DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,427 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Axis Wealth Partners, LLC CRD 167122 | East Providence, RI | independent RIA | $377M | 100% | 7 | $53.9M | 3 | 0 |
| Family Legacy, Inc. CRD 110945 | Greenville, SC | independent RIA | $377M | 79% | 7 | $53.9M | 0 | 0 |
| Martin Wealth Solutions CRD 283428 | Christiansburg, VA | independent RIA | $377M | 100% | 5 | $75.4M | 2 | 0 |
| J•• F••••••••• L•• | Westlake, OH | independent RIA | $377M | 99% | 4 | $94.3M | 0 | 0 |
| N•••••••• A••••••• G••••• L•• | Northfield, NJ | independent RIA | $377M | 96% | 3 | $126M | 3 | 0 |
| C••••••••• R••••••••• I••••••••• L•• | Richmond, VA | independent RIA | $377M | 100% | 3 | $126M | 0 | 0 |
| A•••••• S•••• W••••• M••••••••• L•• | Vancouver, WA | independent RIA | $377M | 71% | 49 | $7.7M | 35 | 0 |
| O••• W••••• M••••••••• L•• | independent RIA | $377M | 98% | 2 | $188M | 2 | 0 | |
| G•••• W•••••• L•• | independent RIA | $377M | 91% | 2 | $188M | 3 | 0 | |
| S•••••••• P•••••••• I••• | Columbus, OH | independent RIA | $377M | 100% | 1 | $377M | 0 | 0 |
| I••••••••• C••••••••• | Scottsdale, AZ | independent RIA | $377M | 96% | 4 | $94.2M | 0 | 0 |
| K••••••••• C••••••• I••• | Cincinnati, OH | independent RIA | $377M | 99% | 3 | $126M | 0 | 0 |
| C•••••• C•••••• M••••••••• I••• | Macon, GA | independent RIA | $376M | 100% | 13 | $28.9M | 2 | 0 |
| C••••••• I••••••••• M••••••••• | Dallas, TX | independent RIA | $376M | 82% | 4 | $94.1M | 0 | 0 |
| S••••••••• W••••• M••••••••• I•• | Chandler, AZ | independent RIA | $376M | 99% | 3 | $125M | 0 | 0 |
| P••••••••• A•••••••• L•• | Horsham, PA | independent RIA | $376M | 100% | 2 | $188M | 0 | 0 |
| D•••• A•••••••• L•• | independent RIA | $376M | 100% | 6 | $62.6M | 1 | 0 | |
| M•••• B•• W••••• A•••••••• L•• | San Anselmo, CA | independent RIA | $376M | 100% | 2 | $188M | 0 | 0 |
| A•••• S••••• | Eden Prairie, MN | independent RIA | $375M | 100% | 8 | $46.9M | 0 | 0 |
| R••••••••• P••••••• G••••• L•• | Malta, NY | independent RIA | $375M | 99% | 4 | $93.8M | 2 | 0 |
| H••••• H••• F•••••••• A•••••••• I••• | H••••• H•••, SC | independent RIA | $375M | 92% | 1 | $375M | 0 | 0 |
| C••••••• C••••••• I••• | Denton, TX | independent RIA | $375M | 82% | 2 | $188M | 1 | 0 |
| B••• M••••••• C•••••• I••• | Seattle, WA | independent RIA | $375M | 96% | 9 | $41.7M | 0 | 1 |
| S•• J•••• I••••••••• M••••••••• C••••••• L•• | Jacksonville, FL | independent RIA | $375M | 97% | 4 | $93.7M | 0 | 0 |
| A••••••• P•••••• W•••••• L•• | A•••••••, FL | independent RIA | $375M | 92% | 3 | $125M | 0 | 4 |
| S••••••••• F••••••••• L•• | Harrisonburg, VA | independent RIA | $375M | 99% | 4 | $93.7M | 0 | 0 |
| H••••••••• I••••••••• I••• | Napa, CA | independent RIA | $375M | 78% | 3 | $125M | 0 | 0 |
| B••••• I••••••••• P•••••••• L•• | Phoenixville, PA | independent RIA | $374M | 100% | 3 | $125M | 2 | 0 |
| K• C•••••• M••••••••• L••• | Austin, TX | independent RIA | $374M | 80% | 4 | $93.6M | 1 | 0 |
| T•• P•••• G•••• W••••• M••••••••• L•• | Victor, NY | independent RIA | $374M | 79% | 4 | $93.6M | 1 | 0 |
| C••••••••• W••••• S••••••••• L•• | Boca Raton, FL | independent RIA | $374M | 100% | 4 | $93.6M | 2 | 0 |
| A••••• P•••••• W•••••• I••• | Totowa, NJ | independent RIA | $374M | 100% | 20 | $18.7M | 12 | 0 |
| D••••• F•••••••• G•••• L•• | Spokane Valley, WA | independent RIA | $374M | 100% | 4 | $93.5M | 1 | 0 |
| B••• R•••••• F•••••••• S•••••••• I••• | Marquette, MI | independent RIA | $374M | 97% | 3 | $125M | 0 | 0 |
| D••••• • C••••• F•••••••• A••••••• | Maple Grove, MN | independent RIA | $374M | 100% | 4 | $93.5M | 1 | 0 |
| T••• W••••• F•••••••• | Bowling Green, KY | independent RIA | $374M | 100% | 5 | $74.7M | 2 | 0 |
| O•• W••••• A••••••• L•• | Northbrook, IL | independent RIA | $374M | 100% | 3 | $125M | 1 | 0 |
| T••••• M••••••••• L•• | San Diego, CA | independent RIA | $373M | 94% | 4 | $93.4M | 4 | 0 |
| M•••• • Q•••• W••••• P••••••• | Omaha, NE | independent RIA | $373M | 99% | 3 | $124M | 0 | 0 |
| K••••• K••••• R•••• • A•••• L•• | Seattle, WA | independent RIA | $373M | 68% | 3 | $124M | 0 | 0 |
| T•• K••••• C••••••• I••• | Roy, UT | independent RIA | $373M | 98% | 5 | $74.6M | 0 | 0 |
| R•••••• W• P••• • A••••••••• L•• | Novi, MI | independent RIA | $373M | 100% | 6 | $62.1M | 2 | 0 |
| H••••••• W••••• P•••••••• L•• | Baton Rouge, LA | independent RIA | $373M | 94% | 7 | $53.2M | 3 | 0 |
| M••••• P••• A••••••• A• | Zurich, | bank affiliated | $372M | 100% | 2 | $186M | 0 | 0 |
| A•••• C•••••• M••••••••• I•• | Anchorage, AK | independent RIA | $372M | 81% | 4 | $93.1M | 6 | 0 |
| U••••• B•••••••• S••••••• I•• | Parkersburg, WV | bank affiliated | $372M | 93% | 56 | $6.6M | 80 | 0 |
| C••••••• W••••• A••••••• | independent RIA | $372M | 95% | 2 | $186M | 0 | 0 | |
| R•• L•• | Stamford, CT | independent RIA | $372M | 53% | 0 | Not computed | 0 | 1 |
| L••••••• C•••••• P••••••• L•• | Southborough, MA | independent RIA | $372M | 97% | 5 | $74.4M | 1 | 0 |
| P•••••• W••••• M••••••••• | San Diego, CA | independent RIA | $372M | 100% | 7 | $53.1M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.