DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Delta Wealth Management CRD 111368 | independent RIA | $522M | 70% | 1 | $522M | 0 | 0 | |
| Mclaughlin Ryder Investments, Inc. CRD 147529 | Alexandria, VA | independent RIA | $522M | 90% | 3 | $174M | 0 | 0 |
| Leading Edge Financial Planning LLC CRD 277149 | Knoxville, TN | independent RIA | $522M | 100% | 10 | $52.2M | 9 | 0 |
| A••••• G••••••• I••• CRD 29931 | New York, NY | independent RIA | $521M | 84% | 14 | $37.2M | 9 | 0 |
| T•••••• L••••• P•••••••• L•• CRD 159179 | Houston, TX | independent RIA | $521M | 96% | 6 | $86.9M | 1 | 1 |
| D••••••••• E••••• M••••••••• I••• CRD 129436 | Neptune Beach, FL | independent RIA | $521M | 95% | 3 | $174M | 2 | 0 |
| K•••••• F•••••••• G••••• L•• CRD 155676 | Peoria, AZ | independent RIA | $521M | 98% | 16 | $32.6M | 2 | 0 |
| Z•••• F•••••••• A•••••••• L•• CRD 173129 | Greensboro, NC | independent RIA | $520M | 82% | 2 | $260M | 1 | 0 |
| U••••••• C•••• I•••••••• CRD 290105 | Janesville, WI | independent RIA | $520M | 99% | 4 | $130M | 0 | 0 |
| D•••• J••••••• F•••••••• S••••••• CRD 115879 | Fort Worth, TX | independent RIA | $519M | 82% | 6 | $86.6M | 0 | 0 |
| N•••••••• F•••••••• C••••••••• I••• CRD 119396 | Conshohocken, PA | independent RIA | $519M | 99% | 9 | $57.7M | 2 | 0 |
| M••••• F•••••••• A•••••••• I••• CRD 122480 | Danbury, CT | independent RIA | $519M | 99% | 3 | $173M | 0 | 0 |
| I••••••••• W••••• N••••••• I••• CRD 286262 | Urbandale, IA | independent RIA | $518M | 95% | 34 | $15.2M | 19 | 0 |
| P•••••••• W••••• M••••••••• CRD 148052 | Granite Bay, CA | independent RIA | $518M | 99% | 5 | $104M | 4 | 0 |
| S••••• C•••••• L• CRD 300755 | San Francisco, CA | mixed wealth | $518M | 22% | 0 | Not computed | 0 | 1 |
| B•• W••••• M••••••••• CRD 110483 | Bloomington, MN | independent RIA | $517M | 100% | 7 | $73.9M | 0 | 0 |
| A••••••• W••••• M••••••••• G••••• L•• CRD 169573 | Flemington, NJ | independent RIA | $517M | 100% | 5 | $103M | 5 | 0 |
| F••• W••••• M••••••••• CRD 318201 | Wayzata, MN | independent RIA | $517M | 100% | 16 | $32.3M | 4 | 0 |
| C•••••• M••••••••• C•••••• CRD 110399 | Woodland Hills, CA | mixed wealth | $517M | 35% | 2 | $259M | 0 | 0 |
| S••• F•••••••• G•••• CRD 107646 | Lincoln, RI | independent RIA | $517M | 100% | 4 | $129M | 0 | 0 |
| M•••••••• W••••• A•••••••• L•• CRD 156064 | Farmington, CT | independent RIA | $517M | 96% | 6 | $86.2M | 2 | 0 |
| P•••••• I•••••••• CRD 127284 | Lake Forest, CA | independent RIA | $516M | 100% | 3 | $172M | 0 | 0 |
| O•••• I••••••••• C• CRD 110867 | St Louis, MO | independent RIA | $515M | 98% | 4 | $129M | 0 | 0 |
| F•••••••• N•••••• W••••• A••••••• L•• CRD 318842 | Murray, UT | independent RIA | $515M | 89% | 7 | $73.6M | 2 | 0 |
| T•• M••• S••••• G•••• CRD 175502 | Glen Allen, VA | independent RIA | $515M | 98% | 9 | $57.3M | 1 | 0 |
| T••••••••• T••••••• S••••••••• I••• CRD 158381 | mixed wealth | $515M | 49% | 1 | $515M | 0 | 0 | |
| P•••• A•••••••• I••• CRD 286474 | Studio City, CA | independent RIA | $515M | 100% | 5 | $103M | 0 | 0 |
| M•••••• F•••••••• S•••••••• L•• CRD 153067 | Kentwood, MI | independent RIA | $515M | 100% | 8 | $64.4M | 0 | 0 |
| T•••• P•••••• W••••• CRD 329909 | Chicago, IL | independent RIA | $515M | 100% | 2 | $257M | 0 | 0 |
| H•••• W••••• G•••• CRD 148099 | Houston, TX | independent RIA | $515M | 94% | 9 | $57.2M | 1 | 0 |
| J•••• T• B•••••• • C•• CRD 16860 | East Dundee, IL | independent RIA | $514M | 100% | 4 | $129M | 0 | 0 |
| S••••• F•••••••• S•••••••• I••• CRD 105807 | Overland Park, KS | independent RIA | $514M | 81% | 8 | $64.2M | 3 | 0 |
| U•••• V•••••• W•••• A••••••• CRD 130716 | Fort Myers, FL | independent RIA | $514M | 98% | 7 | $73.4M | 1 | 0 |
| W•••• W••••• M••••••••• I•• CRD 125282 | Marietta, GA | independent RIA | $514M | 98% | 5 | $103M | 0 | 0 |
| S••••••• I••••••••• A••••••• CRD 307924 | Chicago, IL | mixed wealth | $514M | 50% | 6 | $85.6M | 3 | 0 |
| E••••••• W••••• M••••••••• L•• CRD 325629 | Victor, NY | independent RIA | $513M | 97% | 5 | $103M | 2 | 0 |
| D•• P•••• C•••••• CRD 305010 | Los Angeles, CA | independent RIA | $513M | 90% | 5 | $103M | 1 | 0 |
| G•• F•••••••• L•• CRD 327008 | Columbus, OH | independent RIA | $513M | 94% | 6 | $85.5M | 1 | 0 |
| W•••••••• W••••• M••••••••• L••• CRD 173997 | Englewood, CO | independent RIA | $513M | 62% | 3 | $171M | 0 | 0 |
| T••••• • M••••• A•••• M••••••••• L•• D•••• T• A•••••••• L• CRD 156177 | Troy, MI | independent RIA | $513M | 82% | 7 | $73.2M | 3 | 0 |
| L•• W••••• A•••••••• L•• CRD 338799 | Hurst, TX | independent RIA | $512M | 100% | 22 | $23.3M | 6 | 0 |
| V•••••• M••••••••• L•• CRD 310406 | Pittsburgh, PA | independent RIA | $512M | 55% | 2 | $256M | 1 | 1 |
| C••••• 1•• A••••••• G•••• CRD 167790 | Dunedin, FL | independent RIA | $511M | 99% | 7 | $73.1M | 0 | 0 |
| F••••• F••••••••• L•• CRD 152235 | Duxbury, MA | independent RIA | $511M | 99% | 2 | $255M | 0 | 0 |
| R••••• L• B•••••• I••• D•• R••••• B••••• • A••••••••• CRD 109766 | Pasadena, CA | independent RIA | $511M | 99% | 2 | $255M | 0 | 0 |
| S••••• I••••••••• CRD 107857 | independent RIA | $511M | 98% | 3 | $170M | 0 | 0 | |
| F••••• W••••• L•• CRD 158173 | Middleburg Heights, OH | independent RIA | $511M | 98% | 7 | $73.0M | 0 | 0 |
| H•••••• F•••••••• CRD 305239 | West Henrietta, NY | independent RIA | $510M | 100% | 9 | $56.7M | 0 | 0 |
| D••••••• C•••••• CRD 159607 | Charlotte, NC | independent RIA | $510M | 88% | 3 | $170M | 1 | 1 |
| C•••• I••••••••• C•••••• C••••••••• CRD 104648 | Charlottesville, VA | independent RIA | $510M | 72% | 5 | $102M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.