DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sofi Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Stauffer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Aug 12, 2026 (70 d) |
| Angelo Michael Aguda | Morgan Stanley wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 | Aug 18, 2026 (99 d) |
| Dominic Pizzuco | Eagle Strategies LLC BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 29, 2026 |
| Kanecia Mcmorris | J.P. Morgan Securities LLC wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2026 | Aug 17, 2026 (145 d) |
| Kendall Meade | Domain Money Advisors, LLC no RAUM | Sofi Wealth LLC BD affiliated | Other | Mar 3, 2026 | Mar 30, 2026 |
| Larry Novofastovsky | Measured Risk Portfolios independent RIA | Sofi Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2026 | Jan 20, 2026 |
| Dat Quach | Morgan Stanley wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 25, 2025 | Dec 22, 2025 |
| John Cain | Empower Advisory Group, LLC BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Dec 11, 2025 |
| Joshua Roberts | Wells Fargo Advisors wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2025 | Nov 18, 2025 |
| Benjamin Beasley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 11, 2025 | Dec 2, 2025 |
| Daniel Renner | Edward Jones national BD | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Nov 12, 2025 |
| Jami Liebl | Acorns independent RIA | Sofi Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 21, 2025 | Nov 17, 2025 |
| Roberto Emanuel Cortes-Garcia | Citigroup Global Markets Inc. BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Dec 3, 2025 (50 d) |
| Katherine Bilodeau | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 13, 2025 | Nov 6, 2025 |
| Carlos Dardon | Spc BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Oct 24, 2025 |
| Mason Bennett Drakos | Strategic Advisers LLC national BD | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Apr 29, 2026 (217 d) |
| Christine Lee | J.P. Morgan Securities LLC wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2025 | Apr 20, 2026 (214 d) |
| Bailey Pope | B.O.S.S. Retirement Advisors, LLC independent RIA | Sofi Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 16, 2025 | Sep 30, 2025 |
| John Bernadin | Citigroup Global Markets Inc. BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Oct 28, 2025 (46 d) |
| Jason Hinesley | Empower Advisory Group, LLC BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Jan 13, 2026 (140 d) |
| Susana Vasquez Franco | Cadaret Grant & Co Inc BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Mar 27, 2026 (238 d) |
| Aidan Neuenswander | LPL Financial LLC BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Jul 28, 2025 |
| Mario Mollanji | Strategic Advisers LLC national BD | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Aug 1, 2025 |
| Roland Miller | Morgan Stanley wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2025 | Sep 29, 2025 (109 d) |
| Palmer Randolph | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2025 | Sep 29, 2025 (172 d) |
| Peter Kendrick | Principal Advised Services BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 8, 2025 |
| Lauren Anastasio | Vanguard Advisers, Inc. BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2025 | Nov 24, 2025 (242 d) |
| Brian Winslow | Morgan Stanley wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 14, 2025 | Mar 19, 2025 |
| Adriana Goiricelaya | Equitable Advisors, LLC national BD | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Apr 2, 2025 |
| Austin Starrett | Vanguard Advisers, Inc. BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Jun 3, 2025 (89 d) |
| Alex Baker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2025 | Mar 3, 2025 |
| Christian Webley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2025 | Mar 7, 2025 (39 d) |
| Christopher Trufant | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Oct 9, 2025 (266 d) |
| Thomas Kurkewicz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 26, 2024 | Jan 24, 2025 |
| Michael Zeller | LPL Financial LLC BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Dec 18, 2025 (365 d) |
| Matthew Eddington | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2024 | Mar 3, 2025 (97 d) |
| Royce Guerrero | Ally Invest Advisors independent RIA | Sofi Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2024 | Oct 23, 2024 |
| Jacquelyn Ruth Kesterson | Orion Portfolio Solutions, LLC BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Dec 4, 2024 (61 d) |
| Brian Woolston | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Oct 15, 2024 |
| Filip Domazet | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 16, 2024 | Aug 22, 2024 |
| Ryan Richardson | Charles Schwab & Co., Inc. national BD | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 29, 2024 |
| Spencer Hopson | Wells Fargo Advisors wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 27, 2024 | Dec 5, 2025 (526 d) |
| Nan Guo | Morgan Stanley wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2024 | Aug 14, 2024 (99 d) |
| Michael Ebel | Equitable Advisors, LLC national BD | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 6, 2024 |
| Ahmed Elsayed | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2024 | May 1, 2024 |
| Micheal Anthony Age | J.P. Morgan Securities LLC wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 16, 2024 | May 22, 2025 (401 d) |
| Benedikt Haid | Cantor Fitzgerald Investment Advisors independent RIA | Sofi Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2024 | May 7, 2024 |
| Thomas Francis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2024 | Apr 8, 2024 |
| John Thomas Ferrier | Morgan Stanley wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2024 | Mar 20, 2024 |
| Oscar Chavarria | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 12, 2024 | Mar 20, 2024 |
| Eugene Morris Jr | Pnc Wealth Management BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Apr 24, 2024 (112 d) |
| Jamar Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 11, 2023 | Mar 20, 2024 (100 d) |
| Kristina Hoglund | Ameriprise Financial Services, LLC national BD | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 15, 2023 |
| Brock Willis | Empower Advisory Group, LLC BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2023 | Aug 27, 2024 (424 d) |
| Dustin Dixon | Morgan Stanley wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 16, 2023 | Jun 5, 2023 |
| Ryan Nolan | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | Nov 5, 2024 (539 d) |
| Dillon Dutkanych | Svb Investment Services Inc. BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2022 | Nov 24, 2025 (1214 d) |
| Tamela Latrease Robinson | Wells Fargo Advisors wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Jul 12, 2022 | Jul 13, 2022 |
| Spencer Larsen | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2022 | Oct 24, 2025 (1221 d) |
| Brandon Drew Petersen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Apr 26, 2022 | Jun 21, 2022 (56 d) |
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114 moves match.