DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Smith & Howard Wealth Management, LLC CRD 109540 | Atlanta, GA | independent RIA | $727M | 99% | 6 | $121M | 0 | 0 |
| Woodstock Wealth Management, Inc. CRD 283472 | Woodstock, GA | independent RIA | $727M | 91% | 26 | $27.9M | 25 | 0 |
| Kaydan Wealth Management, Inc. CRD 108964 | Fenton, MI | independent RIA | $727M | 99% | 6 | $121M | 1 | 0 |
| R••••••••• I••••••••• G••••• L•• CRD 153679 | Lenox, MA | independent RIA | $726M | 90% | 5 | $145M | 0 | 0 |
| G•••• P•••• W••••• A•••••••• L•• CRD 147082 | Boston, MA | independent RIA | $726M | 92% | 3 | $242M | 1 | 1 |
| B••••• F•••••••• A•••••••• I••• CRD 107931 | Portage, MI | independent RIA | $725M | 100% | 3 | $242M | 0 | 0 |
| T•• P••••• G••••• I••• CRD 168255 | Chattanooga, TN | independent RIA | $725M | 95% | 7 | $104M | 0 | 0 |
| P••••• I••••••••• M••••••••• L•• CRD 112798 | independent RIA | $725M | 100% | 2 | $363M | 0 | 0 | |
| C••••• G••••• F•••••••• A•••••••• L•• CRD 128365 | Asheville, NC | independent RIA | $725M | 90% | 10 | $72.5M | 2 | 0 |
| T••••••• C•••••• M••••••••• L•• CRD 165285 | Kalamazoo, MI | independent RIA | $725M | 95% | 4 | $181M | 2 | 0 |
| W••••••••• A•••••••• L•• CRD 164957 | Plano, TX | independent RIA | $724M | 100% | 9 | $80.4M | 2 | 0 |
| M••••••• I••••••••• C••••••• I••• CRD 131655 | independent RIA | $723M | 99% | 3 | $241M | 0 | 0 | |
| C••• C•••••• A••••••• CRD 318134 | Marlton, NJ | independent RIA | $723M | 91% | 8 | $90.4M | 2 | 0 |
| M••••••••• W••••• M••••••••• L•• CRD 151237 | Saratoga Springs, NY | independent RIA | $723M | 91% | 8 | $90.4M | 2 | 0 |
| G••••• W••••• M••••••••• I••••••••• A•••••••• I••• CRD 286005 | Fort Lauderdale, FL | independent RIA | $723M | 98% | 15 | $48.2M | 4 | 0 |
| C•••• C•••• A••••••• CRD 288335 | Denver, CO | independent RIA | $722M | 100% | 9 | $80.3M | 0 | 0 |
| J••• E••••••••• L•• CRD 312710 | Newtown, PA | independent RIA | $722M | 88% | 3 | $241M | 0 | 0 |
| M••••••••• F•••••••• G•••• CRD 292353 | Boynton Beach, FL | independent RIA | $721M | 99% | 4 | $180M | 2 | 0 |
| R• C••• I••• CRD 158621 | Newport Beach, CA | independent RIA | $721M | 100% | 6 | $120M | 0 | 0 |
| D•••••• A•••••••• L••• CRD 106247 | Houston, TX | independent RIA | $718M | 71% | 6 | $120M | 0 | 15 |
| T••••••••• C•••••• M••••••••• L•• CRD 152069 | Newtown, PA | mixed wealth | $718M | 28% | 1 | $718M | 0 | 0 |
| S•••• CRD 327015 | Miami, FL | independent RIA | $717M | 100% | 3 | $239M | 0 | 0 |
| W••••• M••••••••• A••••••••• I••• CRD 117606 | Cherry Hill, NJ | independent RIA | $717M | 92% | 11 | $65.2M | 3 | 0 |
| D•••••• W••••• M••••••••• L•• CRD 124209 | Williamsville, NY | independent RIA | $717M | 95% | 7 | $102M | 1 | 0 |
| M••• S••••• R••••••••• P•••••••• L•• CRD 313051 | Coppell, TX | independent RIA | $717M | 100% | 3 | $239M | 0 | 0 |
| G• A• R••••• • C•••••• CRD 17486 | Casselberry, FL | BD affiliated | $716M | 96% | 37 | $19.4M | 20 | 0 |
| R•• W••••• A••••••• CRD 104771 | St. Louis, MO | independent RIA | $716M | 94% | 12 | $59.7M | 0 | 0 |
| A•••••• C•••••• M••••••••• I••• CRD 121529 | Novi, MI | independent RIA | $716M | 96% | 5 | $143M | 1 | 0 |
| A•••• L••••• A••••••• L•• CRD 329888 | Los Angeles, CA | independent RIA | $715M | 92% | 4 | $179M | 2 | 0 |
| F•••••••• M••••••••• S••••••••• I••• CRD 120818 | Broadview Hts., OH | independent RIA | $714M | 87% | 21 | $34.0M | 7 | 0 |
| O•• P••• F•••••• CRD 154804 | Chapel Hill, NC | independent RIA | $714M | 99% | 7 | $102M | 0 | 0 |
| V•••••• W••••• M••••••••• CRD 152301 | Yardley, PA | independent RIA | $713M | 90% | 9 | $79.3M | 0 | 0 |
| E•••• I••••••••• M••••••••• C••••••• L•• CRD 109962 | Boston, MA | mixed wealth | $713M | 29% | 0 | Not computed | 1 | 0 |
| E•••••••• M••••••••• C••• CRD 110836 | Waltham, MA | independent RIA | $712M | 93% | 7 | $102M | 4 | 0 |
| V•••••••• B••••• F•••••••• P••••••• CRD 297866 | New Brighton, MN | independent RIA | $712M | 100% | 7 | $102M | 0 | 0 |
| W••••••• W••••• P••••••• CRD 340877 | Pepper Pike, OH | independent RIA | $712M | 97% | 3 | $237M | 0 | 0 |
| A•••• C•••••• M••••••••• CRD 291310 | Coral Gables, FL | mixed wealth | $712M | 47% | 3 | $237M | 0 | 5 |
| P•••••••• W••••• S••••••••• L•• CRD 299827 | St. Louis, MO | independent RIA | $711M | 81% | 8 | $88.9M | 4 | 0 |
| T•• W••••• G•••• • A••••• B• C•••• • A••••••••• CRD 311385 | Eden Prairie, MN | independent RIA | $711M | 100% | 12 | $59.3M | 1 | 0 |
| L••••••• W••••• A•••••••• I••• CRD 331847 | Arden Hills, MN | independent RIA | $710M | 100% | 9 | $78.9M | 2 | 0 |
| P••• P••••••• G••••• L•• CRD 289891 | Centennial, CO | independent RIA | $710M | 100% | 8 | $88.7M | 4 | 0 |
| W••••••••• C•••••• M••••••••• L•• CRD 298254 | Westerville, OH | independent RIA | $710M | 100% | 5 | $142M | 1 | 0 |
| N•••••• W••••• M••••••••• I••• CRD 332373 | Minnetonka, MN | independent RIA | $710M | 95% | 4 | $177M | 1 | 0 |
| R•••• • A••••••••• CRD 42762 | Safety Harbor, FL | independent RIA | $710M | 100% | 8 | $88.7M | 2 | 0 |
| M••••• W••••• M••••••••• L•• CRD 164401 | Houston, TX | independent RIA | $707M | 95% | 10 | $70.7M | 0 | 0 |
| D•••••• S•••••• • C•• CRD 110828 | St. Louis, MO | independent RIA | $707M | 72% | 2 | $354M | 0 | 0 |
| E• • G• A•••••••• L•• CRD 130550 | Houston, TX | independent RIA | $707M | 93% | 4 | $177M | 0 | 0 |
| D•••• W•••••• L•• CRD 323632 | Greenwood Village, CO | independent RIA | $706M | 97% | 7 | $101M | 1 | 0 |
| N•••••••• W••••• M••••••••• CRD 312350 | Williamsville, NY | independent RIA | $706M | 95% | 4 | $177M | 1 | 0 |
| E••••• F•••••••• M••••••••• C••••••• L•• CRD 146097 | Holmdel, NJ | independent RIA | $706M | 96% | 9 | $78.4M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.