DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,427 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Lbj Family Wealth Advisors, Ltd. CRD 129701 | Austin, TX | independent RIA | $389M | 82% | 2 | $194M | 0 | 2 |
| Redwood Financial Planning, LLC CRD 291250 | Scotch Plains, NJ | independent RIA | $389M | 100% | 4 | $97.2M | 1 | 0 |
| Sentinel Wealth Management, Inc. CRD 122235 | Reston, VA | independent RIA | $389M | 100% | 2 | $194M | 0 | 0 |
| R•• W••••• A••••••• | Chicago, IL | independent RIA | $389M | 53% | 12 | $32.4M | 4 | 0 |
| R••• F•••••••• S•••••••• I••• | Cleveland, OH | independent RIA | $389M | 96% | 4 | $97.2M | 0 | 0 |
| C••••••• A•••• M••••••••• I••• | Feasterville, PA | independent RIA | $389M | 89% | 2 | $194M | 0 | 0 |
| P••••••• A••••••• G••••• I••• | Fresno, CA | independent RIA | $388M | 100% | 5 | $77.7M | 0 | 0 |
| W••••••••• A••••••• G••••• L•• | St. Louis, MO | independent RIA | $388M | 100% | 12 | $32.3M | 2 | 0 |
| B•••• D• L•••••• I••• | San Diego, CA | independent RIA | $388M | 100% | 3 | $129M | 0 | 0 |
| J••••• P• L•••• • A••••••••• L•• | Yorktown Heights, NY | independent RIA | $388M | 100% | 3 | $129M | 0 | 0 |
| R•••••••• A•••• M••••••••• P•••••••• L•• | Stamford, CT | independent RIA | $388M | 81% | 1 | $388M | 0 | 6 |
| C••••••••• C•••••• A••••••• L•• | New York, NY | independent RIA | $388M | 99% | 2 | $194M | 0 | 1 |
| R••••••• W••••• S••••••••• L•• | Jackson, MS | independent RIA | $388M | 92% | 6 | $64.6M | 0 | 0 |
| H•••••• W••••• M••••••••• | Houma, LA | independent RIA | $387M | 100% | 5 | $77.5M | 2 | 0 |
| S•••••••• A••••••• | Olympia, WA | independent RIA | $387M | 100% | 6 | $64.5M | 1 | 0 |
| M•••••••• I••••••••• M••••••••• L•• | Bethesda, MD | independent RIA | $387M | 64% | 4 | $96.8M | 2 | 0 |
| L•••• A•••• M••••••••• | Lafayette, CA | independent RIA | $387M | 99% | 5 | $77.4M | 1 | 0 |
| A••••••• W••••• A•••••••• I••• | Concord, CA | independent RIA | $387M | 94% | 5 | $77.4M | 0 | 1 |
| S•••••••• I••••••••• A•••••••• I••• | Tucson, AZ | independent RIA | $387M | 98% | 4 | $96.7M | 0 | 0 |
| M••••••••• P••••••• L•• | independent RIA | $387M | 100% | 0 | Not computed | 0 | 0 | |
| N•• W••• W••••• A••••••• | Springdale, AR | independent RIA | $387M | 99% | 6 | $64.5M | 1 | 0 |
| V••••••••• F•••••••• A•••••••• I••• | South Barrington, IL | independent RIA | $387M | 93% | 5 | $77.3M | 1 | 0 |
| B•••••• W••••• | Worthington, OH | independent RIA | $387M | 100% | 9 | $43.0M | 8 | 0 |
| 1••• A•••• M••••••••• L•• | Garland, TX | independent RIA | $387M | 100% | 2 | $193M | 0 | 0 |
| C••••• W••••• | La Jolla, CA | independent RIA | $386M | 100% | 7 | $55.2M | 0 | 0 |
| S•••••• A•••••••• I••• | Bellingham, WA | independent RIA | $386M | 96% | 7 | $55.2M | 0 | 0 |
| O•••••• F•••••••• C••••••••• I•• | Grass Valley, CA | independent RIA | $386M | 94% | 3 | $129M | 0 | 0 |
| H• M••••• I••• | Sarasota, FL | independent RIA | $386M | 100% | 7 | $55.2M | 1 | 0 |
| E••••• W•••••• L•• | Stevens Point, WI | independent RIA | $386M | 100% | 8 | $48.3M | 7 | 0 |
| C••••• C•••••• M••••••••• I••• | Salt Lake City, UT | independent RIA | $386M | 65% | 4 | $96.5M | 0 | 0 |
| F••••• W••••• W••••• M••••••••• L•• | Canton, CT | independent RIA | $386M | 96% | 12 | $32.2M | 8 | 0 |
| U•••••• W••••• M••••••••• L•• | independent RIA | $386M | 99% | 4 | $96.5M | 4 | 0 | |
| A••••••••• I••••••••• A•••••••• L•• | Maitland, FL | independent RIA | $386M | 97% | 10 | $38.6M | 1 | 0 |
| L••••• T•••••• L•• | independent RIA | $386M | 99% | 3 | $129M | 4 | 0 | |
| W•••• F•••••••• G••••• L•• | Richmond, VA | independent RIA | $386M | 99% | 4 | $96.4M | 2 | 0 |
| A•••• I••••••••• G•••• | Wayne, PA | independent RIA | $386M | 90% | 40 | $9.6M | 1 | 0 |
| R•••• C•••••• A••••••• I••• | Sarasota, FL | independent RIA | $386M | 100% | 6 | $64.3M | 1 | 0 |
| E•••••• W••••• A•••••••• I••• | Athens, GA | independent RIA | $386M | 97% | 12 | $32.1M | 0 | 0 |
| R••••• I••••••••• A•••••••• I•• | Wilmington, DE | BD affiliated | $385M | 98% | 57 | $6.8M | 28 | 0 |
| W••••• M••••••••• R••••••••• I••• | Smithfield, RI | independent RIA | $385M | 92% | 6 | $64.2M | 0 | 0 |
| W••••••••• I••••••••• M••••••••• I•• | independent RIA | $385M | 100% | 0 | Not computed | 0 | 0 | |
| C•••• I••••••••• G•••• | Vancouver, WA | independent RIA | $385M | 100% | 3 | $128M | 2 | 0 |
| P•• C•••••• M••••••••• | Lancaster, PA | independent RIA | $385M | 98% | 10 | $38.5M | 3 | 0 |
| P•••••• A•••• M••••••••• L•• | Gig Harbor, WA | independent RIA | $385M | 96% | 5 | $77.0M | 1 | 0 |
| P••••• A••••••• | Dallas, TX | independent RIA | $385M | 100% | 4 | $96.2M | 1 | 0 |
| K••••• F•••••••• L•• | Novato, CA | independent RIA | $384M | 98% | 3 | $128M | 0 | 0 |
| L••••••• F•••••••• A•••••••• L•• | independent RIA | $384M | 83% | 2 | $192M | 2 | 0 | |
| P•••••• F•••••••• S••••••• | Richmond, VA | independent RIA | $384M | 95% | 3 | $128M | 0 | 0 |
| S•••••• P••••••• G•••• | Greensboro, NC | independent RIA | $384M | 94% | 3 | $128M | 0 | 0 |
| A•••••• W••••• M••••••••• | Smithtown, NY | independent RIA | $384M | 100% | 3 | $128M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.