DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wells Fargo Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Susan Elizabeth Mclain | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2026 | Sep 11, 2026 |
| John Michael Hatton | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 3, 2026 | Sep 1, 2026 |
| Shari Helaine Mason | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 2, 2026 | Sep 1, 2026 |
| Peter Roman | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 2, 2026 | Sep 1, 2026 |
| Lance Avery Dunn | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2026 | Aug 21, 2026 |
| Matthew James Holzwarth | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2026 | Aug 21, 2026 |
| Lexis Ashley Dunn | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2026 | Aug 21, 2026 |
| Richard Frank Wilson | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2026 | Aug 21, 2026 |
| Michael Capparelli | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 20, 2026 | Aug 27, 2026 |
| Gabriel George Armancas | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2026 | Aug 14, 2026 |
| James Everett Abernethy | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 14, 2026 | Aug 14, 2026 |
| Andre Smith | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2026 | Aug 19, 2026 |
| Trevor Guenther | Lido independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Aug 12, 2026 | Sep 2, 2026 |
| Michael J Jappell | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 6, 2026 | Aug 5, 2026 |
| Robert Richard Ruhl | Commonwealth Financial Network national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2026 | Aug 3, 2026 |
| Frederick Spagnola | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 30, 2026 | Jul 22, 2026 |
| Jon Charles Vallaro | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 30, 2026 | Jul 22, 2026 |
| Michele Ewertz | Robinhood Asset Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2026 | Aug 5, 2026 |
| Leslie Minter Castillo | Private Advisor Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2026 | Jul 24, 2026 |
| Justin Barry Czerwinski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 24, 2026 | Jul 23, 2026 |
| Michael Louis Darby | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2026 | Jul 6, 2026 |
| Robert Vernon Riley | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2026 | Jul 7, 2026 |
| Christen Riley Mitchell | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2026 | Jul 7, 2026 |
| Jacob Daniel Wilson | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2026 | Jul 6, 2026 |
| Robert Philip Riley | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2026 | Jul 7, 2026 |
| Paul Benjamin Phillips | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2026 | Jul 16, 2026 |
| Sarah Kyle | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 15, 2026 | Aug 11, 2026 |
| Andrew Kausteklis | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 14, 2026 | Jul 24, 2026 |
| Todd Kohlhepp | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2026 | Aug 3, 2026 |
| Lawrence Solomayer | Avantax Planning Partners, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jul 7, 2026 |
| Jennifer Lynne Tarantino | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jun 23, 2026 |
| John Anthony Tarantino | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jun 23, 2026 |
| Jeffery Lynn Dishman | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2026 | Jun 15, 2026 |
| Dalton Homan | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 8, 2026 | Jul 7, 2026 |
| Mark James Elliott | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 1, 2026 |
| John Alexander Kent | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 1, 2026 |
| Scott Robert Friedman | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 1, 2026 |
| Darren Andrew Dawson | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 1, 2026 |
| Matthew James Boley | MML Investors Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 1, 2026 |
| John Henry Kent | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jul 1, 2026 |
| Kimberly Ann Benko | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2026 | Jul 2, 2026 |
| Nicole Marie Rivera | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2026 | Jun 16, 2026 |
| Jose Henry Mercy | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2026 | Jul 1, 2026 |
| Phillip Nathaniel Loring | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2026 | Jun 16, 2026 |
| Anthony Adam Cisneros | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2026 | Jun 16, 2026 |
| Saana Liikonen | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2026 | Jun 16, 2026 |
| Eli Todd Rebich | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 8, 2026 |
| Lori Ann Helland | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 22, 2026 |
| Gregory Charles Keil | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 8, 2026 |
| Brian Gregory Long | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 8, 2026 |
| Heidi Lee Farrell | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 16, 2026 |
| Allison Paige Rebich | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 8, 2026 |
| Connor Brandeen | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 26, 2026 |
| Zane Lawrence Wright | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 8, 2026 |
| Rachel Lynne Okorn | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2026 | Jun 22, 2026 |
| Troy Robert Huber | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jun 16, 2026 | Jun 15, 2026 |
| Robert Bosch | Mcdermott Investment Advisors, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 15, 2026 | Jul 10, 2026 |
| Mary Lynn Van Moppes | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2026 | Jun 12, 2026 |
| Evan Michael Dillman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jun 12, 2026 | Jun 9, 2026 |
| Margaret Helene Youch | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2026 | May 29, 2026 |
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2,038 moves match.