30, 2026peers: independent wealth managers, $5B to $20B (231)100% percentile411.4 robust deviationsconfidence 0.8
- private clients per advisor of 36,987.1 against a peer median of 82.6 (56 comparable advisers, 98.0th percentile, 436.2 robust deviations)filing Jun 30, 2026peers: independent wealth managers, $20B and over (56)98% percentile436.2 robust deviationsconfidence 0.7
- discretionary share of RAUM of 19% against a peer median of 100% (512 comparable advisers, 2.0th percentile, 27.2 robust deviations)filing Jun 30, 2026peers: asset managers, $20B and over (512)2.0% percentile27.2 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jun 30, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- employees per registered advisor of 12.5 against a peer median of 1.3 (69 comparable advisers, 99.0th percentile, 27.3 robust deviations)filing Jun 30, 2026peers: other advisers, under $100M (69)99% percentile27.3 robust deviationsconfidence 0.7
- RAUM per registered advisor of $5,783,119,869 against a peer median of $234,120,923 (250 comparable advisers, 100.0th percentile, 24.8 robust deviations)filing Jun 30, 2026peers: independent wealth managers, $5B to $20B (250)100% percentile24.8 robust deviationsconfidence 0.8
- related persons on Schedule D 7.A of 39.0 against a peer median of 4.0 (203 comparable advisers, 100.0th percentile, 23.6 robust deviations)filing Jun 30, 2026peers: independent wealth managers, $100M to $500M (203)100% percentile23.6 robust deviationsconfidence 0.8
- IDIRECT PRIVATE CREDIT ADVISORS LLCasset managerRAUM $291Mlarge related person networkStatic outlierrelated persons on Schedule D 7.A of 39.0 against a peer median of 5.0 (488 comparable advisers, 99.0th percentile, 11.5 robust deviations)filing Jun 30, 2026peers: asset managers, $100M to $500M (488)99% percentile11.5 robust deviationsconfidence 0.8
- RAUM per registered advisor of $4,076,013,760 against a peer median of $997,566,930 (33 comparable advisers, 100.0th percentile, 3.4 robust deviations)filing Jun 30, 2026peers: institutional managers, $5B to $20B (33)100% percentile3.4 robust deviationsconfidence 0.6
- RAUM per registered advisor of $67,370,664 against a peer median of $19,476,535 (56 comparable advisers, 100.0th percentile, 5.0 robust deviations)filing Jun 30, 2026peers: affiliated wealth managers, $1B to $5B (56)100% percentile5.0 robust deviationsconfidence 0.7
- discretionary share of RAUM of 0% against a peer median of 88% (53 comparable advisers, 0.0th percentile, 5.1 robust deviations)filing Jun 30, 2026peers: affiliated wealth managers, $5B to $20B (53)0.0% percentile5.1 robust deviationsconfidence 0.7
- institutional share of RAUM of 34% against a peer median of 0% (784 comparable advisers, 100.0th percentile, 11.4 robust deviations)filing Jun 29, 2026peers: asset managers, $500M to $1B (784)100% percentile11.4 robust deviationsconfidence 0.8
- RAUM per account of $31,039,957 against a peer median of $813,262 (1333 comparable advisers, 99.0th percentile, 20.4 robust deviations)filing Jun 29, 2026peers: independent wealth managers, $1B to $5B (1,333)99% percentile20.4 robust deviationsconfidence 0.8
- institutional share of RAUM of 29% against a peer median of 0% (784 comparable advisers, 99.0th percentile, 9.7 robust deviations)filing Jun 29, 2026peers: asset managers, $500M to $1B (784)99% percentile9.7 robust deviationsconfidence 0.8
- discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)filing Jun 29, 2026peers: independent wealth managers, $100M to $500M (5,676)0.0% percentile33.7 robust deviationsconfidence 0.8
- ROSENWALD CAPITAL MANAGEMENT, INC.asset managerRAUM $248Mhigh institutional concentrationStatic outlierinstitutional share of RAUM of 36% against a peer median of 0% (1567 comparable advisers, 100.0th percentile, 12.2 robust deviations)filing Jun 29, 2026peers: asset managers, $100M to $500M (1,567)100% percentile12.2 robust deviationsconfidence 0.8
- institutional share of RAUM of 29% against a peer median of 0% (784 comparable advisers, 99.0th percentile, 9.7 robust deviations)filing Jun 29, 2026peers: asset managers, $500M to $1B (784)99% percentile9.7 robust deviationsconfidence 0.8
- STONEBRIDGE FINANCIAL GROUP, LLCmixed wealthRAUM $2.4Bhigh institutional concentrationStatic outlierinstitutional share of RAUM of 75% against a peer median of 3% (1362 comparable advisers, 99.0th percentile, 18.1 robust deviations)filing Jun 29, 2026peers: independent wealth managers, $1B to $5B (1,362)99% percentile18.1 robust deviationsconfidence 0.8