DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Hamilton Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Index Group, Limited Liability Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Provise Management Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kestra Advisory Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kestra Private Wealth Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ozsan, Gregori And Company Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Emerald Lake Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Roundhill Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Weston Capital Advisor reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ssi Investment Management, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Professional Planning reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Moneywatch Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sloy, Dahl & Holst, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Clarity Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- E*Hedge reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Horizon Asset Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Empactful reported succeeding to the business of Another Adviser (Form ADV Item 4)
- I-Qu & Co. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bentall Kennedy (U.S.) Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cjm Fiscal Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Carolinas Wealth Consulting Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mcdaniel Knutson Financial Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Smam reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Shorevest Capital Partners, Ltd. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- New England Financial Planning Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Peter B. Cannell & Co., Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pharo Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Prudent Man Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rsw Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Secure Planning, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mercer Investment Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bsw Wealth Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tschetter Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Adi Dassler Family Office Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Veriti Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Landaas & Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Main Street Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Main Street Financial Solutions, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pocketnest reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Paamco reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Brookfield Public Securities Group Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Life Line Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ardsley Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Garrett Investment Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sacajawea & Co, Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Greenwood Gearhart Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Springdale Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ppd Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Green Square Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Guidestone Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cm Wealth Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Crossroads Financial Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Benefit Street Partners L.L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Atlanta Financial Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Systematica Investments Services Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Convergence Investment Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wealthstone Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Strategic Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Equitycompass Strategies reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Llr Walnut, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)