| Kyle Mckenzie | Voya Investment Management Co. LLC asset manager | Leucadia Asset Management LLC asset manager | Other | Jun 10, 2024 | Jun 24, 2024 |
| Nicholas Marc Pagonis | RBC Rochdale, LLC BD affiliated | Leucadia Asset Management LLC asset manager | Other | Apr 10, 2024 | Apr 22, 2024 |
| Robert Michael Ivey | Credit Suisse Securities (USA) LLC asset manager | Leucadia Asset Management LLC asset manager | Other | Sep 21, 2023 | Feb 29, 2024 (161 d) |
| James Peter Barbara | RBC Securities, Inc. independent RIA | Leucadia Asset Management LLC mixed wealth | RIA to RIA | May 23, 2023 | May 10, 2023 |
| Romel Reinaldo Rodriguez | Morgan Stanley wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | May 1, 2023 | May 18, 2023 |
| Gonzalo Javier Segnini | Morgan Stanley wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | May 1, 2023 | May 16, 2023 |
| Yhadira Mercado | Morgan Stanley wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | Apr 19, 2023 | May 1, 2023 |
| Lydia Jacqueline Nunez-Ferrari | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | Mar 23, 2023 | Apr 17, 2023 |
| Luis Fernando Tascon | Cibest Capital Advisory Services LLC other | Leucadia Asset Management LLC mixed wealth | Other | Feb 17, 2023 | Apr 10, 2023 (52 d) |
| Caley Burke | J.P. Morgan Securities LLC wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | Dec 3, 2022 | Dec 2, 2022 |
| Denise Farlekas | J.P. Morgan Securities LLC wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | Dec 3, 2022 | Dec 5, 2022 |
| Alan I Wolberg | RBC Securities, Inc. independent RIA | Leucadia Asset Management LLC mixed wealth | RIA to RIA | Nov 28, 2022 | Nov 30, 2022 |
| Bennett Edward Gross | Sanctuary Advisors, LLC BD affiliated | Leucadia Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Oct 13, 2022 |
| Diana Margarita Mirabal | Pnc Wealth Management BD affiliated | Leucadia Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Feb 17, 2023 (136 d) |
| Andres Ricketts | Pnc Wealth Management BD affiliated | Leucadia Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Feb 17, 2023 (136 d) |
| Kirill Vasilyev | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Leucadia Asset Management LLC asset manager | Other | Aug 8, 2022 | Jul 31, 2024 (723 d) |
| Gustavo Adolfo Colomina | Citigroup Global Markets Inc. BD affiliated | Leucadia Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2022 | Apr 4, 2022 |
| Michael Emilio Silvestri | Morgan Stanley wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | Mar 29, 2022 | Mar 18, 2022 |
| Gregory Kaplan | RBC Rochdale, LLC BD affiliated | Leucadia Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2022 | Sep 9, 2022 (172 d) |
| Javier Jose Torres Noriega | Pnc Managed Account Solutions, Inc. BD affiliated | Leucadia Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2021 | Feb 21, 2023 (501 d) |
| Mathew Jamil Shaggura | Morgan Stanley wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | Jun 23, 2021 | Jul 7, 2021 |
| Sneh Raghu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | May 19, 2021 | Jul 8, 2021 (50 d) |
| Edwin Cruz-Matias | Wells Fargo Advisors wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | May 4, 2021 | May 11, 2021 |
| Arturo Padilla | Hsbc Securities (USA) Inc. BD affiliated | Leucadia Asset Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2021 | May 10, 2021 (60 d) |
| Ana L Avina | Morgan Stanley wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | Mar 8, 2021 | Mar 3, 2021 |
| Inigo Domenech | Morgan Stanley wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | Aug 13, 2020 | Apr 27, 2021 (257 d) |
| Laurie R Goodman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Leucadia Asset Management LLC other | Other | Jan 15, 2020 | Jan 15, 2020 |
| Patrick Joshua Walker | Morgan Stanley wirehouse | Leucadia Asset Management LLC mixed wealth | Wirehouse to independent RIA | Aug 1, 2019 | Apr 21, 2021 (629 d) |
| Ruth Maricela Mejia | Morgan Stanley wirehouse | Leucadia Asset Management LLC asset manager | Other | Aug 28, 2018 | Aug 27, 2018 |
| David Thomas Wood | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Leucadia Asset Management LLC asset manager | Other | Aug 14, 2018 | Aug 10, 2018 |
| Franklyn Johnson Collymore | Morgan Stanley wirehouse | Leucadia Asset Management LLC asset manager | Other | May 2, 2018 | May 1, 2018 |
| Anabella Gomez | Wells Fargo Advisors wirehouse | Leucadia Asset Management LLC other | Other | Jul 24, 2017 | Jul 14, 2017 |
| David A Betances | Wells Fargo Advisors wirehouse | Leucadia Asset Management LLC other | Other | May 9, 2017 | Jun 20, 2017 (42 d) |
| Edward Edmondson Durkin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Leucadia Asset Management LLC other | Other | Mar 28, 2017 | Mar 24, 2017 |
| Gregory K Cho | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Leucadia Asset Management LLC other | Other | Mar 28, 2017 | Mar 24, 2017 |
| Jeremy Wittenberg | UBS Financial Services Inc. wirehouse | Leucadia Asset Management LLC other | Other | Mar 10, 2017 | Mar 9, 2017 |
| Robert Vincent Peyreigne | Morgan Stanley wirehouse | Leucadia Asset Management LLC other | Other | Nov 23, 2016 | Nov 21, 2016 |
| Benjamin Dolan O'Connor | J.P. Morgan Securities LLC wirehouse | Leucadia Asset Management LLC other | Other | Aug 1, 2016 | Aug 22, 2016 |
| Thomas Kenneth Brown | RBC Capital Markets, LLC national BD | Leucadia Asset Management LLC asset manager | Other | Jun 29, 2016 | Aug 17, 2018 (779 d) |
| Patrick J Mcdevitt | Morgan Stanley wirehouse | Leucadia Asset Management LLC other | Other | Jun 15, 2016 | May 25, 2016 |
| Kevin Enrique Concha | Oppenheimer & Co. Inc. other | Leucadia Asset Management LLC other | Other | Jun 1, 2016 | May 20, 2016 |
| John S Traynor | UBS Financial Services Inc. wirehouse | Leucadia Asset Management LLC other | Other | May 2, 2016 | May 2, 2016 |
| Matthew David Kennedy | Oppenheimer & Co. Inc. other | Leucadia Asset Management LLC other | Other | Nov 20, 2015 | Dec 4, 2015 |
| Nicola Ta Walter | J.P. Morgan Securities LLC wirehouse | Leucadia Asset Management LLC other | Other | Nov 5, 2015 | Oct 30, 2015 |
| Jaime Antonio Fals | Morgan Stanley wirehouse | Leucadia Asset Management LLC other | Other | Aug 7, 2015 | Aug 17, 2015 |
| Eli Gelman | Morgan Stanley wirehouse | Leucadia Asset Management LLC other | Other | Aug 7, 2015 | Aug 17, 2015 |
| John A Smit | Morgan Stanley wirehouse | Leucadia Asset Management LLC other | Other | Aug 7, 2015 | Aug 14, 2015 |
| Odette Aguila-Chacon | RBC Capital Markets, LLC national BD | Leucadia Asset Management LLC other | Other | Jun 24, 2015 | Jun 8, 2015 |
| Ileana Delahoz Platt | RBC Capital Markets, LLC national BD | Leucadia Asset Management LLC other | Other | May 28, 2015 | May 4, 2015 |
| Michael J Occhiuto | Credit Suisse Securities (USA) LLC other | Leucadia Asset Management LLC other | Other | Apr 1, 2015 | Mar 16, 2015 |
| Morgan Clarke Mclanahan | Barclays Capital Inc. other | Leucadia Asset Management LLC other | Other | Oct 30, 2014 | Oct 17, 2014 |
| Kristen Noelle Roder | Deutsche Bank Securities Inc. other | Leucadia Asset Management LLC other | Other | Jan 7, 2014 | Jan 7, 2014 |
| Liza Momongan Blundell | Credit Suisse Securities (USA) LLC other | Leucadia Asset Management LLC other | Other | Dec 19, 2013 | Dec 6, 2013 |
| Geoffrey Chausar Schiciano | Credit Suisse Securities (USA) LLC other | Leucadia Asset Management LLC other | Other | Dec 19, 2013 | Dec 6, 2013 |
| Joshua David Rinkov | Credit Suisse Securities (USA) LLC other | Leucadia Asset Management LLC other | Other | Dec 19, 2013 | Dec 6, 2013 |
| Peter Clifton Laidlaw | UBS Financial Services Inc. wirehouse | Leucadia Asset Management LLC other | Other | Oct 8, 2013 | Sep 30, 2013 |
| Michael Richard Ross | Total Alignment Wealth Advisors, LLC state registered | Leucadia Asset Management LLC other | Other | Aug 14, 2013 | Nov 6, 2013 (84 d) |
| Elizabeth Ann Fell | Barclays Capital Inc. other | Leucadia Asset Management LLC other | Other | Dec 20, 2012 | Mar 12, 2013 (82 d) |
| Leandro Milititsky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Leucadia Asset Management LLC other | Other | Jul 3, 2012 | Jul 2, 2012 |
| Kristian Linnet | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Leucadia Asset Management LLC other | Other | Jul 3, 2012 | Jul 5, 2012 |