DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sax Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Allen ParsonsParsons Financial Group, LLC unclassifiedSax Wealth Advisors, LLC independent RIAOtherJul 10, 2026Apr 10, 2026
Nicholas Simon DubacLPL Enterprise, LLC BD affiliatedSax Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2026Jun 30, 2026
Constance Joy HerrstromPremier Financial Planning, Inc. otherSax Wealth Advisors, LLC independent RIAOtherJul 7, 2026Mar 3, 2026
Lauren Phyllis PrincePrince Financial Advisory LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIAJun 22, 2026Apr 1, 2026
Irfan BhabhrawalaArbor Financial independent RIASax Wealth Advisors, LLC independent RIARIA to RIAJun 9, 2026Feb 2, 2026
Marnie Beecher HardsAznar Financial Advisors, LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIAJun 3, 2026Mar 31, 2026
Miriam Mckenna WhiteleyLifecraft Financial Planning, LLC unclassifiedSax Wealth Advisors, LLC independent RIAOtherMay 13, 2026Mar 31, 2026
Gavin O CharltonRegency Wealth Management independent RIASax Wealth Advisors, LLC independent RIARIA to RIAApr 30, 2026Aug 11, 2026 (103 d)
Jenna Lena PasseriniEquitable Advisors, LLC national BDSax Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2026Apr 14, 2026
Christopher Patrick ClancyGlobal Wealth Strategies And Associates, LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIAFeb 17, 2026Jan 28, 2026
Dale Frederick CorsCors Financial Planning unclassifiedSax Wealth Advisors, LLC independent RIAOtherFeb 8, 2026Oct 21, 2025
Frank Armand SistiCitizens Securities, Inc. BD affiliatedSax Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2026Apr 16, 2026 (69 d)
Paul Nicholas WinterFive Seasons Financial Planning LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIAJan 5, 2026Nov 6, 2025
Joseph L CorbettEquis Group LLC otherSax Wealth Advisors, LLC independent RIAOtherDec 31, 2025Jul 21, 2025
Brian David ReamCliftonlarsonallen Wealth Advisors, LLC BD affiliatedSax Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2025Mar 11, 2026 (124 d)
Jill C. HennesseyDrumlin Financial Advisory unclassifiedSax Wealth Advisors, LLC independent RIAOtherJul 2, 2025Apr 28, 2025
John Edward TevnanRevolve Wealth Partners, LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIAApr 16, 2025Apr 27, 2025
Luke ZulaufJ.P. Morgan Securities LLC wirehouseSax Wealth Advisors, LLC independent RIAWirehouse to independent RIAMar 31, 2025Apr 29, 2025
Valerie Louise PeckPeck Financial Advisors unclassifiedSax Wealth Advisors, LLC independent RIAOtherMar 27, 2025Feb 7, 2025
Kenneth Frank RobinsonPractical Financial Planning, Inc. unclassifiedSax Wealth Advisors, LLC independent RIAOtherFeb 14, 2025Feb 6, 2025
Wayne Albert PampaloniAcorn Financial Advisory Services, Inc. independent RIASax Wealth Advisors, LLC independent RIARIA to RIAJan 31, 2025Feb 27, 2025
Richard Bryan MeyersUBS Financial Services Inc. wirehouseSax Wealth Advisors, LLC independent RIAWirehouse to independent RIAAug 22, 2024Aug 14, 2024
Jennifer E LeongBakeravenue independent RIASax Wealth Advisors, LLC independent RIARIA to RIAApr 8, 2024Mar 26, 2024
William Patrick ConnorBakeravenue independent RIASax Wealth Advisors, LLC independent RIARIA to RIAMar 29, 2024Apr 4, 2024
Barbara C. NevilsNevils Financial, LLC unclassifiedSax Wealth Advisors, LLC independent RIAOtherJan 5, 2024Feb 1, 2024
Rachael Leah DecostaSandbox Financial Partners, LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIASep 27, 2023Oct 5, 2023
Adam Todd GoldbergBeacon Trust independent RIASax Wealth Advisors, LLC independent RIARIA to RIASep 13, 2023Sep 13, 2023
Jonathan ShenPrivate Portfolio Partners, LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIAApr 14, 2023May 9, 2023
Jamie Michael LimaOrigin Investment Advisory LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIAMay 4, 2022Apr 10, 2025 (1072 d)
Brian Patrick HeathGarden State Investment Advisory Services, LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIASep 1, 2020May 19, 2023 (990 d)
Matthew BernocchiWaterstone Wealth Advisors, LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIAJun 26, 2019Sep 18, 2019 (84 d)
Paul CheranskySilvercrest Asset Management Group LLC independent RIASax Wealth Advisors, LLC independent RIARIA to RIADec 21, 2018Jan 8, 2019
Kirk Edmund LoerwaldFirst Command Advisory Services BD affiliatedSax Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2018Mar 19, 2026 (2808 d)
Gregg Alan MunnThe Gm Group otherSax Wealth Advisors, LLC otherOtherDec 31, 2017Oct 23, 2017
Joseph Anthony PielaSecurian Financial Services, Inc. otherSax Wealth Advisors, LLC otherOtherJan 11, 2016Feb 23, 2016 (43 d)
Marie DecaprioMcd Advisors otherSax Wealth Advisors, LLC otherOtherMar 20, 2015Apr 21, 2015 (32 d)
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36 moves match.