DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Navy Federal Investment Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bei Wan | LPL Enterprise, LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 11, 2026 |
| Abigail Marie Mcdaris Woods | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Aug 10, 2026 |
| Denise Anne Kamel | Commonwealth Financial Network national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Sep 11, 2026 |
| Juan Manuel Herrera | J.P. Morgan Securities LLC wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 2, 2026 | Aug 11, 2026 |
| Evan Taejin Chung | LPL Financial LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2026 | May 19, 2026 |
| Alyssa Schuster | Stifel, Nicolaus & Company, Incorporated national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 4, 2026 |
| Natan Mckenzie | Centaurus Financial, Inc. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | Apr 21, 2026 |
| Irena V Davydova Forquer | Edward Jones national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Jun 5, 2026 (39 d) |
| Gregory Edward Rivas | Charles Schwab & Co., Inc. national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 16, 2026 |
| Allen E. Osterloh | J.P. Morgan Securities LLC wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2026 | Apr 2, 2026 |
| Steven Robert Ludwig | Wells Fargo Advisors wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 24, 2026 | Apr 1, 2026 (36 d) |
| Enthony Roger Silva | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2026 | Apr 6, 2026 (53 d) |
| Sara Marie Goldman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 3, 2026 | Aug 10, 2026 (188 d) |
| Linda Nana Mmera | W&S Brokerage Services, Inc. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 15, 2026 |
| Jon Fredrick Murdock | Edward Jones national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Jan 9, 2026 |
| Frank Gutierrez | Wells Fargo Advisors wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 25, 2025 | Jan 9, 2026 (45 d) |
| Michael Takazono | Eagle Strategies LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 12, 2025 |
| Adam Mastin | Pmv Capital Advisers, LLC mixed wealth | Navy Federal Investment Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2025 | Nov 24, 2025 |
| Christopher L Albonetti | Guaranty Private Wealth state registered | Navy Federal Investment Services, LLC BD affiliated | Other | Oct 30, 2025 | Oct 24, 2025 |
| Carlos Frederico Coutinho Maia | Allstate Financial Advisors, LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2025 | Oct 22, 2025 |
| Jaylon Tyrae Payne Mcclinton | Truist Advisory Services, Inc. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Oct 22, 2025 |
| Teresa E King | Fourstar Wealth Advisors, LLC independent RIA | Navy Federal Investment Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2025 | Oct 1, 2025 |
| Daniel Testa | Edward Jones national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Nov 6, 2025 (34 d) |
| Elijah Hawkes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2025 | May 21, 2026 (245 d) |
| Spencer H Adkisson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 5, 2025 | Sep 11, 2025 |
| Blake Austin Soto | Stifel, Nicolaus & Company, Incorporated national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2025 | Oct 23, 2025 (63 d) |
| Thomas Andrew Toth | Toth Capital Management unclassified | Navy Federal Investment Services, LLC BD affiliated | Other | Aug 6, 2025 | Jul 21, 2025 |
| Jeffrey B Fleuriot | Truist Advisory Services, Inc. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Sep 11, 2025 (38 d) |
| Henry Anthony Portillo | Strategic Advisers LLC national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 11, 2026 (375 d) |
| Patricia Osuna Flores | Cuso Financial Services, L.P. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Nov 6, 2025 (122 d) |
| Langley H Holley | Wiregrass Asset Management independent RIA | Navy Federal Investment Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2025 | Jul 16, 2025 |
| Jay P Curtis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 24, 2025 | Aug 7, 2025 (44 d) |
| Shreeva Aylor | Northwest Financial Advisors LLC independent RIA | Navy Federal Investment Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2025 | Jun 9, 2025 |
| Travis Ryan Dixon | Madison Avenue Securities, LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Aug 8, 2025 (63 d) |
| Brian Zachary Evans | Wells Fargo Advisors wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2025 | Jun 9, 2025 |
| Edward Ryan Ganzon Bondoc | Wells Fargo Advisors wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2025 | May 20, 2025 |
| James R Jackson | W&S Brokerage Services, Inc. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2025 | Jun 9, 2025 |
| Norberto Mauricio Carmona | Cuso Financial Services, L.P. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | May 20, 2025 |
| Alan N Kennedy | Cetera Investment Advisers LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2025 | Apr 14, 2025 |
| Alicia Genise Fouser | Northwest Financial Advisors LLC independent RIA | Navy Federal Investment Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 20, 2025 | Jun 11, 2025 (83 d) |
| Monaye C Nelson-Morgan | Sorrento Pacific Financial, LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Jun 9, 2025 (90 d) |
| Luke Corliss Hinkle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 21, 2025 | Jun 17, 2026 (481 d) |
| Corey Amanda Truss | Hf Advisory Group, LLC independent RIA | Navy Federal Investment Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2025 | Feb 10, 2025 |
| Brandon Herbert Baum | Equitable Advisors, LLC national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Apr 21, 2025 (61 d) |
| Richard William Horner | Wells Fargo Advisors wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 3, 2025 | Jan 8, 2025 |
| Andre Vincent Somerset Alexander | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2024 | Jan 15, 2025 (43 d) |
| Carlos Delgado-Mejia | Fidelity Personal And Workplace Advisors BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 29, 2024 |
| Xiomara Elizabeth Diaz | Wells Fargo Advisors wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 27, 2024 | Oct 2, 2024 |
| Steven James Vasquez | Wells Fargo Advisors wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 6, 2024 | Sep 6, 2024 |
| Max Lionel Molina | Bankers Life Advisory Services, Inc. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 5, 2024 |
| Leviticus Brown | Equitable Advisors, LLC national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 9, 2024 |
| Bruce V Horng | Pruco Securities, LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2024 | Aug 2, 2024 |
| Jake Hunter Steffen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2024 | May 21, 2024 |
| Robert Gary Wilson | LPL Financial LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | Sep 5, 2024 (134 d) |
| Faress Alakwaa | Morgan Stanley wirehouse | Navy Federal Investment Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 17, 2024 | Oct 4, 2024 (170 d) |
| Alex Brumback | Cetera Investment Advisers LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | May 17, 2024 (67 d) |
| Matthew Joseph Sahagian | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 26, 2024 |
| Patrick Jackson | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 28, 2024 |
| Norbert Joseph Karczewski | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Sep 6, 2024 (219 d) |
| Michael Shane Wooten | Charles Schwab & Co., Inc. national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | May 2, 2024 (112 d) |
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116 moves match.