DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Hof Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- 272 Capital, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Citrin Cooperman Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Budros, Ruhlin & Roe, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Irradiant Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Singer Wealth Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Financial Soundings reported succeeding to the business of Another Adviser (Form ADV Item 4)
- First Quadrant reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ameritas Advisory Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sun Capital Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Intrua Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wells Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Emerging Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Parnassus Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Berg, Homrich reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ameritas Advisory Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Singer Wealth Advisors Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Highpoint Advisor Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Highpoint Advisor Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ancora Retirement Plan Advisors Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Galliard Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Viridian Ria, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mdk Financial Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Unconventional Investor, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- State Street Global Advisors Ireland Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Community Capital Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Riverglade Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Miami Wealth Management ? reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Marathon-London reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gcp Management Company, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Entoro Wealth Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pabrai Investment Funds reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Penn Capital Management Company, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Natixis Advisors, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Blue Like An Orange Sustainable Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mudita Advisors Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Worth Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Invictus Asset Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ethos Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gerber/Taylor Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gerber/Taylor Management Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Walter Keenan Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rosemount Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cowen Prime Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pursuit Wealth Managment Lllp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Brokers Financial reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Pinnacle Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Noble Family Wealth reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Attentive Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Arctis Global Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Century Securities Associates Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Steward Partners Investment Solutions, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Steben & Company, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hfr Investment Advisory Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vsm Wealth Advisory, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Investment Consultants Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Armis Advisers reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cutler Investment Counsel, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Griffin Gaming Partners Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Apax Partners L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)