DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Money Concepts Advisory Service
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dillon A Forcier | Edward Jones national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 21, 2026 |
| Anne Maleva Chamberlain | Park Avenue Securities LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 3, 2026 |
| Tenesha Marie Hartgrove | Lincoln Douglas Investments, LLC independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2026 | Aug 6, 2026 |
| Jordan Bradford | The Tranel Group, LLC no RAUM | Money Concepts Advisory Service BD affiliated | Other | Jul 8, 2026 | Mar 18, 2025 |
| Scott Samford | LPL Enterprise, LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 25, 2026 |
| Killian Michael Dowd | Rise North Capital Investment Advisors independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2026 | Jun 18, 2026 |
| Kyle Mortimer | Rise North Capital Investment Advisors independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2026 | May 13, 2026 |
| Rebecca Gail Murdoch | Trutoro independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2026 | Jan 6, 2026 |
| Gary Thomas Seibel | Trutoro independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2026 | Jan 1, 2026 |
| David Vincent Derosa | Trutoro independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2026 | Dec 23, 2025 |
| Alfonso Cobb | J.P. Morgan Securities LLC wirehouse | Money Concepts Advisory Service BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 6, 2026 | May 13, 2026 (37 d) |
| Margaret Marco | Wells Fargo Advisors wirehouse | Money Concepts Advisory Service BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2026 | Jul 10, 2026 (115 d) |
| Philip Harrison Price | Rivercities Asset Management, LLC state registered | Money Concepts Advisory Service BD affiliated | Other | Mar 10, 2026 | Dec 10, 2025 |
| Damien Anthony Autissier | Foundations Investment Advisors LLC independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2026 | May 12, 2026 (69 d) |
| Jamie Hodges Taber | Osaic Wealth, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 9, 2026 |
| Mitchum Wilhite Tapson | Trutoro independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2026 | Jan 7, 2026 |
| Daniel Lucas Dickerson | Trutoro independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2025 | Dec 15, 2025 |
| Ronald Herbert Bruton | Trutoro independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2025 | Dec 19, 2025 |
| Ronald Gordon Kring | Fit Strategic Advisors LLC unclassified | Money Concepts Advisory Service BD affiliated | Other | Dec 16, 2025 | Oct 23, 2025 |
| Terry Lucas Minton | Trutoro independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2025 | Dec 5, 2025 |
| Jim Donald Leonard | Trutoro independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2025 | Dec 10, 2025 |
| Carter Edward Honeycutt | Osaic Wealth, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 29, 2025 |
| Onajh Porter | Morgan Stanley wirehouse | Money Concepts Advisory Service BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2025 | Oct 28, 2025 |
| Vincent Brent Davis | Osaic Wealth, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | May 29, 2025 |
| Kamron Nahavandi | MML Investors Services, LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Apr 14, 2025 |
| Justin M Patellaro | Sequoia Financial Group, L.L.C. independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2025 | Feb 18, 2025 |
| Richard Alan Maples | Vann Equity Management LLC mixed wealth | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2025 | Mar 17, 2025 |
| Timothy Wayne Taylor | LPL Enterprise, LLC no RAUM | Money Concepts Advisory Service BD affiliated | Other | Mar 4, 2025 | Feb 25, 2025 |
| Terry S. Sawchuk | J. W. Cole Advisors, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 26, 2025 |
| Tiffany Marie Taylor | J. W. Cole Advisors, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 26, 2025 |
| Dennis Thomas Pozios | J. W. Cole Advisors, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 26, 2025 |
| Ramon Vasquez Aguirre | Maia Wealth independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2025 | Jan 15, 2025 |
| Ju Hwan Oh | Unity Wealth Partners independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2024 | Mar 13, 2025 (87 d) |
| Michael Edward Jones | Pruco Securities, LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 6, 2024 |
| Jordan T Parkin | Edward Jones national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Oct 28, 2024 |
| Jon Marvin Fletcher | Eagle Strategies LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Aug 27, 2024 |
| Benjamin Mac Burgeson | Grove Point Advisors, LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 2, 2024 |
| Milford Carter | Northwestern Mutual Investment Services,LLC no RAUM | Money Concepts Advisory Service BD affiliated | Other | Aug 1, 2024 | Jul 8, 2024 |
| Gregory Henry Marchand | Kestra Advisory Services, LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jun 12, 2024 |
| David Bruce Mcmillen | Crown Capital Securities, L.P. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | May 10, 2024 |
| Allen D Wandle | Osaic Fa, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Jul 11, 2024 (79 d) |
| Nathan Edward Niewinski | Mcadam LLC independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Jan 23, 2024 | Feb 27, 2024 (35 d) |
| Richard Brian Dorfman | Kovack Advisors, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jun 26, 2024 (167 d) |
| Timothy Russell Alford | Reset Investment Management unclassified | Money Concepts Advisory Service BD affiliated | Other | Jan 9, 2024 | Feb 13, 2025 (401 d) |
| Michelle R Luce | LPL Financial LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Nov 30, 2023 |
| John Danh Nguyen | Fit Strategic Advisors LLC unclassified | Money Concepts Advisory Service BD affiliated | Other | Nov 20, 2023 | Jan 23, 2024 (64 d) |
| Stephen Laurence Shloss | Crown Capital Securities, L.P. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 8, 2023 |
| Joel Sheldon | Crown Capital Securities, L.P. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 8, 2023 |
| Eddie Vigil | Thrivent Investment Management Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Mar 22, 2024 (193 d) |
| Debra Fain Grauel | Cetera Investment Advisers LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 28, 2023 |
| Timothy Hamilton Brown | Mutual Of Omaha Investor Services, Inc. independent RIA | Money Concepts Advisory Service BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2023 | Feb 27, 2023 |
| Richard Lee Wunderlich | Northstar Fiduciary Partners, LLC institutional | Money Concepts Advisory Service BD affiliated | Other | Mar 3, 2023 | Mar 2, 2023 |
| Benjamin Franklin Hoeft | Ameriprise Financial Services, LLC national BD | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2023 | Jan 31, 2023 |
| Kelly Christina Vessels | UBS Financial Services Inc. wirehouse | Money Concepts Advisory Service BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 3, 2023 | Jan 6, 2023 |
| Donald Allen Lozier | Ebner Financial Group unclassified | Money Concepts Advisory Service BD affiliated | Other | Oct 5, 2022 | Oct 26, 2022 |
| Douglas Christopher Brown | Northern Trust Investments, Incorporated asset manager | Money Concepts Advisory Service BD affiliated | Other | Jul 21, 2022 | Jul 25, 2022 |
| Joe Carroll Doggett | Jcd Investments, LLC unclassified | Money Concepts Advisory Service BD affiliated | Other | Jul 20, 2022 | Aug 4, 2022 |
| Tally Drew Lykins | Jcd Investments, LLC unclassified | Money Concepts Advisory Service BD affiliated | Other | Jul 20, 2022 | Apr 26, 2023 (280 d) |
| Douglas Marshall Ebner | Ebner Financial Group unclassified | Money Concepts Advisory Service BD affiliated | Other | Jun 29, 2022 | Jun 30, 2022 |
| Henry Harris | Avantax Advisory Services BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jun 6, 2022 |
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295 moves match.