DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Giverny Capital Asset Management CRD 306473 | New York, NY | independent RIA | $599M | 97% | 1 | $599M | 0 | 0 |
| Wealth Advisory Solutions, LLC CRD 288903 | Zionsville, IN | independent RIA | $599M | 98% | 9 | $66.6M | 3 | 0 |
| Steginsky Capital LLC CRD 109617 | independent RIA | $599M | 73% | 1 | $599M | 0 | 0 | |
| M••••••• A•••• M••••••••• L•• CRD 128373 | Birmingham, AL | independent RIA | $599M | 62% | 3 | $200M | 1 | 4 |
| P••••••••• G••••• A• D••••••• O• P••••••••• W••••• M••••••••• CRD 147814 | Carmel, CA | independent RIA | $599M | 99% | 7 | $85.5M | 0 | 0 |
| W••••••• C•••••• M••••••••• I•• CRD 106865 | Rocky Mount, NC | independent RIA | $598M | 88% | 5 | $120M | 2 | 0 |
| L••• P••• G••••• I••••••••• L•• CRD 153956 | Alpine, UT | mixed wealth | $598M | 22% | 6 | $99.7M | 0 | 0 |
| C••••••• A•••• M••••••••• L•• CRD 140367 | Ann Arbor, MI | BD affiliated | $598M | 99% | 78 | $7.7M | 56 | 0 |
| G•••• W••••• M••••••••• L•• CRD 132137 | G•••• Rapids, MI | independent RIA | $598M | 82% | 7 | $85.4M | 0 | 0 |
| M••••••• R••• P••••••••• CRD 141422 | San Diego, CA | independent RIA | $597M | 77% | 6 | $99.5M | 1 | 0 |
| T•••••••• W••••• A••••••• CRD 292016 | Walnut Creek, CA | independent RIA | $597M | 96% | 5 | $119M | 1 | 0 |
| A••••••• W••••• M••••••••• L•• CRD 330923 | Dallas, TX | independent RIA | $596M | 82% | 8 | $74.5M | 0 | 0 |
| C••• CRD 128257 | Bloomington, IN | independent RIA | $596M | 92% | 11 | $54.1M | 2 | 0 |
| E••••••• P•••••• W•••••• I••• CRD 313053 | Topeka, KS | independent RIA | $595M | 95% | 11 | $54.1M | 4 | 0 |
| R•••••• W••••• P•••••••• L•• CRD 286230 | Louisville, KY | independent RIA | $595M | 100% | 6 | $99.2M | 0 | 0 |
| H•••••• W••••• L•• CRD 124341 | Lincolnshire, IL | independent RIA | $595M | 97% | 2 | $298M | 1 | 0 |
| A••••••• I••••••••• G••••• L•• CRD 117191 | Exeter, NH | independent RIA | $595M | 94% | 4 | $149M | 8 | 0 |
| P••••••••• W••••• M••••••••• CRD 104619 | Hunt Valley, MD | independent RIA | $595M | 100% | 2 | $297M | 0 | 0 |
| V••••• W••••• S•••••••• CRD 332536 | Cranford, NJ | independent RIA | $595M | 93% | 3 | $198M | 0 | 0 |
| O•••••• W••••• A•••••••• L•• CRD 291465 | The Woodlands, TX | independent RIA | $594M | 100% | 6 | $99.0M | 6 | 0 |
| C•••••• R••••••• M••••••••• CRD 106768 | Deerfield, IL | independent RIA | $593M | 94% | 1 | $593M | 0 | 0 |
| H••••••••• W••••• CRD 129696 | Tulsa, OK | independent RIA | $593M | 98% | 6 | $98.8M | 2 | 0 |
| D•••• F•••••••• A•••••••• L••••• CRD 122092 | Metairie, LA | independent RIA | $592M | 87% | 3 | $197M | 0 | 0 |
| G•••••• L•• CRD 120039 | Columbus, OH | independent RIA | $592M | 99% | 4 | $148M | 0 | 0 |
| W••••• P••••••••• A•••••••• L•• CRD 167518 | Chattanooga, TN | independent RIA | $592M | 100% | 2 | $296M | 0 | 0 |
| H••••• P••••••• • M••••••••• L•• CRD 319087 | Shepherdstown, WV | independent RIA | $592M | 99% | 5 | $118M | 0 | 0 |
| H• I••••••••• I••• CRD 312268 | Chevy Chase, MD | independent RIA | $591M | 100% | 1 | $591M | 0 | 0 |
| W••••• C• F••••• • C••• I•• CRD 110775 | New Orleans, LA | independent RIA | $591M | 100% | 0 | Not computed | 0 | 0 |
| P••••••• C•••••• M••••••••• I••• CRD 131668 | Madison, WI | independent RIA | $591M | 96% | 6 | $98.5M | 1 | 0 |
| A•• P••••••• CRD 148821 | St. Cloud, MN | independent RIA | $591M | 84% | 10 | $59.1M | 1 | 0 |
| T•• L••••• F•••••••• G••••• I••• CRD 135059 | Tulsa, OK | independent RIA | $591M | 100% | 8 | $73.8M | 2 | 0 |
| F•••••••• G•••••• F••••• O••••• S•••••••• L•• CRD 316024 | Lakeway, TX | independent RIA | $590M | 100% | 40 | $14.8M | 2 | 0 |
| M•••••••• F•••••••• P•••••••• L•• CRD 283439 | Bedford, NH | independent RIA | $590M | 100% | 12 | $49.2M | 4 | 0 |
| F•••••• A••••••• S••••••••• C•••• CRD 43272 | Miami, FL | mixed wealth | $590M | 33% | 4 | $148M | 0 | 1 |
| R••••• W••••• M••••••••• CRD 148816 | R•••••, VA | independent RIA | $590M | 96% | 4 | $147M | 0 | 0 |
| M••••••• W••••• M••••••••• I••• CRD 328693 | Leola, PA | independent RIA | $590M | 76% | 9 | $65.5M | 0 | 0 |
| S•••••• P•••••••• L•• CRD 160381 | Omaha, NE | independent RIA | $589M | 100% | 99 | $6.0M | 63 | 0 |
| V•••••• A•••• M••••••••• G•••• CRD 118048 | Grand Rapids, MI | independent RIA | $589M | 93% | 6 | $98.2M | 1 | 0 |
| G•••••• M•••••• F•••••••• G••••• L•• CRD 324387 | Saint Paul, MN | independent RIA | $589M | 90% | 8 | $73.7M | 0 | 0 |
| F••••••••• B••• • C•• CRD 105970 | Darien, CT | independent RIA | $589M | 98% | 3 | $196M | 0 | 0 |
| W• A•••••••• L•• CRD 118268 | independent RIA | $589M | 100% | 2 | $294M | 1 | 0 | |
| C••••••••• F•••••••• CRD 119695 | Dublin, OH | mixed wealth | $589M | 42% | 5 | $118M | 0 | 0 |
| H•• W••••• M••••••••• L•• CRD 106913 | independent RIA | $589M | 87% | 4 | $147M | 1 | 0 | |
| I•• W••••• M••••••••• I••• CRD 112486 | The Woodlands, TX | independent RIA | $589M | 100% | 5 | $118M | 0 | 0 |
| I••••••••• C••••••••• L•• CRD 108037 | Oklahoma City, OK | independent RIA | $588M | 68% | 7 | $84.0M | 0 | 0 |
| J•• W••••• M••••••••• L•• CRD 328474 | Greenwood Village, CO | independent RIA | $588M | 99% | 2 | $294M | 0 | 0 |
| N••••• F•••••••• CRD 336725 | Braintree, MA | independent RIA | $588M | 91% | 9 | $65.3M | 2 | 0 |
| E•••••• A••••••• L•• CRD 326468 | Tulsa, OK | independent RIA | $588M | 95% | 10 | $58.8M | 0 | 0 |
| K•••• M•••••• • C••••••• L•• CRD 104634 | Columbus, IN | independent RIA | $588M | 66% | 6 | $97.9M | 0 | 0 |
| C••••• R••• W••••• M••••••••• L•• CRD 199513 | Walnut Creek, CA | independent RIA | $587M | 98% | 7 | $83.9M | 5 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.