DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Leucadia Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric SprungLeucadia Asset Management LLC asset managerValley Wealth Managers, Inc. independent RIAOtherJul 7, 2025Aug 26, 2025 (50 d)
Kyle MckenzieLeucadia Asset Management LLC asset managerMorgan Stanley wirehouseOtherJun 18, 2025Jun 23, 2025
Mateo BorjaLeucadia Asset Management LLC mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseJan 31, 2022Jan 31, 2022
Kevin Enrique ConchaLeucadia Asset Management LLC mixed wealthInsigneo Advisory Services, LLC mixed wealthRIA to RIAJan 3, 2022Dec 22, 2021
James Anthony OdorczukLeucadia Asset Management LLC mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankOct 27, 2021Sep 17, 2021
Joseph Michael MazzaLeucadia Asset Management LLC mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankOct 27, 2021Sep 17, 2021
Anabella GomezLeucadia Asset Management LLC mixed wealthMorgan Stanley wirehouseRIA to wirehouseJun 21, 2021Jun 10, 2021
Jeremy WittenbergLeucadia Asset Management LLC mixed wealthKore Private Wealth, LLC independent RIARIA to RIAMar 29, 2021Aug 17, 2021 (141 d)
Clark Robert DurhamLeucadia Asset Management LLC mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankJan 21, 2021Jan 6, 2021
Kristen Noelle RoderLeucadia Asset Management LLC mixed wealthFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 14, 2020Sep 21, 2020
Emily R Rollins GrahamLeucadia Asset Management LLC asset managerMorgan Stanley wirehouseOtherJun 6, 2018Jul 19, 2018 (43 d)
Adam Breckenridge BeardLeucadia Asset Management LLC asset managerJ.P. Morgan Private Wealth Advisors LLC mixed wealthOtherMay 18, 2018May 21, 2018
Jeremy David WennerLeucadia Asset Management LLC asset managerJ.P. Morgan Private Wealth Advisors LLC mixed wealthOtherMay 18, 2018May 11, 2018
Benjamin Dolan O'ConnorLeucadia Asset Management LLC otherF L Putnam Investment Management Co. independent RIAOtherNov 9, 2017Apr 26, 2022 (1629 d)
John Manuel CarvalhoLeucadia Asset Management LLC otherMorgan Stanley wirehouseOtherMay 22, 2017May 19, 2017
Samuel White YatesLeucadia Asset Management LLC otherMorgan Stanley wirehouseOtherMay 22, 2017May 19, 2017
John S TraynorLeucadia Asset Management LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 17, 2017Apr 11, 2017 (53 d)
Nicola Ta WalterLeucadia Asset Management LLC otherSkyrank unclassifiedOtherDec 6, 2016Apr 27, 2018 (507 d)
Patrick J McdevittLeucadia Asset Management LLC otherMorgan Stanley wirehouseOtherSep 14, 2016Mar 19, 2018 (551 d)
Michael J OcchiutoLeucadia Asset Management LLC otherRBC Capital Markets, LLC national BDOtherFeb 12, 2016Feb 1, 2016
Peter Clifton LaidlawLeucadia Asset Management LLC otherJ.P. Morgan Securities LLC wirehouseOtherSep 4, 2015Sep 29, 2023 (2947 d)
Andrew Nicholas PastrikosLeucadia Asset Management LLC otherRoscoe Capital Management, LLC state registeredOtherMar 18, 2015Jan 1, 2026 (3942 d)
Dmitri Victor EfimovLeucadia Asset Management LLC otherUcap Americas independent RIAOtherMar 12, 2015May 17, 2019 (1527 d)
Tricia L MccaffreyLeucadia Asset Management LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 12, 2015Mar 12, 2015
Bethany TannerLeucadia Asset Management LLC otherMorgan Stanley wirehouseOtherAug 23, 2013Aug 30, 2013
Stephen ValellyLeucadia Asset Management LLC otherRaymond James & Associates, Inc. national BDOtherMay 16, 2013May 15, 2013
Bruce Spaulding EdwardsLeucadia Asset Management LLC otherParallel Advisors, LLC otherOtherMar 26, 2013Mar 22, 2013
Bryon Carl StanislawLeucadia Asset Management LLC otherCuri Capital, LLC independent RIAOtherMar 7, 2013Sep 25, 2025 (4585 d)
Chris SchifferLeucadia Asset Management LLC otherAepg Wealth Strategies otherOtherAug 16, 2011Mar 6, 2013 (568 d)
Thomas Wesley CaywoodLeucadia Asset Management LLC otherWestwood Wealth Management independent RIAOtherMar 31, 2011Mar 31, 2021 (3653 d)
Jin Kyun ParkLeucadia Asset Management LLC otherWells Fargo Advisors wirehouseOtherMar 31, 2011Apr 1, 2011
John Lawrence SullivanLeucadia Asset Management LLC otherUBS Financial Services Inc. wirehouseOtherMar 29, 2011Mar 28, 2011
Andrew London RyanLeucadia Asset Management LLC otherRaymond James & Associates, Inc. national BDOtherDec 1, 2010Feb 8, 2017 (2261 d)
Craig John NolanLeucadia Asset Management LLC otherRaymond James & Associates, Inc. national BDOtherNov 23, 2010Jun 14, 2021 (3856 d)
Randall Wade HammondLeucadia Asset Management LLC otherJ.P. Morgan Securities LLC wirehouseOtherMar 26, 2010May 13, 2010 (48 d)
Alexander Hutchinson KadishLeucadia Asset Management LLC otherJ.P. Morgan Securities LLC wirehouseOtherFeb 3, 2010Jan 7, 2010
Karen Bena ArmstrongLeucadia Asset Management LLC otherJ.P. Morgan Securities LLC wirehouseOtherJan 11, 2010Jan 7, 2010
David L CaillierLeucadia Asset Management LLC otherCredit Suisse Securities (USA) LLC otherOtherOct 12, 2009Oct 15, 2009
Scott Farrell VenderLeucadia Asset Management LLC otherMorgan Stanley & Co. LLC unclassifiedOtherFeb 27, 2009Feb 20, 2009
Roger Martin VeomeLeucadia Asset Management LLC otherMorgan Stanley & Co. LLC unclassifiedOtherFeb 27, 2009Feb 20, 2009
William Frederick ThomsLeucadia Asset Management LLC otherUBS Financial Services Inc. wirehouseOtherDec 1, 2008Feb 13, 2009 (74 d)
Ygal CohenLeucadia Asset Management LLC otherAsg Capital state registeredOtherJul 29, 2008Jan 1, 2026 (6365 d)
Steven Vincent MattusLeucadia Asset Management LLC otherCredit Suisse Securities (USA) LLC otherOtherJun 25, 2008Jun 25, 2008
Michael Edward MullinLeucadia Asset Management LLC otherBoston Research And Management, Inc. otherOtherApr 10, 2008Dec 19, 2008 (253 d)
David Edison CundeyLeucadia Asset Management LLC otherCredit Suisse Securities (USA) LLC otherOtherJan 4, 2008Dec 11, 2007
John Thomas SuttonLeucadia Asset Management LLC otherCredit Suisse Securities (USA) LLC otherOtherDec 31, 2005May 9, 2007 (494 d)
Richard Allan ComeauLeucadia Asset Management LLC otherBarclays Capital Inc. otherOtherJul 28, 2005Oct 27, 2009 (1552 d)
Collin Larry RiglerLeucadia Asset Management LLC otherRBC Capital Markets, LLC national BDOtherAug 20, 2004Aug 12, 2004
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48 moves match.