DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Corps Capital Advisors, LLC CRD 304643 | Southlake, TX | independent RIA | $270M | 100% | 3 | $90.1M | 0 | 2 |
| Tillridge Global Agribusiness Partners CRD 284992 | Dallas, TX | asset manager | $270M | 0.0% | 0 | Not computed | 0 | 1 |
| Csr Capital CRD 335906 | Dallas, TX | asset manager | $269M | 0.0% | 0 | Not computed | 0 | 1 |
| L••• O•• I••••••••• P••••••• CRD 304406 | Austin, TX | independent RIA | $266M | 91% | 3 | $88.8M | 0 | 0 |
| W••••••••• W••••• M••••••••• CRD 150264 | Dallas, TX | independent RIA | $266M | 100% | 2 | $133M | 0 | 0 |
| G•••••• A•••••••• L•• CRD 289930 | Denton, TX | other | $266M | 3.3% | 1 | $266M | 0 | 0 |
| B••••• W••••• M••••••••• L•• CRD 169771 | Lewisville, TX | independent RIA | $265M | 91% | 7 | $37.9M | 1 | 0 |
| I••••••• W••••• M••••••••• L•• CRD 159148 | San Antonio, TX | independent RIA | $265M | 96% | 2 | $132M | 0 | 0 |
| T•• S•••••• Z•••••• E••••• F••• G•• L••• CRD 162712 | Houston, TX | asset manager | $264M | 0.0% | 2 | $132M | 0 | 4 |
| O•••••• C•••••• A•••••••• L•• CRD 147500 | Coppell, TX | independent RIA | $264M | 75% | 0 | Not computed | 0 | 0 |
| T•••••• W••••• M••••••••• G•••• L•• CRD 136485 | Houston, TX | independent RIA | $262M | 74% | 0 | Not computed | 1 | 0 |
| T••• F•••••••• S••••••••• CRD 134104 | Abilene, TX | independent RIA | $262M | 83% | 9 | $29.1M | 2 | 1 |
| 1••• P•••••••• L• CRD 329053 | Tomball, TX | asset manager | $260M | 0.0% | 0 | Not computed | 0 | 1 |
| G••• R••• E••••• M••••••••• L•• CRD 170956 | Dallas, TX | asset manager | $260M | 0.0% | 0 | Not computed | 2 | 3 |
| M••••••• C•••••• M••••••••• L•• CRD 341292 | San Antonio, TX | asset manager | $260M | 0.0% | 0 | Not computed | 0 | 1 |
| R•••••• F••••• W••••• L•• CRD 334013 | Plano, TX | independent RIA | $259M | 98% | 2 | $129M | 1 | 0 |
| H•• P••••••• L•• CRD 161386 | Dallas, TX | asset manager | $258M | 0.0% | 0 | Not computed | 1 | 10 |
| T•••• F••••• W•••••• L•• CRD 327332 | Friendswood, TX | independent RIA | $257M | 100% | 4 | $64.2M | 0 | 0 |
| S••• I••••••••• C•••••• CRD 140994 | San Antonio, TX | independent RIA | $256M | 77% | 16 | $16.0M | 3 | 1 |
| H••••••• T••••• W••••• M••••••••• L•• CRD 310334 | Dallas, TX | independent RIA | $255M | 98% | 1 | $255M | 4 | 0 |
| W••••••• W••••• A•••••••• I••• CRD 130914 | Houston, TX | independent RIA | $254M | 96% | 26 | $9.8M | 9 | 0 |
| J•• I••••••••• M••••••••• L•• CRD 150635 | Houston, TX | independent RIA | $252M | 55% | 6 | $42.0M | 0 | 2 |
| H•• C••••••• L•• CRD 285982 | Dallas, TX | asset manager | $252M | 0.0% | 0 | Not computed | 0 | 50 |
| R••••••••• W••••• M••••••••• L•• CRD 156950 | Flower Mound, TX | independent RIA | $251M | 100% | 3 | $83.8M | 1 | 0 |
| B••• C•••••• M••••••••• L• CRD 298955 | Fort Worth, TX | asset manager | $251M | 0.0% | 1 | $251M | 2 | 24 |
| S•••• W••••• CRD 289276 | Fort Worth, TX | independent RIA | $251M | 82% | 1 | $251M | 0 | 0 |
| R•••••••• C•••••• M••••••••• C••••••• L•• CRD 285114 | Austin, TX | asset manager | $250M | 0.0% | 0 | Not computed | 1 | 9 |
| D••• W••••• P•••••••• L•• CRD 298237 | Austin, TX | independent RIA | $250M | 100% | 2 | $125M | 0 | 0 |
| N••••••• A•••• L•• CRD 339338 | Richardson, TX | independent RIA | $249M | 100% | 2 | $125M | 0 | 0 |
| G••••• C•••••• W••••• M••••••••• L•• CRD 310056 | Houston, TX | independent RIA | $249M | 84% | 4 | $62.3M | 0 | 0 |
| B••••••• R••••••••• L• CRD 226647 | Houston, TX | asset manager | $249M | 0.0% | 0 | Not computed | 0 | 7 |
| F•••• W••••• A•••••••• L•• CRD 165425 | Houston, TX | independent RIA | $248M | 95% | 1 | $248M | 0 | 0 |
| S••••••••• R••••••• P••••••• CRD 289466 | Dallas, TX | asset manager | $247M | 0.0% | 0 | Not computed | 1 | 7 |
| M••••••• C•••••• M••••••••• CRD 338774 | Houston, TX | independent RIA | $246M | 99% | 3 | $82.0M | 0 | 0 |
| 3• C•••••• M••••••••• L• CRD 300098 | Dallas, TX | asset manager | $246M | 0.0% | 0 | Not computed | 0 | 3 |
| 9•• G•••• CRD 289923 | Austin, TX | independent RIA | $245M | 98% | 3 | $81.6M | 0 | 0 |
| L••• C•••••• M••••••••• L•• CRD 332987 | Dallas, TX | asset manager | $245M | 0.0% | 0 | Not computed | 0 | 16 |
| B•••• • A••••••••• W••••• C••••••••• I••• CRD 288157 | Cedar Park, TX | independent RIA | $245M | 96% | 8 | $30.6M | 1 | 0 |
| S•••••• E••••• A••••••• I••• CRD 114518 | Houston, TX | independent RIA | $244M | 98% | 2 | $122M | 0 | 0 |
| P••••••• W••••• CRD 325116 | The Woodlands, TX | independent RIA | $242M | 100% | 3 | $80.7M | 2 | 0 |
| T••••••••• C••••••• L•• CRD 169843 | Little Elm, TX | asset manager | $241M | 0.0% | 0 | Not computed | 0 | 5 |
| B•••• G••••• W••••• A•••••••• L•• CRD 140066 | Richardson, TX | independent RIA | $241M | 95% | 5 | $48.2M | 0 | 0 |
| C••••• W••••• M••••••••• G••••• L•• CRD 325306 | Austin, TX | independent RIA | $241M | 100% | 3 | $80.3M | 0 | 0 |
| S••••••••• F•••••••• L•• CRD 140738 | Fort Worth, TX | independent RIA | $240M | 99% | 5 | $48.1M | 2 | 0 |
| F•••••••• CRD 308521 | Austin, TX | independent RIA | $240M | 100% | 30 | $8.0M | 4 | 0 |
| O•••••••• E••••• M••••••••• L•• CRD 286213 | Houston, TX | asset manager | $240M | 0.0% | 0 | Not computed | 0 | 1 |
| S•••••• C•••••• M••••••••• CRD 146883 | Dallas, TX | other | $239M | 15% | 2 | $119M | 0 | 1 |
| R••• H••• C•••••• CRD 163129 | Houston, TX | asset manager | $239M | 0.0% | 0 | Not computed | 0 | 5 |
| C•••••••• I••••••••• P•••••••• L••• CRD 332274 | Houston, TX | asset manager | $238M | 0.0% | 0 | Not computed | 0 | 3 |
| B•••••••• A•••• M••••••••• L•• CRD 109422 | Dallas, TX | asset manager | $238M | 0.0% | 0 | Not computed | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.