DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Tillman Hartley LLC CRD 109479 | Denver, CO | independent RIA | $746M | 86% | 3 | $249M | 3 | 0 |
| Blue Horizon Equity, Inc. CRD 341095 | Pittsford, NY | independent RIA | $746M | 99% | 21 | $35.5M | 7 | 0 |
| Summit Investment Advisory Services CRD 168594 | Roseville, MN | independent RIA | $746M | 100% | 8 | $93.2M | 2 | 0 |
| S••••••• F•••••••• G•••• I•• CRD 107834 | Colorado Springs, CO | independent RIA | $745M | 97% | 6 | $124M | 3 | 0 |
| B••••• G••••• A•••••• N••••••• L•• CRD 288833 | Atlanta, GA | independent RIA | $745M | 100% | 55 | $13.5M | 33 | 0 |
| C••••••• D••••• F•••••••• CRD 293020 | Richmond, VA | independent RIA | $745M | 100% | 4 | $186M | 0 | 0 |
| C••• F•••••••• G•••• CRD 317321 | Worcester, MA | independent RIA | $744M | 99% | 7 | $106M | 4 | 0 |
| A•••• W••••• CRD 134429 | Bethesda, MD | independent RIA | $744M | 100% | 5 | $149M | 2 | 0 |
| J••• E• S•••••• A•• C•••••• CRD 108634 | Columbus, OH | independent RIA | $744M | 100% | 8 | $93.0M | 1 | 0 |
| K•••••• C•••••• M••••••••• CRD 134740 | Rockville, MD | independent RIA | $744M | 99% | 7 | $106M | 1 | 0 |
| E•••••• W•••••• L•• CRD 114968 | Ridgeland, MS | independent RIA | $744M | 72% | 13 | $57.2M | 0 | 0 |
| I••••••••• C•••••• P••••••• CRD 309314 | Pittsburgh, PA | independent RIA | $744M | 87% | 8 | $93.0M | 1 | 0 |
| S••••••• M••••• L•• CRD 158641 | Scottsdale, AZ | independent RIA | $743M | 100% | 13 | $57.1M | 4 | 0 |
| A••••••• C•••••• M••••••••• L•• CRD 121484 | Pittsburgh, PA | independent RIA | $742M | 67% | 3 | $247M | 0 | 0 |
| G••••••• C•••••• A•••••••• L•• CRD 168912 | San Diego, CA | independent RIA | $742M | 97% | 5 | $148M | 0 | 0 |
| A•••••••• I••••••••• CRD 7597 | Pittsburgh, PA | independent RIA | $742M | 87% | 14 | $53.0M | 10 | 0 |
| M•••••• C•••• C•••••• P•••••••• I••• CRD 151514 | San Francisco, CA | independent RIA | $742M | 95% | 9 | $82.4M | 1 | 0 |
| A••••• G•••• CRD 311499 | Toronto, | mixed wealth | $740M | 26% | 3 | $247M | 3 | 0 |
| B••••••• W••••• A••••••• CRD 144191 | Coral Gables, FL | independent RIA | $740M | 96% | 3 | $247M | 0 | 0 |
| N••••••• W••••• M••••••••• CRD 282635 | Marietta, GA | mixed wealth | $740M | 40% | 9 | $82.2M | 1 | 0 |
| P•••••• C•••••• M••••••••• L•• CRD 108168 | Overland Park, KS | independent RIA | $740M | 100% | 9 | $82.2M | 0 | 0 |
| A• I••••••••• S••••••••• L•• CRD 165823 | Chattanooga, TN | independent RIA | $738M | 99% | 2 | $369M | 0 | 0 |
| F•••••••• D••••••••• L•• CRD 108475 | Tucson, AZ | independent RIA | $738M | 100% | 3 | $246M | 0 | 0 |
| B•••••••• C•••••• M••••••••• CRD 156409 | Toronto, Ontario, | mixed wealth | $737M | 36% | 0 | Not computed | 0 | 10 |
| T•• M••••••• F•••••••• G•••• L•• CRD 146362 | Hunt Valley, MD | independent RIA | $736M | 91% | 14 | $52.5M | 4 | 0 |
| C•••••• I••••••••• CRD 105729 | Concord, NH | independent RIA | $736M | 73% | 8 | $91.9M | 0 | 0 |
| S•••••• F••••• O•••••• L•• CRD 325089 | Naperville, IL | independent RIA | $735M | 98% | 7 | $105M | 3 | 0 |
| C• W••••• M••••••••• L•• CRD 134922 | Schaumburg, IL | independent RIA | $734M | 100% | 42 | $17.5M | 41 | 0 |
| A••••• F•••••••• A•••••••• L•• CRD 288462 | Lake Oswego, OR | independent RIA | $734M | 94% | 7 | $105M | 0 | 0 |
| C•••••• W••••• A••••••• CRD 157913 | San Jose, CA | independent RIA | $733M | 97% | 2 | $366M | 0 | 0 |
| A••• F•••••••• G••••• L•• CRD 323646 | Scottsdale, AZ | independent RIA | $733M | 96% | 9 | $81.4M | 0 | 0 |
| W••••• L••• P••••••• • W••••• M••••••••• L•• CRD 299595 | Highland Park, IL | independent RIA | $732M | 100% | 5 | $146M | 0 | 0 |
| N•••••••• L•• CRD 119919 | Encino, CA | independent RIA | $732M | 91% | 8 | $91.5M | 0 | 0 |
| C••••••••• A•••••••• L•• CRD 156698 | Needham, MA | independent RIA | $732M | 100% | 9 | $81.3M | 0 | 0 |
| N••••• D••••• • S••••••• I•• CRD 107565 | Providence, RI | independent RIA | $731M | 93% | 6 | $122M | 2 | 0 |
| S••••••••• F•••••••• G••••• L•• CRD 281037 | Harrisburg, PA | independent RIA | $731M | 96% | 3 | $244M | 1 | 0 |
| Q•••••• F•••••••• S••••••• I••• CRD 121631 | Indianapolis, IN | independent RIA | $731M | 100% | 2 | $365M | 0 | 0 |
| T•••••• W•••••• L•• CRD 328421 | Los Altos, CA | independent RIA | $731M | 100% | 3 | $244M | 0 | 0 |
| S•••••• D•••• W•••••• I••••••••• A••••••• L•• CRD 147384 | Minneapolis, MN | independent RIA | $730M | 99% | 7 | $104M | 0 | 0 |
| T••••• P•••••• W•••••• I••• CRD 111268 | Bethlehem, PA | independent RIA | $730M | 99% | 5 | $146M | 5 | 0 |
| I•••••• I••••••••• M••••••••• C••••••• I•• CRD 106625 | Beverly, MA | independent RIA | $730M | 86% | 6 | $122M | 0 | 0 |
| C•••••••• C•••••• A•••••••• L•• CRD 311528 | Raleigh, NC | independent RIA | $730M | 60% | 3 | $243M | 0 | 0 |
| C•••• F•••••••• A••••••• CRD 338797 | Framingham, MA | independent RIA | $729M | 85% | 5 | $146M | 0 | 0 |
| L•••• S••••••••• I••• CRD 10091 | Vestal, NY | independent RIA | $729M | 97% | 13 | $56.0M | 0 | 0 |
| M••••• C•••• W••••• A•••••••• L•• CRD 297796 | Atlanta, GA | independent RIA | $728M | 94% | 5 | $146M | 0 | 0 |
| A•• W••••• M••••••••• L•• CRD 164646 | Westborough, MA | independent RIA | $728M | 77% | 7 | $104M | 0 | 0 |
| T••••••••• C•••••• M••••••••• L•• CRD 145934 | Bellingham, WA | independent RIA | $727M | 100% | 7 | $104M | 0 | 0 |
| Q•••••• F•••••••• P••••••• S•••••••• I••• CRD 115877 | Spokane, WA | independent RIA | $727M | 98% | 15 | $48.5M | 1 | 0 |
| S••••• H•••••• C•••••• M••••••••• I••• CRD 284757 | Toronto, Ontario, | mixed wealth | $727M | 45% | 0 | Not computed | 1 | 0 |
| V••••• F••••• O••••• CRD 298272 | El Paso, TX | independent RIA | $727M | 82% | 2 | $363M | 0 | 2 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.