DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Summit Partners Public Asset Management, LLC CRD 175100 | Boston, MA | asset manager | $4.6B | 0.0% | 0 | n/a | 1 | 12 |
| Twin Focus Capital Partners, LLC CRD 140522 | Boston, MA | independent RIA | $4.6B | 98% | 16 | $287M | 0 | 6 |
| Boston Trust Walden Inc. CRD 111266 | Boston, MA | asset manager | $4.6B | 0.0% | 0 | n/a | 0 | 0 |
| P••••• C•••••• A•••••••• L•• CRD 310327 | Braintree, MA | independent RIA | $4.3B | 100% | 28 | $154M | 5 | 0 |
| T••••••• A•••• M••••••••• CRD 110901 | Boston, MA | independent RIA | $4.3B | 53% | 12 | $359M | 1 | 0 |
| R•••••••• M•••••• C•••••• M••••••••• L•• CRD 137342 | Boston, MA | independent RIA | $4.2B | 70% | 21 | $201M | 0 | 0 |
| P•••••• G••••• M••••••••• L•• CRD 297431 | Boston, MA | asset manager | $4.2B | 0.0% | 0 | n/a | 4 | 18 |
| M••••••••• A•••• M••••••••• CRD 108526 | Boston, MA | other | $4.2B | 2.0% | 0 | n/a | 0 | 2 |
| B••••• C••••• A•••• M••••••••• L•• CRD 123558 | B•••••, MA | other | $4.2B | 15% | 2 | $2.1B | 0 | 5 |
| T•••• I••• C••••••• L•• CRD 283006 | Andover, MA | asset manager | $4.2B | 0.0% | 0 | n/a | 1 | 15 |
| E•••••••• C••••• P••••••• M••••••••• L•• CRD 292216 | Boston, MA | asset manager | $4.1B | 0.0% | 0 | n/a | 1 | 10 |
| N•• F••••••• A•••••••• L•• CRD 147181 | Boston, MA | asset manager | $4.0B | 2.7% | 3 | $1.3B | 0 | 0 |
| C••••• R••• A••••••• L•• CRD 331429 | Boston, MA | independent RIA | $3.9B | 70% | 0 | n/a | 0 | 6 |
| C•••••••• A•••• M••••••••• L• CRD 167820 | Boston, MA | asset manager | $3.8B | 0.0% | 0 | n/a | 0 | 7 |
| S•• G•••••• I••••••••• M••••••••• CRD 155186 | Springfield, MA | independent RIA | $3.8B | 93% | 29 | $131M | 5 | 0 |
| B••••••• F•••••••• P••••••• CRD 322925 | Needham, MA | independent RIA | $3.8B | 76% | 16 | $235M | 3 | 0 |
| H•••••• C•••••• M••••••••• L•• CRD 104726 | Boston, MA | independent RIA | $3.7B | 87% | 11 | $340M | 0 | 6 |
| L••••• C••••••••• CRD 324443 | Boston, MA | other | $3.7B | 0.0% | 0 | n/a | 0 | 0 |
| B••• A•••••••• L• CRD 282092 | Boston, MA | asset manager | $3.6B | 0.0% | 0 | n/a | 0 | 0 |
| M•• B•••••••• CRD 148467 | Boston, MA | asset manager | $3.6B | 0.0% | 0 | n/a | 1 | 14 |
| E••••••• CRD 282189 | Boston, MA | asset manager | $3.6B | 0.0% | 0 | n/a | 1 | 13 |
| E••••• G••••• P••••••• CRD 339223 | Boston, MA | asset manager | $3.5B | 0.0% | 0 | n/a | 0 | 9 |
| P•••••••• C•••••• CRD 291106 | Boston, MA | asset manager | $3.5B | 0.0% | 0 | n/a | 3 | 8 |
| M•••• • C••••• I•• CRD 594 | Boston, MA | BD affiliated | $3.4B | 92% | 82 | $41.9M | 30 | 0 |
| F••••••• H••••• A•••••••• L•• CRD 155733 | Boston, MA | independent RIA | $3.4B | 99% | 60 | $57.0M | 36 | 0 |
| I•••••••• C•••••• M••••••••• L• CRD 287617 | Boston, MA | asset manager | $3.4B | 0.0% | 0 | n/a | 0 | 2 |
| N•••••••• I••••••••• M••••••••• I•• CRD 105051 | Boston, MA | independent RIA | $3.3B | 96% | 9 | $364M | 1 | 0 |
| F••••• I••••••••• A•••••••• L•• CRD 161548 | Boston, MA | asset manager | $3.3B | 0.0% | 0 | n/a | 1 | 8 |
| E•• I••••••••• CRD 106821 | Framingham, MA | other | $3.2B | 1.4% | 4 | $801M | 0 | 0 |
| S•••••••• S••••••••• CRD 41791 | Boston, MA | BD affiliated | $3.1B | 91% | 159 | $19.8M | 417 | 0 |
| W••••••• W••••• CRD 288178 | Boston, MA | independent RIA | $3.1B | 95% | 28 | $111M | 18 | 0 |
| S•• W••••• CRD 172832 | Boston, MA | independent RIA | $3.1B | 78% | 83 | $37.3M | 24 | 0 |
| A•••••••• C•••••• P••••••• CRD 161522 | Boston, MA | asset manager | $3.1B | 0.0% | 0 | n/a | 2 | 4 |
| P••• T••• A•••••••• I••• CRD 104576 | Lincoln, MA | asset manager | $3.1B | 0.0% | 2 | $1.5B | 0 | 0 |
| A••••••••• G••••• L•• CRD 128356 | Boston, MA | asset manager | $3.1B | 0.0% | 0 | n/a | 0 | 1 |
| A•• C•••••• M••••••••• L• CRD 108633 | Boston, MA | other | $3.0B | 0.0% | 1 | $3.0B | 6 | 1 |
| C••••••• C••• C•• A•••••••• L•• CRD 310864 | Boston, MA | asset manager | $3.0B | 0.0% | 0 | n/a | 1 | 10 |
| N••••• I••••••••• A••••••• CRD 105461 | Boston, MA | other | $3.0B | 2.4% | 4 | $741M | 0 | 0 |
| B•••• H••• I••••••••• A••••••• L•• CRD 143750 | Boston, MA | independent RIA | $2.9B | 91% | 9 | $327M | 0 | 0 |
| L•••••• I••••••••• CRD 312557 | Boston, MA | asset manager | $2.9B | 3.0% | 2 | $1.4B | 0 | 0 |
| S•••••••• C•••••• A••••••••• G••••• L••••• CRD 114922 | Boston, MA | asset manager | $2.8B | 0.1% | 1 | $2.8B | 0 | 0 |
| E••••••• I••••••••• P••••••• L•• CRD 299607 | Beverly, MA | other | $2.8B | 5.2% | 7 | $404M | 2 | 2 |
| M••••• P•••••••• L•• CRD 161326 | Boston, MA | asset manager | $2.7B | 0.0% | 0 | n/a | 4 | 4 |
| W••••••• A••••••• L•• CRD 152145 | Waltham, MA | independent RIA | $2.7B | 55% | 8 | $334M | 0 | 66 |
| T•• P•••••• F•••••••• G••••• L•• CRD 172470 | Walpole, MA | independent RIA | $2.6B | 54% | 35 | $75.4M | 24 | 0 |
| S•••••• C•••••• M••••••••• CRD 156956 | Boston, MA | asset manager | $2.5B | 0.0% | 0 | n/a | 2 | 8 |
| S• • C••• I••• CRD 110026 | Boston, MA | independent RIA | $2.5B | 60% | 0 | n/a | 0 | 6 |
| R••••••••• R•••••••• I••••••••• C••••••••• CRD 47723 | Andover, MA | institutional | $2.4B | 6.5% | 2 | $1.2B | 0 | 0 |
| N•••••• • P•••• A••••••• L•• CRD 107113 | Boston, MA | independent RIA | $2.4B | 90% | 2 | $1.2B | 0 | 0 |
| M••••• L•••• L•••••••• • W•••••• L•• CRD 283549 | Boston, MA | independent RIA | $2.4B | 89% | 8 | $301M | 0 | 1 |
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627 advisers match.