DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Blackstone Real Estate Advisors L.P. CRD 142979 | New York, NY | asset manager | $131B | 0.0% | 0 | n/a | 14 | 0 |
| Van Eck Associates Corp. CRD 105080 | New York, NY | asset manager | $126B | 0.0% | 0 | n/a | 0 | 0 |
| General Atlantic Service Company, L.P. CRD 133536 | New York, NY | asset manager | $125B | 1.2% | 0 | n/a | 28 | 334 |
| New York Life Investment Management LLC CRD 109591 | New York, NY | asset manager | $121B | 0.5% | 88 | $1.4B | 0 | 0 |
| Lazard Asset Management LLC CRD 122836 | New York, NY | other | $121B | 5.9% | 32 | $3.8B | 2 | 66 |
| Tpg Angelo Gordon CRD 131940 | New York, NY | asset manager | $116B | 0.0% | 2 | $58B | 18 | 237 |
| Warburg Pincus LLC CRD 156945 | New York, NY | asset manager | $109B | 0.0% | 0 | n/a | 1 | 213 |
| Bam Credit And Insurance Solutions Advisor LLC CRD 312792 | New York, NY | institutional | $107B | 0.0% | 0 | n/a | 36 | 1 |
| Brookfield Asset Management Pic US, LLC CRD 151599 | New York, NY | asset manager | $105B | 0.0% | 0 | n/a | 46 | 116 |
| Oak Hill Advisors, L.P. CRD 125352 | New York, NY | asset manager | $101B | 0.0% | 0 | n/a | 1 | 94 |
| Blackstone Credit Bdc Advisors LLC CRD 296294 | New York, NY | asset manager | $101B | 0.0% | 0 | n/a | 13 | 0 |
| Rockefeller Capital Management CRD 291361 | New York, NY | BD affiliated | $100B | 82% | 1,033 | $96.4M | 67 | 0 |
| Renaissance Technologies LLC CRD 106661 | New York, NY | asset manager | $96B | 0.0% | 0 | n/a | 1 | 4 |
| Blue Owl Gpsc Advisors LLC CRD 293945 | New York, NY | asset manager | $95B | 0.0% | 0 | n/a | 3 | 125 |
| Coatue Management, L.L.C. CRD 157910 | New York, NY | asset manager | $93B | 0.0% | 0 | n/a | 3 | 146 |
| Cerberus Capital Management, L.P. CRD 152175 | New York, NY | asset manager | $92B | 0.0% | 3 | $31B | 10 | 178 |
| Insight Venture Partners CRD 142994 | New York, NY | asset manager | $92B | 0.0% | 0 | n/a | 3 | 0 |
| Blackstone Alternative Asset Management L.P. CRD 107580 | New York, NY | asset manager | $92B | 0.0% | 0 | n/a | 6 | 110 |
| Capstone Investment Advisors, LLC CRD 155563 | New York, NY | asset manager | $92B | 0.0% | 1 | $92B | 7 | 16 |
| Wisdomtree Asset Management, Inc. CRD 139684 | New York, NY | asset manager | $88B | 0.0% | 0 | n/a | 0 | 0 |
| Clayton, Dubilier & Rice, LLC CRD 160492 | New York, NY | asset manager | $87B | 0.0% | 0 | n/a | 0 | 42 |
| Fortress Investment Group CRD 129612 | New York, NY | asset manager | $87B | 0.0% | 0 | n/a | 18 | 347 |
| Cohen & Steers Capital Management Inc. CRD 106266 | New York, NY | asset manager | $86B | 0.0% | 22 | $3.9B | 0 | 9 |
| Global X Management Company LLC CRD 146932 | New York, NY | asset manager | $83B | 0.0% | 0 | n/a | 3 | 0 |
| Nippon Life Global Investors Americas, Inc. CRD 156244 | New York, NY | other | $83B | 0.0% | 0 | n/a | 1 | 0 |
| Park Avenue Institutional Advisers LLC CRD 175101 | New York, NY | institutional | $82B | 0.0% | 0 | n/a | 0 | 0 |
| Stonepeak CRD 159699 | New York, NY | asset manager | $82B | 0.0% | 0 | n/a | 10 | 121 |
| Pzena Investment Management LLC CRD 106847 | New York, NY | asset manager | $81B | 0.1% | 1 | $81B | 0 | 6 |
| Strategic Partners Fund Solutions Advisors L.P. CRD 134009 | New York, NY | asset manager | $80B | 0.0% | 0 | n/a | 5 | 45 |
| Blackstone Infrastructure Advisors L.L.C. CRD 289751 | New York, NY | asset manager | $80B | 0.0% | 0 | n/a | 2 | 41 |
| Centerbridge Partners, L.P. CRD 157359 | New York, NY | other | $80B | 0.0% | 0 | n/a | 3 | 104 |
| Lexington Partners L.P. CRD 147281 | New York, NY | asset manager | $79B | 0.0% | 0 | n/a | 8 | 113 |
| Axa Investment Managers US Inc CRD 113608 | New York, NY | asset manager | $79B | 0.0% | 0 | n/a | 6 | 21 |
| Tiger Global Management, LLC CRD 160318 | New York, NY | asset manager | $78B | 0.0% | 0 | n/a | 1 | 38 |
| Blackstone Property Advisors L.P. CRD 226598 | New York, NY | asset manager | $77B | 0.0% | 0 | n/a | 14 | 0 |
| Pinebridge Investments LLC CRD 285211 | New York, NY | other | $77B | 0.0% | 0 | n/a | 5 | 48 |
| Clarion Partners CRD 108803 | New York, NY | asset manager | $74B | 0.0% | 1 | $74B | 6 | 22 |
| RBC Rochdale, LLC CRD 117198 | New York, NY | BD affiliated | $73B | 69% | 120 | $608M | 10 | 0 |
| Tiaa-Cref Tuition Financing, Inc. CRD 108580 | New York, NY | institutional | $71B | 0.0% | 0 | n/a | 2 | 0 |
| Blackstone Asset Based Finance Advisors LP CRD 120934 | New York, NY | institutional | $70B | 0.0% | 0 | n/a | 6 | 37 |
| Goldentree Asset Management LP CRD 112753 | New York, NY | asset manager | $70B | 0.0% | 1 | $70B | 7 | 73 |
| Blackstone Real Estate Special Situations Advisors L.L.C. CRD 146043 | New York, NY | other | $70B | 0.0% | 0 | n/a | 6 | 0 |
| Betterment CRD 149117 | New York, NY | independent RIA | $70B | 92% | 28 | $2.5B | 0 | 0 |
| Carlyle Global Credit Investment Management L.L.C. CRD 162053 | New York, NY | asset manager | $68B | 0.0% | 0 | n/a | 2 | 67 |
| Brookfield Public Securities Group LLC CRD 110497 | New York, NY | institutional | $66B | 0.9% | 0 | n/a | 3 | 0 |
| Blue Owl Credit Advisors LLC CRD 282575 | New York, NY | asset manager | $65B | 0.0% | 0 | n/a | 8 | 20 |
| Cvc Credit Partners, LLC CRD 138528 | New York, NY | asset manager | $62B | 0.0% | 0 | n/a | 0 | 85 |
| Quantinno Capital Management LP CRD 298733 | New York, NY | independent RIA | $61B | 99% | 0 | n/a | 1 | 0 |
| Lgt Capital Partners (USA) Inc. CRD 160437 | New York, NY | asset manager | $60B | 0.0% | 0 | n/a | 7 | 1 |
| Mio Partners, Inc. CRD 108637 | New York, NY | asset manager | $60B | 0.0% | 8 | $7.4B | 3 | 15 |
2,584 advisers match.