DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Navy Federal Investment Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Blake Austin Soto | Navy Federal Investment Services, LLC BD affiliated | RBC Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 29, 2026 |
| Daniel Testa | Navy Federal Investment Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 11, 2026 |
| Jaylon Tyrae Payne Mcclinton | Navy Federal Investment Services, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Jul 6, 2026 (52 d) |
| Toni-Ann L Dorsey | Navy Federal Investment Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 1, 2026 |
| Alan N Kennedy | Navy Federal Investment Services, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Jun 11, 2026 (107 d) |
| Spencer Glen Gilland | Navy Federal Investment Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 2, 2026 | Feb 2, 2026 |
| Edward Ryan Ganzon Bondoc | Navy Federal Investment Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Apr 21, 2026 (231 d) |
| Carlos Delgado-Mejia | Navy Federal Investment Services, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | Aug 11, 2025 (84 d) |
| Fulton Bridges | Navy Federal Investment Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Jun 24, 2025 (83 d) |
| Ginny Fletcher | Navy Federal Investment Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2024 | Sep 20, 2024 |
| Brant Judson White | Navy Federal Investment Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2024 | Jul 15, 2024 |
| Cillian Tyrrell | Navy Federal Investment Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2024 | Apr 30, 2024 |
| Matthew D. Lankford | Navy Federal Investment Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2024 | Apr 23, 2024 |
| Justin Thomas Rayman | Navy Federal Investment Services, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Mar 5, 2024 |
| Jennifer Aguirre | Navy Federal Investment Services, LLC BD affiliated | Outlook Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2023 | Oct 11, 2023 |
| Patrick Jackson | Navy Federal Investment Services, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Jan 26, 2024 (284 d) |
| Paul Steve Ochoa | Navy Federal Investment Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2023 | Mar 27, 2023 |
| Thomas V Cherry | Navy Federal Investment Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Jun 14, 2023 (92 d) |
| Robert Calvin Whiteside | Navy Federal Investment Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2022 | Feb 28, 2023 (59 d) |
| Mary Elizabeth Mulcahy | Navy Federal Investment Services, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Aug 11, 2023 (275 d) |
| James Kendrick Feldman | Navy Federal Investment Services, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 16, 2022 | Jun 2, 2022 |
| Kevin Michael Zeller | Navy Federal Investment Services, LLC BD affiliated | Trustage Investment Management institutional | Other | May 9, 2022 | May 2, 2024 (724 d) |
| Linda Kay French | Navy Federal Investment Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2022 | Mar 18, 2022 |
| Brian Thomas Brunick | Navy Federal Investment Services, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Feb 3, 2022 | Jun 25, 2025 (1238 d) |
| Jason L. Herron | Navy Federal Investment Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2022 | Sep 15, 2022 (246 d) |
| Dylan Allred | Navy Federal Investment Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2021 | Oct 19, 2021 (71 d) |
| David Keith Mcknight | Navy Federal Investment Services, LLC BD affiliated | Navy Federal Asset Management, LLC other | Other | Dec 2, 2020 | Sep 8, 2007 |
| Alex Miguel Santillan | Navy Federal Investment Services, LLC BD affiliated | Hancock Whitney Investment Services Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2020 | Oct 2, 2020 |
| Robert Brown | Navy Federal Investment Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2020 | Sep 21, 2020 |
| Waleed Hassan Khan | Navy Federal Investment Services, LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2020 | Aug 24, 2020 (32 d) |
| Robert Louis Petrella | Navy Federal Investment Services, LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2020 | Oct 26, 2021 (575 d) |
| Lia L Cavallo | Navy Federal Investment Services, LLC BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Aug 16, 2021 (511 d) |
| Thomas Jay Stout | Navy Federal Investment Services, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2020 | May 15, 2020 (58 d) |
| Joshua Adam Keyes | Navy Federal Investment Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2019 | Sep 30, 2019 |
| John Everette Street | Navy Federal Investment Services, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2019 | May 3, 2019 |
| Kwame Ronald Smith | Navy Federal Investment Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Apr 11, 2019 |
| Delia Elena Arhiri | Navy Federal Investment Services, LLC BD affiliated | Navy Federal Asset Management, LLC other | Other | Feb 4, 2019 | Sep 8, 2007 |
| Stephanie Marie Goodrich | Navy Federal Investment Services, LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2018 | Apr 13, 2020 (684 d) |
| Lysa Jill Rothenberg | Navy Federal Investment Services, LLC other | Navy Federal Asset Management, LLC other | Other | Dec 5, 2017 | Sep 8, 2007 |
| Michael Morgan Tolliver | Navy Federal Investment Services, LLC other | Mallard Advisors independent RIA | Other | Oct 24, 2017 | Jan 9, 2018 (77 d) |
| Samantha Rotter | Navy Federal Investment Services, LLC other | Edward Jones national BD | Other | Jul 7, 2017 | Feb 13, 2019 (586 d) |
| Mohammed Zubairu | Navy Federal Investment Services, LLC other | Santander Securities other | Other | Mar 27, 2017 | Apr 7, 2017 |
| Elizabeth Joseph | Navy Federal Investment Services, LLC other | Navy Federal Asset Management, LLC other | Other | Oct 19, 2007 | Sep 8, 2007 |
| Todd Andrew Gestrich | Navy Federal Investment Services, LLC other | Navy Federal Asset Management, LLC other | Other | Sep 8, 2007 | Sep 8, 2007 |
| Christopher Connell Altmiller | Navy Federal Investment Services, LLC other | Navy Federal Asset Management, LLC other | Other | Sep 8, 2007 | Sep 8, 2007 |
Page 1 of 1
45 moves match.