DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Truenorth Wealth & Impact, LLC CRD 321238 | Joplin, MO | independent RIA | $456M | 95% | 3 | $152M | 0 | 0 |
| Sarver Vrooman Wealth Advisors LLC CRD 332699 | Kansas City, MO | independent RIA | $452M | 99% | 4 | $113M | 0 | 0 |
| Waterequity LLC CRD 281955 | Kansas City, MO | asset manager | $450M | 0.0% | 0 | n/a | 0 | 5 |
| H•••••• G•••• I••••••••• I••• CRD 160634 | St. Louis, MO | asset manager | $448M | 0.0% | 0 | n/a | 0 | 3 |
| M••••••••• R•• L•• CRD 309150 | O'Fallon, MO | other | $446M | 16% | 3 | $149M | 0 | 0 |
| F••• F•••••••• CRD 324833 | Saint Louis, MO | independent RIA | $435M | 100% | 22 | $19.8M | 0 | 0 |
| C•• M••••••••• L•• CRD 313413 | Kansas City, MO | asset manager | $428M | 0.0% | 0 | n/a | 0 | 1 |
| C••••••••• C••••••• L•• CRD 168734 | St. Louis, MO | asset manager | $416M | 0.0% | 0 | n/a | 4 | 17 |
| J•• C•••••• M••••••••• I••• CRD 105374 | Columbia, MO | independent RIA | $390M | 97% | 1 | $390M | 0 | 0 |
| W••••••••• A••••••• G••••• L•• CRD 312806 | St. Louis, MO | independent RIA | $388M | 100% | 12 | $32.3M | 2 | 0 |
| P••••••• F••••• A•••••••• L•• CRD 145628 | Springfield, MO | independent RIA | $372M | 79% | 9 | $41.3M | 1 | 0 |
| S••••• C•••••• M••••••••• L•• CRD 122692 | Saint Louis, MO | independent RIA | $368M | 99% | 42 | $8.8M | 20 | 0 |
| S•••••• W••••• L•• CRD 160094 | St. Louis, MO | independent RIA | $365M | 99% | 2 | $182M | 0 | 1 |
| M••••••••• CRD 147963 | Chesterfield, MO | independent RIA | $363M | 100% | 3 | $121M | 0 | 0 |
| M••••• P•••••• W••••• CRD 313223 | Saint Louis, MO | independent RIA | $357M | 100% | 6 | $59.5M | 2 | 0 |
| R••• J•••• C•••••• E••••••• M••••••••• I••• CRD 131804 | St. Louis, MO | independent RIA | $352M | 85% | 5 | $70.4M | 0 | 0 |
| B••••••••• A•••• M••••••••• L•• CRD 169832 | Chesterfield, MO | independent RIA | $351M | 98% | 6 | $58.4M | 1 | 0 |
| A•••••• W••••• M••••••••• L•• CRD 326816 | Kirkwood, MO | independent RIA | $346M | 100% | 3 | $115M | 1 | 0 |
| N•••••••• M•••• C•••••• M••••••••• I••• CRD 105580 | Kansas City, MO | independent RIA | $338M | 87% | 2 | $169M | 0 | 0 |
| M••••••••• W••••• A••••••• G•••• CRD 301621 | Kansas City, MO | independent RIA | $336M | 98% | 6 | $55.9M | 2 | 0 |
| B•••••••• M••••••••• L•• CRD 334073 | St. Louis, MO | asset manager | $330M | 0.0% | 0 | n/a | 0 | 4 |
| S••••••• C•••••• M••••••••• L•• CRD 111463 | Kansas City, MO | independent RIA | $328M | 98% | 4 | $82.0M | 5 | 0 |
| W•••••••• A••••••• G•••• L•• CRD 334668 | Columbia, MO | independent RIA | $327M | 100% | 5 | $65.4M | 0 | 0 |
| 1••• P•••••••• L•• CRD 325304 | Kansas City, MO | asset manager | $323M | 0.0% | 0 | n/a | 0 | 7 |
| V•••• F••••••• L•• CRD 312082 | Clayton, MO | independent RIA | $320M | 82% | 4 | $80.0M | 0 | 1 |
| C••••••••• S••••• A•••••••• L•• CRD 144044 | St. Louis, MO | mixed wealth | $315M | 43% | 3 | $105M | 2 | 0 |
| B•••• F••••• W•••••• L•• CRD 315635 | Saint Louis, MO | independent RIA | $313M | 100% | 3 | $104M | 0 | 0 |
| C•••• • S••• W••••• CRD 323565 | Kansas City, MO | independent RIA | $307M | 95% | 8 | $38.3M | 3 | 0 |
| C••••• • H•••• W••••• M••••••••• I••• CRD 143812 | St. Louis, MO | independent RIA | $301M | 98% | 4 | $75.2M | 0 | 0 |
| T•• Y••••• G•••• CRD 281364 | Manchester, MO | independent RIA | $296M | 98% | 5 | $59.3M | 0 | 0 |
| E•••• B••••• W••••• M••••••••• L•• CRD 306311 | Columbia, MO | independent RIA | $294M | 96% | 3 | $98.1M | 0 | 0 |
| P••••• V••••••••• C••• L•• CRD 127938 | St.Louis, MO | independent RIA | $289M | 100% | 0 | n/a | 0 | 0 |
| M••••• A•••• C••••••• P••••••• CRD 327289 | St Louis, MO | asset manager | $288M | 0.0% | 0 | n/a | 1 | 1 |
| T•••••• W••••• A••••••• L•• CRD 109452 | St. Louis, MO | independent RIA | $282M | 97% | 4 | $70.4M | 0 | 0 |
| A••••••• A••••••• CRD 282953 | St. Louis, MO | independent RIA | $279M | 100% | 4 | $69.7M | 1 | 0 |
| U•••••••• F•••••••• A•••••••• L•• CRD 318392 | St. Louis, MO | independent RIA | $277M | 100% | 9 | $30.8M | 2 | 0 |
| M•••• • S•••••• W••••• M••••••••• CRD 123741 | Kansas City, MO | independent RIA | $269M | 90% | 8 | $33.7M | 2 | 0 |
| L•••• • C•••• P•••••••• L•• CRD 299686 | St. Louis, MO | asset manager | $263M | 0.0% | 0 | n/a | 0 | 8 |
| E••••• W••••• P•••••••• L•• CRD 317224 | Independence, MO | independent RIA | $259M | 100% | 7 | $36.9M | 1 | 0 |
| B••• C•••••• P••••••• M••••••••• L•• CRD 288225 | Kansas City, MO | asset manager | $247M | 0.0% | 0 | n/a | 0 | 2 |
| S•• L•••• F•••••••• P••••••• A•••• M••••••••• L•• CRD 106999 | Chesterfield, MO | independent RIA | $234M | 100% | 3 | $78.0M | 0 | 0 |
| S••••••• F•••••••• CRD 108176 | Columbia, MO | independent RIA | $233M | 100% | 6 | $38.8M | 0 | 0 |
| S••••••• I••••••••• A••••••••• CRD 117287 | Bolivar, MO | independent RIA | $229M | 85% | 3 | $76.4M | 0 | 0 |
| M•••••••• W••••• M••••••••• L•• CRD 154722 | Saint Louis, MO | independent RIA | $221M | 100% | 2 | $110M | 0 | 0 |
| E••• A•••••••• L•• CRD 281039 | St. Louis, MO | institutional | $220M | 0.0% | 3 | $73.3M | 0 | 0 |
| W••••••••• A•••• M••••••••• L•• CRD 170382 | Springfield, MO | independent RIA | $211M | 95% | 6 | $35.1M | 0 | 0 |
| R••••• • C••••••• L•• CRD 115337 | O'Fallon, MO | independent RIA | $211M | 100% | 2 | $105M | 0 | 0 |
| S•• F•••••••• L•• CRD 129817 | Sunset Hills, MO | independent RIA | $208M | 100% | 4 | $52.1M | 0 | 0 |
| C••••••••• T•••• F•••••••• S••••••• CRD 337704 | Fayette, MO | independent RIA | $204M | 92% | 5 | $40.8M | 3 | 0 |
| M••••• A•••••••• L•• CRD 165129 | Webster Groves, MO | independent RIA | $202M | 99% | 2 | $101M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
194 advisers match.