DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sofi Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Candice Lee Gilman | Sofi Wealth LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2026 | Aug 5, 2026 |
| Ahmed Elsayed | Sofi Wealth LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2026 | Jul 6, 2026 |
| Austin Starrett | Sofi Wealth LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2026 | Apr 17, 2026 |
| Ryan Nolan | Sofi Wealth LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2026 | Apr 27, 2026 |
| Spencer Hopson | Sofi Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2026 | Apr 8, 2026 |
| Roberto Emanuel Cortes-Garcia | Sofi Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2026 | Apr 17, 2026 (58 d) |
| Kendall Meade | Sofi Wealth LLC BD affiliated | Domain Money Advisors, LLC no RAUM | Other | Jan 21, 2026 | Jan 14, 2026 |
| Micheal Anthony Age | Sofi Wealth LLC BD affiliated | Keyes, Stange & Wooten Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2025 | Sep 11, 2026 (294 d) |
| Tamela Latrease Robinson | Sofi Wealth LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 25, 2025 |
| John Thomas Ferrier | Sofi Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 3, 2024 | Jan 23, 2025 (51 d) |
| Getzemani Pantoja Clixteco | Sofi Wealth LLC BD affiliated | Zions Capital Advisors, Inc. institutional | Other | Aug 12, 2024 | Sep 16, 2024 (35 d) |
| Thomas Francis | Sofi Wealth LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2024 | Nov 20, 2024 (100 d) |
| Charrissa Christy Wright | Sofi Wealth LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2024 | Mar 20, 2025 (258 d) |
| Zachary Pero | Sofi Wealth LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2024 | Aug 1, 2024 (155 d) |
| Keifer Clay Guizard | Sofi Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 26, 2023 | Aug 28, 2025 (611 d) |
| Dustin Dixon | Sofi Wealth LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 20, 2023 |
| Jennifer Doherty | Sofi Wealth LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 1, 2022 | Nov 9, 2022 |
| Adam Duncan | Sofi Wealth LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Mar 21, 2022 | Jan 24, 2023 (309 d) |
| Lauren Anastasio | Sofi Wealth LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 19, 2021 | Feb 27, 2023 (496 d) |
| Stephen William Sikes | Sofi Wealth LLC independent RIA | Public Advisors LLC independent RIA | RIA to RIA | Nov 2, 2020 | Mar 6, 2026 (1950 d) |
| Kathryn D Song | Sofi Wealth LLC independent RIA | Domain Money Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 21, 2018 | Jan 28, 2024 (1864 d) |
| Blake Edward Watts | Sofi Wealth LLC independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Dec 10, 2018 | Oct 16, 2025 (2502 d) |
| Christina Noelle Kramlich | Sofi Wealth LLC independent RIA | Parkside Advisors LLC independent RIA | RIA to RIA | Jul 12, 2018 | Nov 14, 2018 (125 d) |
| Matthew Allen Taylor | Sofi Wealth LLC other | Cuso Financial Services, L.P. other | Other | Aug 30, 2017 | Sep 11, 2017 |
| Joseph Williams | Sofi Wealth LLC other | Charles Schwab & Co., Inc. national BD | Other | Aug 30, 2017 | Sep 6, 2021 (1468 d) |
| Elliott Robert Grisham | Sofi Wealth LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Mar 16, 2017 | Apr 17, 2017 (32 d) |
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26 moves match.